0001209191-15-038649.txt : 20150504 0001209191-15-038649.hdr.sgml : 20150504 20150504204336 ACCESSION NUMBER: 0001209191-15-038649 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150430 FILED AS OF DATE: 20150504 DATE AS OF CHANGE: 20150504 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SVB FINANCIAL GROUP CENTRAL INDEX KEY: 0000719739 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 942856336 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3003 TASMAN DR CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4086547400 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cox Philip C CENTRAL INDEX KEY: 0001575523 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15637 FILM NUMBER: 15830167 MAIL ADDRESS: STREET 1: ORCHARD HOUSE 40 BARRINGTON ROAD STREET 2: FOXTON CAMBRIDGE CITY: LONDON STATE: X0 ZIP: CB22 6SL 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-04-30 0 0000719739 SVB FINANCIAL GROUP SIVB 0001575523 Cox Philip C 3003 TASMAN DRIVE SANTA CLARA CA 95054 0 1 0 0 Head EMEA India & President,UK Common Stock 2015-04-30 4 M 0 575 A 2699 D Common Stock 2015-04-30 4 F 0 259 132.76 D 2440 D Common Stock 2015-04-30 4 M 0 1500 60.37 A 3940 D Common Stock 2015-04-30 4 M 0 813 64.37 A 4753 D Common Stock 2015-04-30 4 M 0 550 49.18 A 5303 D Common Stock 2015-04-30 4 M 0 2350 71.11 A 7653 D Common Stock 2015-04-30 4 F 0 3806 134.5384 D 3847 D Restricted Stock Unit 0.00 2015-04-30 4 M 0 575 D 2014-04-30 2020-04-30 Common Stock 575 1150 D Stock Option 64.37 2015-04-30 4 M 0 813 64.37 D 2013-05-01 2019-05-01 Common Stock 813 1624 D Stock Option 71.11 2015-04-30 4 M 0 2350 71.11 D 2014-04-30 2020-04-30 Common Stock 2350 2350 D Stock Option 60.37 2015-04-30 4 M 0 1500 60.37 D 2012-04-27 2018-04-27 Common Stock 1500 0 D Stock Option 49.18 2015-04-30 4 M 0 550 49.18 D 2011-04-30 2017-04-30 Common Stock 550 0 D Previously reported restricted stock units vested on 4/30/2015. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. Shares withheld by Issuer for payment of tax liability incurred upon vesting of restricted stock units. The 3,806 shares were sold through separate trades, with the sale prices ranging from $134.44 to $134.65 and at a weighted average sale price of $134.5384. Denise West, Attorney-in-Fact for Philip Cox 2015-05-04