0001209191-15-038649.txt : 20150504
0001209191-15-038649.hdr.sgml : 20150504
20150504204336
ACCESSION NUMBER: 0001209191-15-038649
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150430
FILED AS OF DATE: 20150504
DATE AS OF CHANGE: 20150504
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SVB FINANCIAL GROUP
CENTRAL INDEX KEY: 0000719739
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 942856336
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3003 TASMAN DR
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
BUSINESS PHONE: 4086547400
MAIL ADDRESS:
STREET 1: 3003 TASMAN DRIVE
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
FORMER COMPANY:
FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cox Philip C
CENTRAL INDEX KEY: 0001575523
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-15637
FILM NUMBER: 15830167
MAIL ADDRESS:
STREET 1: ORCHARD HOUSE 40 BARRINGTON ROAD
STREET 2: FOXTON CAMBRIDGE
CITY: LONDON
STATE: X0
ZIP: CB22 6SL
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-04-30
0
0000719739
SVB FINANCIAL GROUP
SIVB
0001575523
Cox Philip C
3003 TASMAN DRIVE
SANTA CLARA
CA
95054
0
1
0
0
Head EMEA India & President,UK
Common Stock
2015-04-30
4
M
0
575
A
2699
D
Common Stock
2015-04-30
4
F
0
259
132.76
D
2440
D
Common Stock
2015-04-30
4
M
0
1500
60.37
A
3940
D
Common Stock
2015-04-30
4
M
0
813
64.37
A
4753
D
Common Stock
2015-04-30
4
M
0
550
49.18
A
5303
D
Common Stock
2015-04-30
4
M
0
2350
71.11
A
7653
D
Common Stock
2015-04-30
4
F
0
3806
134.5384
D
3847
D
Restricted Stock Unit
0.00
2015-04-30
4
M
0
575
D
2014-04-30
2020-04-30
Common Stock
575
1150
D
Stock Option
64.37
2015-04-30
4
M
0
813
64.37
D
2013-05-01
2019-05-01
Common Stock
813
1624
D
Stock Option
71.11
2015-04-30
4
M
0
2350
71.11
D
2014-04-30
2020-04-30
Common Stock
2350
2350
D
Stock Option
60.37
2015-04-30
4
M
0
1500
60.37
D
2012-04-27
2018-04-27
Common Stock
1500
0
D
Stock Option
49.18
2015-04-30
4
M
0
550
49.18
D
2011-04-30
2017-04-30
Common Stock
550
0
D
Previously reported restricted stock units vested on 4/30/2015.
Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock.
Shares withheld by Issuer for payment of tax liability incurred upon vesting of restricted stock units.
The 3,806 shares were sold through separate trades, with the sale prices ranging from $134.44 to $134.65 and at a weighted average sale price of $134.5384.
Denise West, Attorney-in-Fact for Philip Cox
2015-05-04