0001209191-15-007910.txt : 20150130
0001209191-15-007910.hdr.sgml : 20150130
20150130164818
ACCESSION NUMBER: 0001209191-15-007910
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150128
FILED AS OF DATE: 20150130
DATE AS OF CHANGE: 20150130
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SVB FINANCIAL GROUP
CENTRAL INDEX KEY: 0000719739
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 942856336
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3003 TASMAN DR
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
BUSINESS PHONE: 4086547400
MAIL ADDRESS:
STREET 1: 3003 TASMAN DRIVE
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
FORMER COMPANY:
FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Edmonds-Waters Christopher
CENTRAL INDEX KEY: 0001421898
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-15637
FILM NUMBER: 15563660
MAIL ADDRESS:
STREET 1: 3003 TASMAN DRIVE
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-01-28
0
0000719739
SVB FINANCIAL GROUP
SIVB
0001421898
Edmonds-Waters Christopher
SVB FINANCIAL GROUP
3005 TASMAN DRIVE
SANTA CLARA
CA
95054
0
1
0
0
Head of Human Resources
Common Stock
2015-01-28
4
M
0
1000
60.37
A
4921
D
Common Stock
2015-01-28
4
M
0
2545
45.19
A
7466
D
Common Stock
2015-01-28
4
M
0
1475
71.11
A
8941
D
Common Stock
2015-01-28
4
S
0
2000
116.98
D
6941
D
Common Stock
2015-01-28
4
S
0
1720
115.2002
D
5221
D
Common Stock
2015-01-28
4
S
0
1300
116.0003
D
3921
D
Common Stock
2498
I
By 401(k)/ESOP
Stock Option
60.37
2015-01-28
4
M
0
1000
60.37
D
2012-04-27
2018-04-27
Common Stock
1000
1500
D
Stock Option
45.19
2015-01-28
4
M
0
2545
45.19
D
2011-07-27
2017-07-27
Common Stock
2545
0
D
Stock Option
71.11
2015-01-28
4
M
0
1475
71.11
D
2014-04-30
2020-04-30
Common Stock
1475
4425
D
The 1,720 shares were sold through separate trades, with the sale prices ranging from $114.76 to $115.75 and at a weighted average sale price of $115.2002.
The 1,300 shares were sold through separate trades, with the sale prices ranging from $115.76 to $116.55 and at a weighted average sale price of $116.0003.
Includes 17 shares acquired under the SVB stock purchase plan on 12-31-2014.
Denise West, Attorney-in-Fact for Christopher Edmonds-Waters
2015-01-30