0001209191-15-007910.txt : 20150130 0001209191-15-007910.hdr.sgml : 20150130 20150130164818 ACCESSION NUMBER: 0001209191-15-007910 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150128 FILED AS OF DATE: 20150130 DATE AS OF CHANGE: 20150130 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SVB FINANCIAL GROUP CENTRAL INDEX KEY: 0000719739 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 942856336 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3003 TASMAN DR CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4086547400 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Edmonds-Waters Christopher CENTRAL INDEX KEY: 0001421898 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15637 FILM NUMBER: 15563660 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-01-28 0 0000719739 SVB FINANCIAL GROUP SIVB 0001421898 Edmonds-Waters Christopher SVB FINANCIAL GROUP 3005 TASMAN DRIVE SANTA CLARA CA 95054 0 1 0 0 Head of Human Resources Common Stock 2015-01-28 4 M 0 1000 60.37 A 4921 D Common Stock 2015-01-28 4 M 0 2545 45.19 A 7466 D Common Stock 2015-01-28 4 M 0 1475 71.11 A 8941 D Common Stock 2015-01-28 4 S 0 2000 116.98 D 6941 D Common Stock 2015-01-28 4 S 0 1720 115.2002 D 5221 D Common Stock 2015-01-28 4 S 0 1300 116.0003 D 3921 D Common Stock 2498 I By 401(k)/ESOP Stock Option 60.37 2015-01-28 4 M 0 1000 60.37 D 2012-04-27 2018-04-27 Common Stock 1000 1500 D Stock Option 45.19 2015-01-28 4 M 0 2545 45.19 D 2011-07-27 2017-07-27 Common Stock 2545 0 D Stock Option 71.11 2015-01-28 4 M 0 1475 71.11 D 2014-04-30 2020-04-30 Common Stock 1475 4425 D The 1,720 shares were sold through separate trades, with the sale prices ranging from $114.76 to $115.75 and at a weighted average sale price of $115.2002. The 1,300 shares were sold through separate trades, with the sale prices ranging from $115.76 to $116.55 and at a weighted average sale price of $116.0003. Includes 17 shares acquired under the SVB stock purchase plan on 12-31-2014. Denise West, Attorney-in-Fact for Christopher Edmonds-Waters 2015-01-30