0001209191-14-066829.txt : 20141105 0001209191-14-066829.hdr.sgml : 20141105 20141105192408 ACCESSION NUMBER: 0001209191-14-066829 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141103 FILED AS OF DATE: 20141105 DATE AS OF CHANGE: 20141105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SVB FINANCIAL GROUP CENTRAL INDEX KEY: 0000719739 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 942856336 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3003 TASMAN DR CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4086547400 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wallace Bruce CENTRAL INDEX KEY: 0001518729 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15637 FILM NUMBER: 141198376 MAIL ADDRESS: STREET 1: 3005 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-11-03 0 0000719739 SVB FINANCIAL GROUP SIVB 0001518729 Wallace Bruce SVB FINANCIAL GROUP 3005 TASMAN DRIVE SANTA CLARA CA 95054 0 1 0 0 Chief Operating Officer Common Stock 2014-11-03 4 M 0 2500 64.37 A 7939 D Common Stock 2014-11-03 4 S 0 2500 112.2431 D 5439 D Common Stock 230 I By 401(k)/ESOP Stock Option 64.37 2014-11-03 4 M 0 2500 64.37 D 2013-05-01 2019-05-01 Common Stock 2500 4500 D The information in this report is based on 401(k)/ESOP Plan statement dated as of September 30, 2014. Denise West, Attorney-in-Fact for Bruce Wallace 2014-11-05