0001209191-14-061873.txt : 20141003
0001209191-14-061873.hdr.sgml : 20141003
20141003174446
ACCESSION NUMBER: 0001209191-14-061873
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140630
FILED AS OF DATE: 20141003
DATE AS OF CHANGE: 20141003
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SVB FINANCIAL GROUP
CENTRAL INDEX KEY: 0000719739
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 942856336
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3003 TASMAN DR
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
BUSINESS PHONE: 4086547400
MAIL ADDRESS:
STREET 1: 3003 TASMAN DRIVE
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
FORMER COMPANY:
FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BECKER GREGORY W
CENTRAL INDEX KEY: 0001259867
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-15637
FILM NUMBER: 141141129
MAIL ADDRESS:
STREET 1: 3003 TASMAN DRIVE
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2014-06-30
0
0000719739
SVB FINANCIAL GROUP
SIVB
0001259867
BECKER GREGORY W
SVB FINANCIAL GROUP
3005 TASMAN DRIVE
SANTA CLARA
CA
95054
0
1
0
0
President and CEO
Common Stock
2014-06-30
5
A
0
E
242
87.746
A
25914
I
Revocable Trust
Common Stock
2014-10-01
4
M
0
12000
48.76
A
37914
I
Revocable Trust
Common Stock
2014-10-01
4
S
0
12000
111.19
D
25914
I
Revocable Trust
Common Stock
3503
I
By 401(k)/ESOP
Stock Option
48.76
2014-10-01
4
M
0
12000
48.76
D
2009-04-29
2015-04-29
Common Stock
12000
4450
D
Acquired under the Issuer's Employee Stock Purchase Plan.
Since the date of the reporting person's last ownership report, he disposed a total of 23,301 shares of common stock in a transaction exempted from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-12 thereunder.
The exercise and sale of the stock option in this Form 4 was affected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective August 12, 2014.
Since the date of the reporting person's last ownership report, he disposed a total of 3,241 shares of common stock in a transaction exempted from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-12 thereunder.
Denise West, Attorney-in-Fact for Gregory Becker
2014-10-03