0001209191-14-061873.txt : 20141003 0001209191-14-061873.hdr.sgml : 20141003 20141003174446 ACCESSION NUMBER: 0001209191-14-061873 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140630 FILED AS OF DATE: 20141003 DATE AS OF CHANGE: 20141003 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SVB FINANCIAL GROUP CENTRAL INDEX KEY: 0000719739 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 942856336 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3003 TASMAN DR CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4086547400 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BECKER GREGORY W CENTRAL INDEX KEY: 0001259867 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15637 FILM NUMBER: 141141129 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-06-30 0 0000719739 SVB FINANCIAL GROUP SIVB 0001259867 BECKER GREGORY W SVB FINANCIAL GROUP 3005 TASMAN DRIVE SANTA CLARA CA 95054 0 1 0 0 President and CEO Common Stock 2014-06-30 5 A 0 E 242 87.746 A 25914 I Revocable Trust Common Stock 2014-10-01 4 M 0 12000 48.76 A 37914 I Revocable Trust Common Stock 2014-10-01 4 S 0 12000 111.19 D 25914 I Revocable Trust Common Stock 3503 I By 401(k)/ESOP Stock Option 48.76 2014-10-01 4 M 0 12000 48.76 D 2009-04-29 2015-04-29 Common Stock 12000 4450 D Acquired under the Issuer's Employee Stock Purchase Plan. Since the date of the reporting person's last ownership report, he disposed a total of 23,301 shares of common stock in a transaction exempted from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-12 thereunder. The exercise and sale of the stock option in this Form 4 was affected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective August 12, 2014. Since the date of the reporting person's last ownership report, he disposed a total of 3,241 shares of common stock in a transaction exempted from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-12 thereunder. Denise West, Attorney-in-Fact for Gregory Becker 2014-10-03