0001209191-14-058302.txt : 20140916
0001209191-14-058302.hdr.sgml : 20140916
20140916195222
ACCESSION NUMBER: 0001209191-14-058302
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140912
FILED AS OF DATE: 20140916
DATE AS OF CHANGE: 20140916
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SVB FINANCIAL GROUP
CENTRAL INDEX KEY: 0000719739
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 942856336
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3003 TASMAN DR
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
BUSINESS PHONE: 4086547400
MAIL ADDRESS:
STREET 1: 3003 TASMAN DRIVE
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
FORMER COMPANY:
FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Parsons Joan
CENTRAL INDEX KEY: 0001518728
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-15637
FILM NUMBER: 141106578
MAIL ADDRESS:
STREET 1: 3005 TASMAN DRIVE
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2014-09-12
0
0000719739
SVB FINANCIAL GROUP
SIVB
0001518728
Parsons Joan
SVB FINANCIAL GROUP
3005 TASMAN DRIVE
SANTA CLARA
CA
95054
0
1
0
0
Head of Specialty Banking
Common Stock
2014-09-12
4
M
0
5250
60.37
A
16675
D
Common Stock
2014-09-12
4
M
0
4600
64.37
A
21275
D
Common Stock
2014-09-12
4
M
0
2350
71.11
A
23625
D
Common Stock
2014-09-12
4
S
0
5250
115.4737
D
18375
D
Common Stock
2014-09-12
4
S
0
4600
115.5241
D
13775
D
Common Stock
2014-09-12
4
S
0
2350
115.5523
D
11425
D
Common Stock
2014-09-12
4
S
0
5425
115.4167
D
6000
D
Common Stock
2014-09-12
4
S
0
900
116.1056
D
5100
D
Common Stock
5816
I
By 401(k)/ESOP
Stock Option
71.11
2014-09-12
4
M
0
2350
71.11
D
2014-04-30
2020-04-30
Common Stock
2350
7050
D
Stock Option
64.37
2014-09-12
4
M
0
4600
64.37
D
2013-05-01
2019-05-01
Common Stock
4600
4600
D
Stock Option
60.37
2014-09-12
4
M
0
5250
60.37
D
2012-04-27
2018-04-27
Common Stock
5250
1750
D
The 5,425 shares were sold through separate trades, with the sale prices ranging from $115.00 to $115.9 and at a weighted average sale price of $115.4167.
The 900 shares were sold through separate trades, with the sale prices ranging from $115.92 to $116.31 and at a weighted average sale price of $116.1056.
All transactions reported in this Form 4 were affected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective August 6, 2014.
Denise West, Attorney-in-fact for Joan Parsons
2014-09-16