0001209191-14-058302.txt : 20140916 0001209191-14-058302.hdr.sgml : 20140916 20140916195222 ACCESSION NUMBER: 0001209191-14-058302 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140912 FILED AS OF DATE: 20140916 DATE AS OF CHANGE: 20140916 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SVB FINANCIAL GROUP CENTRAL INDEX KEY: 0000719739 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 942856336 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3003 TASMAN DR CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4086547400 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Parsons Joan CENTRAL INDEX KEY: 0001518728 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15637 FILM NUMBER: 141106578 MAIL ADDRESS: STREET 1: 3005 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-09-12 0 0000719739 SVB FINANCIAL GROUP SIVB 0001518728 Parsons Joan SVB FINANCIAL GROUP 3005 TASMAN DRIVE SANTA CLARA CA 95054 0 1 0 0 Head of Specialty Banking Common Stock 2014-09-12 4 M 0 5250 60.37 A 16675 D Common Stock 2014-09-12 4 M 0 4600 64.37 A 21275 D Common Stock 2014-09-12 4 M 0 2350 71.11 A 23625 D Common Stock 2014-09-12 4 S 0 5250 115.4737 D 18375 D Common Stock 2014-09-12 4 S 0 4600 115.5241 D 13775 D Common Stock 2014-09-12 4 S 0 2350 115.5523 D 11425 D Common Stock 2014-09-12 4 S 0 5425 115.4167 D 6000 D Common Stock 2014-09-12 4 S 0 900 116.1056 D 5100 D Common Stock 5816 I By 401(k)/ESOP Stock Option 71.11 2014-09-12 4 M 0 2350 71.11 D 2014-04-30 2020-04-30 Common Stock 2350 7050 D Stock Option 64.37 2014-09-12 4 M 0 4600 64.37 D 2013-05-01 2019-05-01 Common Stock 4600 4600 D Stock Option 60.37 2014-09-12 4 M 0 5250 60.37 D 2012-04-27 2018-04-27 Common Stock 5250 1750 D The 5,425 shares were sold through separate trades, with the sale prices ranging from $115.00 to $115.9 and at a weighted average sale price of $115.4167. The 900 shares were sold through separate trades, with the sale prices ranging from $115.92 to $116.31 and at a weighted average sale price of $116.1056. All transactions reported in this Form 4 were affected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective August 6, 2014. Denise West, Attorney-in-fact for Joan Parsons 2014-09-16