0001209191-14-056253.txt : 20140905
0001209191-14-056253.hdr.sgml : 20140905
20140905202538
ACCESSION NUMBER: 0001209191-14-056253
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140630
FILED AS OF DATE: 20140905
DATE AS OF CHANGE: 20140905
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SVB FINANCIAL GROUP
CENTRAL INDEX KEY: 0000719739
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 942856336
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3003 TASMAN DR
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
BUSINESS PHONE: 4086547400
MAIL ADDRESS:
STREET 1: 3003 TASMAN DRIVE
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
FORMER COMPANY:
FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Edmonds-Waters Christopher
CENTRAL INDEX KEY: 0001421898
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-15637
FILM NUMBER: 141086964
MAIL ADDRESS:
STREET 1: 3003 TASMAN DRIVE
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2014-06-30
0
0000719739
SVB FINANCIAL GROUP
SIVB
0001421898
Edmonds-Waters Christopher
SVB FINANCIAL GROUP
3005 TASMAN DRIVE
SANTA CLARA
CA
95054
0
1
0
0
Head of Human Resources
Common Stock
2014-06-30
5
A
0
E
47
87.746
A
2996
D
Common Stock
2014-09-03
4
M
0
1600
27.84
A
4596
D
Common Stock
2014-09-03
4
M
0
2000
45.19
A
6596
D
Common Stock
2014-09-03
4
M
0
1500
60.37
A
8096
D
Common Stock
2014-09-03
4
M
0
1575
64.37
A
9671
D
Common Stock
2014-09-03
4
S
0
6675
112.6835
D
2996
D
Common Stock
2498
I
By 401(k)/ESOP
Stock Option
45.19
2014-09-03
4
M
0
2000
45.19
D
2011-07-27
2017-07-27
Common Stock
2000
2545
D
Stock Option
60.37
2014-09-03
4
M
0
1500
60.37
D
2012-04-27
2018-04-27
Common Stock
1500
2500
D
Stock Option
64.37
2014-09-03
4
M
0
1575
64.37
D
2013-05-01
2019-05-01
Common Stock
1575
3150
D
Stock Option
27.84
2014-09-03
4
M
0
1600
27.84
D
2010-05-12
2016-05-12
Common Stock
1600
0
D
Acquired under the Issuer's Employee Stock Purchase Plan.
The 6,675 shares were sold through separate trades, with the sale prices ranging from $112.36 to $112.87 and at a weighted average sale
price of $112.6835.
The information in this report is based on 401(k)/ESOP Plan statement dated as of June 30, 2014.
Denise West, Attorney-in-Fact for Christopher Edmonds-Waters
2014-09-05