0001209191-14-056253.txt : 20140905 0001209191-14-056253.hdr.sgml : 20140905 20140905202538 ACCESSION NUMBER: 0001209191-14-056253 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140630 FILED AS OF DATE: 20140905 DATE AS OF CHANGE: 20140905 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SVB FINANCIAL GROUP CENTRAL INDEX KEY: 0000719739 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 942856336 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3003 TASMAN DR CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4086547400 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Edmonds-Waters Christopher CENTRAL INDEX KEY: 0001421898 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15637 FILM NUMBER: 141086964 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-06-30 0 0000719739 SVB FINANCIAL GROUP SIVB 0001421898 Edmonds-Waters Christopher SVB FINANCIAL GROUP 3005 TASMAN DRIVE SANTA CLARA CA 95054 0 1 0 0 Head of Human Resources Common Stock 2014-06-30 5 A 0 E 47 87.746 A 2996 D Common Stock 2014-09-03 4 M 0 1600 27.84 A 4596 D Common Stock 2014-09-03 4 M 0 2000 45.19 A 6596 D Common Stock 2014-09-03 4 M 0 1500 60.37 A 8096 D Common Stock 2014-09-03 4 M 0 1575 64.37 A 9671 D Common Stock 2014-09-03 4 S 0 6675 112.6835 D 2996 D Common Stock 2498 I By 401(k)/ESOP Stock Option 45.19 2014-09-03 4 M 0 2000 45.19 D 2011-07-27 2017-07-27 Common Stock 2000 2545 D Stock Option 60.37 2014-09-03 4 M 0 1500 60.37 D 2012-04-27 2018-04-27 Common Stock 1500 2500 D Stock Option 64.37 2014-09-03 4 M 0 1575 64.37 D 2013-05-01 2019-05-01 Common Stock 1575 3150 D Stock Option 27.84 2014-09-03 4 M 0 1600 27.84 D 2010-05-12 2016-05-12 Common Stock 1600 0 D Acquired under the Issuer's Employee Stock Purchase Plan. The 6,675 shares were sold through separate trades, with the sale prices ranging from $112.36 to $112.87 and at a weighted average sale price of $112.6835. The information in this report is based on 401(k)/ESOP Plan statement dated as of June 30, 2014. Denise West, Attorney-in-Fact for Christopher Edmonds-Waters 2014-09-05