0001209191-14-054584.txt : 20140827
0001209191-14-054584.hdr.sgml : 20140827
20140827112303
ACCESSION NUMBER: 0001209191-14-054584
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140825
FILED AS OF DATE: 20140827
DATE AS OF CHANGE: 20140827
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SVB FINANCIAL GROUP
CENTRAL INDEX KEY: 0000719739
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 942856336
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3003 TASMAN DR
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
BUSINESS PHONE: 4086547400
MAIL ADDRESS:
STREET 1: 3003 TASMAN DRIVE
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
FORMER COMPANY:
FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Husain Kamran F
CENTRAL INDEX KEY: 0001318490
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-15637
FILM NUMBER: 141067245
MAIL ADDRESS:
STREET 1: 3005 TASMAN DRIVE
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2014-08-25
0
0000719739
SVB FINANCIAL GROUP
SIVB
0001318490
Husain Kamran F
SVB FINANCIAL GROUP
3005 TASMAN DRIVE
SANTA CLARA
CA
95054
0
1
0
0
Chief Accounting Officer
Common Stock
2014-08-25
4
M
0
300
60.37
A
300
D
Common Stock
2014-08-25
4
M
0
200
64.37
A
500
D
Common Stock
2014-08-25
4
M
0
300
49.83
A
800
D
Common Stock
2014-08-25
4
M
0
200
71.11
A
1000
D
Common Stock
2014-08-25
4
S
0
300
110.0508
D
700
D
Common Stock
2014-08-25
4
S
0
200
110.0001
D
500
D
Common Stock
2014-08-25
4
S
0
300
110.0501
D
200
D
Common Stock
2014-08-25
4
S
0
200
110.00
D
0
D
Common Stock
230
I
By 401(k)/ESOP
Stock Option
71.11
2014-08-25
4
M
0
200
71.11
D
2014-04-30
2020-04-30
Common Stock
200
2000
D
Stock Option
64.37
2014-08-25
4
M
0
200
64.37
D
2013-05-01
2019-05-01
Common Stock
200
1472
D
Stock Option
49.83
2014-08-25
4
M
0
300
49.83
D
2011-04-27
2017-04-27
Common Stock
300
278
D
Stock Option
60.37
2014-08-25
4
M
0
300
60.37
D
2012-04-27
2018-04-27
Common Stock
300
794
D
The 300 shares were sold through separate trades, with the sale prices ranging from $110.05 to $110.0521 and at a weighted average sale
price of $110.0508.
The 200 shares were sold through separate trades, with the sale prices ranging from $110.00 to $110.0001 and at a weighted average sale price of $110.0001.
The 300 shares were sold through separate trades, with the sale prices ranging from $110.05 to $110.0501 and at a weighted average sale price of $110.0501.
Denise West, Attorney-in-Fact for Kamran Husain
2014-08-27