0001209191-14-054584.txt : 20140827 0001209191-14-054584.hdr.sgml : 20140827 20140827112303 ACCESSION NUMBER: 0001209191-14-054584 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140825 FILED AS OF DATE: 20140827 DATE AS OF CHANGE: 20140827 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SVB FINANCIAL GROUP CENTRAL INDEX KEY: 0000719739 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 942856336 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3003 TASMAN DR CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4086547400 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Husain Kamran F CENTRAL INDEX KEY: 0001318490 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15637 FILM NUMBER: 141067245 MAIL ADDRESS: STREET 1: 3005 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-08-25 0 0000719739 SVB FINANCIAL GROUP SIVB 0001318490 Husain Kamran F SVB FINANCIAL GROUP 3005 TASMAN DRIVE SANTA CLARA CA 95054 0 1 0 0 Chief Accounting Officer Common Stock 2014-08-25 4 M 0 300 60.37 A 300 D Common Stock 2014-08-25 4 M 0 200 64.37 A 500 D Common Stock 2014-08-25 4 M 0 300 49.83 A 800 D Common Stock 2014-08-25 4 M 0 200 71.11 A 1000 D Common Stock 2014-08-25 4 S 0 300 110.0508 D 700 D Common Stock 2014-08-25 4 S 0 200 110.0001 D 500 D Common Stock 2014-08-25 4 S 0 300 110.0501 D 200 D Common Stock 2014-08-25 4 S 0 200 110.00 D 0 D Common Stock 230 I By 401(k)/ESOP Stock Option 71.11 2014-08-25 4 M 0 200 71.11 D 2014-04-30 2020-04-30 Common Stock 200 2000 D Stock Option 64.37 2014-08-25 4 M 0 200 64.37 D 2013-05-01 2019-05-01 Common Stock 200 1472 D Stock Option 49.83 2014-08-25 4 M 0 300 49.83 D 2011-04-27 2017-04-27 Common Stock 300 278 D Stock Option 60.37 2014-08-25 4 M 0 300 60.37 D 2012-04-27 2018-04-27 Common Stock 300 794 D The 300 shares were sold through separate trades, with the sale prices ranging from $110.05 to $110.0521 and at a weighted average sale price of $110.0508. The 200 shares were sold through separate trades, with the sale prices ranging from $110.00 to $110.0001 and at a weighted average sale price of $110.0001. The 300 shares were sold through separate trades, with the sale prices ranging from $110.05 to $110.0501 and at a weighted average sale price of $110.0501. Denise West, Attorney-in-Fact for Kamran Husain 2014-08-27