0001209191-14-053725.txt : 20140820 0001209191-14-053725.hdr.sgml : 20140820 20140820191307 ACCESSION NUMBER: 0001209191-14-053725 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140818 FILED AS OF DATE: 20140820 DATE AS OF CHANGE: 20140820 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SVB FINANCIAL GROUP CENTRAL INDEX KEY: 0000719739 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 942856336 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3003 TASMAN DR CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4086547400 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wallace Bruce CENTRAL INDEX KEY: 0001518729 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15637 FILM NUMBER: 141055936 MAIL ADDRESS: STREET 1: 3005 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-08-18 0 0000719739 SVB FINANCIAL GROUP SIVB 0001518729 Wallace Bruce SVB FINANCIAL GROUP 3005 TASMAN DRIVE SANTA CLARA CA 95054 0 1 0 0 Chief Operating Officer Common Stock 2014-08-18 4 M 0 525 19.48 A 5964 D Common Stock 2014-08-18 4 M 0 2350 71.11 A 8314 D Common Stock 2014-08-18 4 S 0 525 107.9471 D 7789 D Common Stock 2014-08-18 4 S 0 2350 107.9471 D 5439 D Common Stock 230 I By 401(k)/ESOP Stock Option 71.11 2014-08-18 4 M 0 2350 71.11 D 2014-04-30 2020-04-30 Common Stock 2350 7050 D Stock Option 19.48 2014-08-18 4 M 0 525 19.48 D 2010-04-28 2016-04-28 Common Stock 525 0 D The information in this report is based on 401(k)/ESOP Plan statement dated as of June 30, 2014. Denise West, Attorney-in-Fact for Bruce Wallace 2014-08-20