0001209191-14-053444.txt : 20140819 0001209191-14-053444.hdr.sgml : 20140819 20140819172847 ACCESSION NUMBER: 0001209191-14-053444 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140630 FILED AS OF DATE: 20140819 DATE AS OF CHANGE: 20140819 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SVB FINANCIAL GROUP CENTRAL INDEX KEY: 0000719739 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 942856336 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3003 TASMAN DR CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4086547400 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Descheneaux Michael CENTRAL INDEX KEY: 0001398582 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15637 FILM NUMBER: 141053091 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-06-30 0 0000719739 SVB FINANCIAL GROUP SIVB 0001398582 Descheneaux Michael SVB FINANCIAL GROUP 3005 TASMAN DRIVE SANTA CLARA CA 95054 0 1 0 0 Chief Financial Officer Common Stock 2014-06-30 5 A 0 E 242 87.746 A 7040 D Common Stock 2014-08-15 4 M 0 2000 48.76 A 9040 D Common Stock 2014-08-15 4 M 0 2000 27.84 A 11040 D Common Stock 2014-08-15 4 S 0 200 106.74 D 10840 D Common Stock 2014-08-15 4 S 0 100 106.76 D 10740 D Common Stock 2014-08-15 4 S 0 100 106.806 D 10640 D Common Stock 2014-08-15 4 S 0 100 106.82 D 10540 D Common Stock 2014-08-15 4 S 0 100 106.84 D 10440 D Common Stock 2014-08-15 4 S 0 100 106.89 D 10340 D Common Stock 2014-08-15 4 S 0 100 106.93 D 10240 D Common Stock 2014-08-15 4 S 0 300 106.94 D 9940 D Common Stock 2014-08-15 4 S 0 100 106.95 D 9840 D Common Stock 2014-08-15 4 S 0 200 107.21 D 9640 D Common Stock 2014-08-15 4 S 0 300 107.27 D 9340 D Common Stock 2014-08-15 4 S 0 300 107.4033 D 9040 D Common Stock 2014-08-15 4 S 0 78 107.48 D 8962 D Common Stock 2014-08-15 4 S 0 200 107.50 D 8762 D Common Stock 2014-08-15 4 S 0 100 107.51 D 8662 D Common Stock 2014-08-15 4 S 0 122 107.58 D 8540 D Common Stock 2014-08-15 4 S 0 200 107.59 D 8340 D Common Stock 2014-08-15 4 S 0 100 107.62 D 8240 D Common Stock 2014-08-15 4 S 0 100 107.66 D 8140 D Common Stock 2014-08-15 4 S 0 100 107.68 D 8040 D Common Stock 2014-08-15 4 S 0 200 107.74 D 7840 D Common Stock 2014-08-15 4 S 0 200 107.80 D 7640 D Common Stock 2014-08-15 4 S 0 100 107.81 D 7540 D Common Stock 2014-08-15 4 S 0 200 107.84 D 7340 D Common Stock 2014-08-15 4 S 0 200 107.88 D 7140 D Common Stock 2014-08-15 4 S 0 100 107.89 D 7040 D Common Stock 230 I By 401(k)/ESOP Stock Option 48.76 2014-08-15 4 M 0 2000 48.76 D 2009-04-29 2015-04-29 Common Stock 2000 0 D Stock Option 27.84 2014-08-15 4 M 0 2000 27.84 D 2010-05-12 2016-05-12 Common Stock 2000 4400 D Acquired under the Issuer's Employee Stock Purchase Plan. The exercise and sale of the stock option in this Form 4 was affected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective June 4, 2014. The 300 shares were sold through separate trades, with the sale prices ranging from $107.33 to $107.45 and at a weighted average sale price of $107.4033. The information in this report is based on 401(k)/ESOP Plan statement dated as of June 30, 2014. Denise West, Attorney-in-Fact for Michael Descheneaux 2014-08-19