0001209191-14-034778.txt : 20140516 0001209191-14-034778.hdr.sgml : 20140516 20140516184710 ACCESSION NUMBER: 0001209191-14-034778 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140515 FILED AS OF DATE: 20140516 DATE AS OF CHANGE: 20140516 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SVB FINANCIAL GROUP CENTRAL INDEX KEY: 0000719739 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 942856336 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3003 TASMAN DR CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4086547400 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BECKER GREGORY W CENTRAL INDEX KEY: 0001259867 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15637 FILM NUMBER: 14852850 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-05-15 0 0000719739 SVB FINANCIAL GROUP SIVB 0001259867 BECKER GREGORY W SVB FINANCIAL GROUP 3005 TASMAN DRIVE SANTA CLARA CA 95054 0 1 0 0 President and CEO Common Stock 2014-05-15 4 M 0 4450 27.84 A 53423 I Revocable Trust Common Stock 2014-05-15 4 S 0 1637 101.1594 D 51786 I Revocable Trust Common Stock 2014-05-15 4 S 0 2475 101.7021 D 49311 I Revocable Trust Common Stock 2014-05-15 4 S 0 338 102.6308 D 48973 I Revocable Trust Common Stock 6729 I By 401(k)/ESOP Stock Option 27.84 2014-05-15 4 M 0 4450 27.84 D 2010-05-12 2016-05-12 Common Stock 4450 0 D The exercise and sale of the stock option in this Form 4 was affected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective October 29, 2013. Represents the weighted average sale price per share. The actual sale prices ranged from a low of $100.50 to a high of $102.68. Denise West, Attorney-in-Fact for Gregory W. Becker 2014-05-16