0001209191-14-030372.txt : 20140501
0001209191-14-030372.hdr.sgml : 20140501
20140501193436
ACCESSION NUMBER: 0001209191-14-030372
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140429
FILED AS OF DATE: 20140501
DATE AS OF CHANGE: 20140501
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SVB FINANCIAL GROUP
CENTRAL INDEX KEY: 0000719739
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 942856336
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3003 TASMAN DR
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
BUSINESS PHONE: 4086547400
MAIL ADDRESS:
STREET 1: 3003 TASMAN DRIVE
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
FORMER COMPANY:
FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cox Philip C
CENTRAL INDEX KEY: 0001575523
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-15637
FILM NUMBER: 14806580
MAIL ADDRESS:
STREET 1: ORCHARD HOUSE 40 BARRINGTON ROAD
STREET 2: FOXTON CAMBRIDGE
CITY: LONDON
STATE: X0
ZIP: CB22 6SL
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2014-04-29
0
0000719739
SVB FINANCIAL GROUP
SIVB
0001575523
Cox Philip C
SVB FINANCIAL GROUP
3003 TASMAN DRIVE
SANTA CLARA
CA
95054
0
1
0
0
Head EMEA India & President,UK
Common Stock
1982
D
Restricted Stock Unit
0.00
2014-04-29
4
A
0
645
0.00
A
2015-04-29
2021-04-29
Common Stock
645
645
D
Performance Restricted Stock Unit
0.00
2014-04-29
4
A
0
1644
0.00
A
2017-01-30
2021-04-29
Common Stock
1644
1644
D
Restricted Stock Unit
0.00
2014-04-29
4
A
0
3225
0.00
A
2018-04-29
2021-04-29
Common Stock
3225
3225
D
Stock Option
107.98
2014-04-29
4
A
0
2670
107.98
A
2015-04-29
2021-04-29
Common Stock
2670
2670
D
Stock Option
107.98
2014-04-29
4
A
0
1225
107.98
A
2015-04-29
2021-04-29
Common Stock
1225
1225
D
Restricted stock units are subject to annual vesting in equal installments on April 29, 2015, April 29, 2016, April 29, 2017, and April 29, 2018.
Performance-based restricted stock units (PRSUs) are subject to both performance-based and time-based vesting. The extent to which the PRSU awards are earned will be based on the Company's performance for calendar years 2014-2016 and other considerations, as determined pursuant to the discretion of the Compensation Committee of the Board of Directors. The reported number of shares is the maximum number of shares that may be earned by the reporting person, based on the achievement of 150% of target performance. To the extent deemed earned at the end of the three-year performance period, these PRSUs will be subject to additional time-based vesting and will vest on January 30, 2017.
Special restricted stock units are subject to cliff vesting on April 29, 2018.
The grant of stock options is subject to annual vesting in four equal installments on the anniversary date of the grant, 25% on each of the successive anniversary dates. The exercise price of the stock options is determined based on the closing price of SIVB common stock on the date of grant.
Denise West. Attorney-in-Fact for Philip Cox
2014-05-01