0001209191-14-030372.txt : 20140501 0001209191-14-030372.hdr.sgml : 20140501 20140501193436 ACCESSION NUMBER: 0001209191-14-030372 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140429 FILED AS OF DATE: 20140501 DATE AS OF CHANGE: 20140501 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SVB FINANCIAL GROUP CENTRAL INDEX KEY: 0000719739 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 942856336 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3003 TASMAN DR CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4086547400 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cox Philip C CENTRAL INDEX KEY: 0001575523 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15637 FILM NUMBER: 14806580 MAIL ADDRESS: STREET 1: ORCHARD HOUSE 40 BARRINGTON ROAD STREET 2: FOXTON CAMBRIDGE CITY: LONDON STATE: X0 ZIP: CB22 6SL 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-04-29 0 0000719739 SVB FINANCIAL GROUP SIVB 0001575523 Cox Philip C SVB FINANCIAL GROUP 3003 TASMAN DRIVE SANTA CLARA CA 95054 0 1 0 0 Head EMEA India & President,UK Common Stock 1982 D Restricted Stock Unit 0.00 2014-04-29 4 A 0 645 0.00 A 2015-04-29 2021-04-29 Common Stock 645 645 D Performance Restricted Stock Unit 0.00 2014-04-29 4 A 0 1644 0.00 A 2017-01-30 2021-04-29 Common Stock 1644 1644 D Restricted Stock Unit 0.00 2014-04-29 4 A 0 3225 0.00 A 2018-04-29 2021-04-29 Common Stock 3225 3225 D Stock Option 107.98 2014-04-29 4 A 0 2670 107.98 A 2015-04-29 2021-04-29 Common Stock 2670 2670 D Stock Option 107.98 2014-04-29 4 A 0 1225 107.98 A 2015-04-29 2021-04-29 Common Stock 1225 1225 D Restricted stock units are subject to annual vesting in equal installments on April 29, 2015, April 29, 2016, April 29, 2017, and April 29, 2018. Performance-based restricted stock units (PRSUs) are subject to both performance-based and time-based vesting. The extent to which the PRSU awards are earned will be based on the Company's performance for calendar years 2014-2016 and other considerations, as determined pursuant to the discretion of the Compensation Committee of the Board of Directors. The reported number of shares is the maximum number of shares that may be earned by the reporting person, based on the achievement of 150% of target performance. To the extent deemed earned at the end of the three-year performance period, these PRSUs will be subject to additional time-based vesting and will vest on January 30, 2017. Special restricted stock units are subject to cliff vesting on April 29, 2018. The grant of stock options is subject to annual vesting in four equal installments on the anniversary date of the grant, 25% on each of the successive anniversary dates. The exercise price of the stock options is determined based on the closing price of SIVB common stock on the date of grant. Denise West. Attorney-in-Fact for Philip Cox 2014-05-01