0001209191-14-010872.txt : 20140214 0001209191-14-010872.hdr.sgml : 20140214 20140214163104 ACCESSION NUMBER: 0001209191-14-010872 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140214 DATE AS OF CHANGE: 20140214 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SVB FINANCIAL GROUP CENTRAL INDEX KEY: 0000719739 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 942856336 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3003 TASMAN DR CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4086547400 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cox Philip C CENTRAL INDEX KEY: 0001575523 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15637 FILM NUMBER: 14617322 MAIL ADDRESS: STREET 1: ORCHARD HOUSE 40 BARRINGTON ROAD STREET 2: FOXTON CAMBRIDGE CITY: LONDON STATE: X0 ZIP: CB22 6SL 5 1 doc5.xml FORM 5 SUBMISSION X0306 5 2013-12-31 0 0 0 0000719739 SVB FINANCIAL GROUP SIVB 0001575523 Cox Philip C SVB FINANCIAL GROUP 3005 TASMAN DRIVE SANTA CLARA CA 95054 0 1 0 0 Head EMEA India & President,UK Common Stock 2013-12-31 5 A 0 42 73.168 A 1776 D These shares were acquired under the Issuer's Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c). Denise West, Attorney-in-Fact for Philip Cox 2014-02-14