0001209191-14-002091.txt : 20140106 0001209191-14-002091.hdr.sgml : 20140106 20140106200159 ACCESSION NUMBER: 0001209191-14-002091 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140102 FILED AS OF DATE: 20140106 DATE AS OF CHANGE: 20140106 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SVB FINANCIAL GROUP CENTRAL INDEX KEY: 0000719739 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 942856336 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3003 TASMAN DR CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4086547400 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Parsons Joan CENTRAL INDEX KEY: 0001518728 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15637 FILM NUMBER: 14511719 MAIL ADDRESS: STREET 1: 3005 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-01-02 0 0000719739 SVB FINANCIAL GROUP SIVB 0001518728 Parsons Joan SVB FINANCIAL GROUP 3005 TASMAN DRIVE SANTA CLARA CA 95054 0 1 0 0 Head of US Bankiing Common Stock 2014-01-02 4 M 0 920 48.15 A 17701 D Common Stock 2014-01-02 4 S 0 920 104.01 D 16781 D Common Stock 2014-01-02 4 S 0 871 104.01 D 15910 D Common Stock 5815 I By 401(k)/ESOP Stock Option 48.15 2014-01-02 4 M 0 920 48.15 D 2008-04-02 2014-04-02 Common Stock 920 0 D The exercise and sale of the stock option in this Form 4 was affected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective December 2, 2013. Denise West, Attorney-in-fact for Joan Parsons 2014-01-06