0001209191-13-058549.txt : 20131224 0001209191-13-058549.hdr.sgml : 20131224 20131224132442 ACCESSION NUMBER: 0001209191-13-058549 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131220 FILED AS OF DATE: 20131224 DATE AS OF CHANGE: 20131224 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SVB FINANCIAL GROUP CENTRAL INDEX KEY: 0000719739 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 942856336 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3003 TASMAN DR CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4086547400 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KELLOGG HARRY W JR CENTRAL INDEX KEY: 0001245211 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15637 FILM NUMBER: 131297284 MAIL ADDRESS: STREET 1: 3005 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2013-12-20 0 0000719739 SVB FINANCIAL GROUP SIVB 0001245211 KELLOGG HARRY W JR SVB FINANCIAL GROUP 3005 TASMAN DRIVE SANTA CLARA CA 95054 0 1 0 0 Vice Chairman Common Stock 2013-12-20 4 M 0 1500 A 5728 D Common Stock 2013-12-20 4 F 0 564 104.01 D 5164 D Common Stock 665 I By 401(k)/ESOP Performance Stock Unit 0.00 2013-12-20 4 M 0 1500 0.00 D 2013-12-20 2018-04-27 Common Stock 1500 0 D Previously reported performance-based restricted stock units vested on 12/20/2013. Each performance-based restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. Shares withheld by Issuer for payment of tax liability incurred upon vesting of performance-based restricted stock units. The information in this report is based on 401(k)/ESOP Plan statement dated as of September 30, 2013. Denise West, Attorney-in-Fact for Harry Kellogg 2013-12-24