0001209191-13-058549.txt : 20131224
0001209191-13-058549.hdr.sgml : 20131224
20131224132442
ACCESSION NUMBER: 0001209191-13-058549
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131220
FILED AS OF DATE: 20131224
DATE AS OF CHANGE: 20131224
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SVB FINANCIAL GROUP
CENTRAL INDEX KEY: 0000719739
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 942856336
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3003 TASMAN DR
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
BUSINESS PHONE: 4086547400
MAIL ADDRESS:
STREET 1: 3003 TASMAN DRIVE
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
FORMER COMPANY:
FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KELLOGG HARRY W JR
CENTRAL INDEX KEY: 0001245211
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-15637
FILM NUMBER: 131297284
MAIL ADDRESS:
STREET 1: 3005 TASMAN DRIVE
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2013-12-20
0
0000719739
SVB FINANCIAL GROUP
SIVB
0001245211
KELLOGG HARRY W JR
SVB FINANCIAL GROUP
3005 TASMAN DRIVE
SANTA CLARA
CA
95054
0
1
0
0
Vice Chairman
Common Stock
2013-12-20
4
M
0
1500
A
5728
D
Common Stock
2013-12-20
4
F
0
564
104.01
D
5164
D
Common Stock
665
I
By 401(k)/ESOP
Performance Stock Unit
0.00
2013-12-20
4
M
0
1500
0.00
D
2013-12-20
2018-04-27
Common Stock
1500
0
D
Previously reported performance-based restricted stock units vested on 12/20/2013.
Each performance-based restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock.
Shares withheld by Issuer for payment of tax liability incurred upon vesting of performance-based restricted stock units.
The information in this report is based on 401(k)/ESOP Plan statement dated as of September 30, 2013.
Denise West, Attorney-in-Fact for Harry Kellogg
2013-12-24