0001209191-13-058542.txt : 20131224 0001209191-13-058542.hdr.sgml : 20131224 20131224131623 ACCESSION NUMBER: 0001209191-13-058542 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131220 FILED AS OF DATE: 20131224 DATE AS OF CHANGE: 20131224 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SVB FINANCIAL GROUP CENTRAL INDEX KEY: 0000719739 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 942856336 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3003 TASMAN DR CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4086547400 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wallace Bruce CENTRAL INDEX KEY: 0001518729 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15637 FILM NUMBER: 131297235 MAIL ADDRESS: STREET 1: 3005 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2013-12-20 0 0000719739 SVB FINANCIAL GROUP SIVB 0001518729 Wallace Bruce SVB FINANCIAL GROUP 3005 TASMAN DRIVE SANTA CLARA CA 95054 0 1 0 0 Chief Operating Officer Common Stock 2013-12-20 4 M 0 1000 A 4846 D Common Stock 2013-12-20 4 F 0 489 104.01 D 4357 D Common Stock 193 I By 401(k)/ESOP Performance Stock Unit 0.00 2013-12-20 4 M 0 1000 0.00 D 2013-12-20 2018-04-27 Common Stock 1000 0 D Previously reported performance-based restricted stock units vested on 12/20/2013. Each performance-based restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. Shares withheld by Issuer for payment of tax liability incurred upon vesting of performance-based restricted stock units. The information in this report is based on 401(k)/ESOP Plan statement dated as of September 30, 2013. Denise West, Attorney-in-Fact for Bruce Wallace 2013-12-24