0001209191-13-055106.txt : 20131204 0001209191-13-055106.hdr.sgml : 20131204 20131204101342 ACCESSION NUMBER: 0001209191-13-055106 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131202 FILED AS OF DATE: 20131204 DATE AS OF CHANGE: 20131204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SVB FINANCIAL GROUP CENTRAL INDEX KEY: 0000719739 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 942856336 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3003 TASMAN DR CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4086547400 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BECKER GREGORY W CENTRAL INDEX KEY: 0001259867 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15637 FILM NUMBER: 131256124 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2013-12-02 0 0000719739 SVB FINANCIAL GROUP SIVB 0001259867 BECKER GREGORY W SVB FINANCIAL GROUP 3005 TASMAN DRIVE SANTA CLARA CA 95054 0 1 0 0 President and CEO Common Stock 2013-12-02 4 M 0 12000 27.84 A 56450 I Revocable Trust Common Stock 2013-12-02 4 S 0 4000 101.7969 D 52450 I Revocable Trust Common Stock 2013-12-02 4 S 0 4000 101.8344 D 48450 I Revocable Trust Common Stock 2013-12-02 4 S 0 4000 101.844 D 44450 I Revocable Trust Stock Option 27.84 2013-12-02 4 M 0 12000 27.84 D 2010-05-12 2016-05-12 Common Stock 12000 4450 D The exercise and sale of the stock option in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective October 29, 2013. Denise West, Attorney-in-Fact for Gregory W. Becker 2013-12-04