0001209191-13-051807.txt : 20131113
0001209191-13-051807.hdr.sgml : 20131113
20131113122658
ACCESSION NUMBER: 0001209191-13-051807
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130628
FILED AS OF DATE: 20131113
DATE AS OF CHANGE: 20131113
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SVB FINANCIAL GROUP
CENTRAL INDEX KEY: 0000719739
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 942856336
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3003 TASMAN DR
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
BUSINESS PHONE: 4086547400
MAIL ADDRESS:
STREET 1: 3003 TASMAN DRIVE
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
FORMER COMPANY:
FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cox Philip C
CENTRAL INDEX KEY: 0001575523
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-15637
FILM NUMBER: 131213516
MAIL ADDRESS:
STREET 1: ORCHARD HOUSE 40 BARRINGTON ROAD
STREET 2: FOXTON CAMBRIDGE
CITY: LONDON
STATE: X0
ZIP: CB22 6SL
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2013-06-28
0
0000719739
SVB FINANCIAL GROUP
SIVB
0001575523
Cox Philip C
SVB FINANCIAL GROUP
3005 TASMAN DRIVE
SANTA CLARA
CA
95054
0
1
0
0
Head EMEA India & President,UK
Common Stock
2013-06-28
5
A
0
E
87
49.504
A
690
D
Common Stock
2013-11-11
4
M
0
1000
38.21
A
1690
D
Common Stock
2013-11-11
4
M
0
1100
49.18
A
2790
D
Common Stock
2013-11-11
4
M
0
1500
60.37
A
4290
D
Common Stock
2013-11-11
4
M
0
813
64.37
A
5103
D
Common Stock
2013-11-11
4
F
0
678
98.22
D
4425
D
Common Stock
2013-11-11
4
F
0
814
98.22
D
3611
D
Common Stock
2013-11-11
4
F
0
1205
98.22
D
2406
D
Common Stock
2013-11-11
4
F
0
672
98.22
D
1734
D
Stock Option
38.21
2013-11-11
4
M
0
1000
38.21
D
2010-09-08
2016-09-08
Common Stock
1000
0
D
Stock Option
64.37
2013-11-11
4
M
0
813
64.37
D
2013-05-01
2019-05-01
Common Stock
813
2437
D
Stock Option
60.37
2013-11-11
4
M
0
1500
60.37
D
2012-04-27
2018-04-27
Common Stock
1500
1500
D
Stock Option
49.18
2013-11-11
4
M
0
1100
49.18
D
2011-04-30
2017-04-30
Common Stock
1100
550
D
Acquired under the Issuer's Employee Stock Purchase Plan.
Denise West, Attorney-in-Fact for Philip Cox
2013-11-13