0001209191-13-051807.txt : 20131113 0001209191-13-051807.hdr.sgml : 20131113 20131113122658 ACCESSION NUMBER: 0001209191-13-051807 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130628 FILED AS OF DATE: 20131113 DATE AS OF CHANGE: 20131113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SVB FINANCIAL GROUP CENTRAL INDEX KEY: 0000719739 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 942856336 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3003 TASMAN DR CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4086547400 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cox Philip C CENTRAL INDEX KEY: 0001575523 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15637 FILM NUMBER: 131213516 MAIL ADDRESS: STREET 1: ORCHARD HOUSE 40 BARRINGTON ROAD STREET 2: FOXTON CAMBRIDGE CITY: LONDON STATE: X0 ZIP: CB22 6SL 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2013-06-28 0 0000719739 SVB FINANCIAL GROUP SIVB 0001575523 Cox Philip C SVB FINANCIAL GROUP 3005 TASMAN DRIVE SANTA CLARA CA 95054 0 1 0 0 Head EMEA India & President,UK Common Stock 2013-06-28 5 A 0 E 87 49.504 A 690 D Common Stock 2013-11-11 4 M 0 1000 38.21 A 1690 D Common Stock 2013-11-11 4 M 0 1100 49.18 A 2790 D Common Stock 2013-11-11 4 M 0 1500 60.37 A 4290 D Common Stock 2013-11-11 4 M 0 813 64.37 A 5103 D Common Stock 2013-11-11 4 F 0 678 98.22 D 4425 D Common Stock 2013-11-11 4 F 0 814 98.22 D 3611 D Common Stock 2013-11-11 4 F 0 1205 98.22 D 2406 D Common Stock 2013-11-11 4 F 0 672 98.22 D 1734 D Stock Option 38.21 2013-11-11 4 M 0 1000 38.21 D 2010-09-08 2016-09-08 Common Stock 1000 0 D Stock Option 64.37 2013-11-11 4 M 0 813 64.37 D 2013-05-01 2019-05-01 Common Stock 813 2437 D Stock Option 60.37 2013-11-11 4 M 0 1500 60.37 D 2012-04-27 2018-04-27 Common Stock 1500 1500 D Stock Option 49.18 2013-11-11 4 M 0 1100 49.18 D 2011-04-30 2017-04-30 Common Stock 1100 550 D Acquired under the Issuer's Employee Stock Purchase Plan. Denise West, Attorney-in-Fact for Philip Cox 2013-11-13