0001209191-13-039084.txt : 20130802 0001209191-13-039084.hdr.sgml : 20130802 20130802195013 ACCESSION NUMBER: 0001209191-13-039084 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130628 FILED AS OF DATE: 20130802 DATE AS OF CHANGE: 20130802 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SVB FINANCIAL GROUP CENTRAL INDEX KEY: 0000719739 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 942856336 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3003 TASMAN DR CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4086547400 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jones David A CENTRAL INDEX KEY: 0001441076 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15637 FILM NUMBER: 131008448 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2013-06-28 0 0000719739 SVB FINANCIAL GROUP SIVB 0001441076 Jones David A SVB FINANCIAL GROUP 3005 TASMAN DRIVE SANTA CLARA CA 95054 0 1 0 0 Chief Credit Officer Common Stock 2013-06-28 5 A 0 E 429 49.504 A 95174 D Common Stock 2013-07-31 4 M 0 6000 27.84 A 101174 D Common Stock 2013-07-31 4 M 0 2975 64.37 A 104149 D Common Stock 2013-07-31 4 M 0 1708 48.76 A 105857 D Common Stock 2013-07-31 4 M 0 2292 48.76 A 108149 D Common Stock 2013-07-31 4 M 0 5000 60.37 A 113149 D Common Stock 2013-07-31 4 M 0 6819 45.19 A 119968 D Common Stock 2013-07-31 4 M 0 1942 48.15 A 121910 D Common Stock 2013-07-31 4 M 0 1308 48.15 A 123218 D Common Stock 2013-07-31 4 F 0 15029 87.7431 D 108189 D Common Stock 2013-07-31 4 F 0 3356 87.70 D 104833 D Common Stock 2013-07-31 4 F 0 1262 87.5874 D 103571 D Stock Option 27.84 2013-07-31 4 M 0 6000 27.84 D 2010-05-12 2016-05-12 Common Stock 6000 0 D Stock Option 64.37 2013-07-31 4 M 0 2975 64.37 D 2013-05-01 2019-05-01 Common Stock 2975 8925 D Stock Option 48.76 2013-07-31 4 M 0 1708 48.76 D 2009-04-29 2015-04-29 Common Stock 1708 0 D Stock Option 48.76 2013-07-31 4 M 0 2292 48.76 D 2009-04-29 2015-04-29 Common Stock 2292 0 D Stock Option 60.37 2013-07-31 4 M 0 5000 60.37 D 2012-04-27 2018-04-27 Common Stock 5000 5000 D Stock Option 48.15 2013-07-31 4 M 0 1308 48.15 D 2008-04-02 2014-04-02 Common Stock 1308 0 D Stock Option 48.15 2013-07-31 4 M 0 1942 48.15 D 2008-04-02 2014-04-02 Common Stock 1942 0 D Stock Option 45.19 2013-07-31 4 M 0 6819 45.19 D 2011-07-27 2017-07-27 Common Stock 6819 2272 D Acquired under the Issuer's Employee Stock Purchase Plan. Denise West, Attorney-in-Fact for David Jones 2013-08-02 EX-24.4_483444 2 poa.txt POA DOCUMENT LIMITED POWER OF ATTORNEY - SECURITIES LAW COMPLIANCE I, as an officer or director of SVB Financial Group and subsidiaries, appoint Kamran Husain, Annie Loo, Denise West and Wei Sun, each of them, my true and lawful attorney-in-fact and agent to complete and execute Forms 144, Forms 3, 4 and 5 and other forms as the attorney determines in his or her discretion are required or advisable pursuant to Rule 144 under the Securities Act of 1933 (as amended), Section 16 of the Securities Exchange Act of 1934 (as amended) or the Securities and Exchange Commission's rules and regulations, or any successor laws or regulations, as a consequence of my ownership, acquisition or disposition of securities of SVB Financial Group, and to do all acts necessary in order to file such forms with the Securities and Exchange Commission, any securities exchange or national association, and other person or agency as the attorney deems appropriate. I ratify and confirm all that the attorneys-in-act and agents do or cause to be done. This Limited Power of Attorney is executed in Santa Clara, CA as of the date below and shall remain effective unless I am no longer required to complete said forms or until my revocation in writing of this Limited Power of Attorney. Signature /s/ DAVE JONES Dave Jones Type or Print Name Dated: June 4, 2013 Witness: /s/ Maria Jacome /s/ HENRI GONZALES Name: Maria Jacome Name: Henri Gonzales Type or Print Name Dated: June 4, 2013