0001209191-13-039084.txt : 20130802
0001209191-13-039084.hdr.sgml : 20130802
20130802195013
ACCESSION NUMBER: 0001209191-13-039084
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20130628
FILED AS OF DATE: 20130802
DATE AS OF CHANGE: 20130802
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SVB FINANCIAL GROUP
CENTRAL INDEX KEY: 0000719739
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 942856336
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3003 TASMAN DR
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
BUSINESS PHONE: 4086547400
MAIL ADDRESS:
STREET 1: 3003 TASMAN DRIVE
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
FORMER COMPANY:
FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Jones David A
CENTRAL INDEX KEY: 0001441076
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-15637
FILM NUMBER: 131008448
MAIL ADDRESS:
STREET 1: 3003 TASMAN DRIVE
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2013-06-28
0
0000719739
SVB FINANCIAL GROUP
SIVB
0001441076
Jones David A
SVB FINANCIAL GROUP
3005 TASMAN DRIVE
SANTA CLARA
CA
95054
0
1
0
0
Chief Credit Officer
Common Stock
2013-06-28
5
A
0
E
429
49.504
A
95174
D
Common Stock
2013-07-31
4
M
0
6000
27.84
A
101174
D
Common Stock
2013-07-31
4
M
0
2975
64.37
A
104149
D
Common Stock
2013-07-31
4
M
0
1708
48.76
A
105857
D
Common Stock
2013-07-31
4
M
0
2292
48.76
A
108149
D
Common Stock
2013-07-31
4
M
0
5000
60.37
A
113149
D
Common Stock
2013-07-31
4
M
0
6819
45.19
A
119968
D
Common Stock
2013-07-31
4
M
0
1942
48.15
A
121910
D
Common Stock
2013-07-31
4
M
0
1308
48.15
A
123218
D
Common Stock
2013-07-31
4
F
0
15029
87.7431
D
108189
D
Common Stock
2013-07-31
4
F
0
3356
87.70
D
104833
D
Common Stock
2013-07-31
4
F
0
1262
87.5874
D
103571
D
Stock Option
27.84
2013-07-31
4
M
0
6000
27.84
D
2010-05-12
2016-05-12
Common Stock
6000
0
D
Stock Option
64.37
2013-07-31
4
M
0
2975
64.37
D
2013-05-01
2019-05-01
Common Stock
2975
8925
D
Stock Option
48.76
2013-07-31
4
M
0
1708
48.76
D
2009-04-29
2015-04-29
Common Stock
1708
0
D
Stock Option
48.76
2013-07-31
4
M
0
2292
48.76
D
2009-04-29
2015-04-29
Common Stock
2292
0
D
Stock Option
60.37
2013-07-31
4
M
0
5000
60.37
D
2012-04-27
2018-04-27
Common Stock
5000
5000
D
Stock Option
48.15
2013-07-31
4
M
0
1308
48.15
D
2008-04-02
2014-04-02
Common Stock
1308
0
D
Stock Option
48.15
2013-07-31
4
M
0
1942
48.15
D
2008-04-02
2014-04-02
Common Stock
1942
0
D
Stock Option
45.19
2013-07-31
4
M
0
6819
45.19
D
2011-07-27
2017-07-27
Common Stock
6819
2272
D
Acquired under the Issuer's Employee Stock Purchase Plan.
Denise West, Attorney-in-Fact for David Jones
2013-08-02
EX-24.4_483444
2
poa.txt
POA DOCUMENT
LIMITED POWER OF ATTORNEY - SECURITIES LAW COMPLIANCE
I, as an officer or director of SVB Financial Group and subsidiaries, appoint
Kamran Husain, Annie Loo, Denise West and Wei Sun, each of them, my true and
lawful attorney-in-fact and agent to complete and execute Forms 144, Forms 3, 4
and 5 and other forms as the attorney determines in his or her discretion are
required or advisable pursuant to Rule 144 under the Securities Act of 1933 (as
amended), Section 16 of the Securities Exchange Act of 1934 (as amended) or the
Securities and Exchange Commission's rules and regulations, or any successor
laws or regulations, as a consequence of my ownership, acquisition or
disposition of securities of SVB Financial Group, and to do all acts necessary
in order to file such forms with the Securities and Exchange Commission, any
securities exchange or national association, and other person or agency as the
attorney deems appropriate. I ratify and confirm all that the attorneys-in-act
and agents do or cause to be done.
This Limited Power of Attorney is executed in Santa Clara, CA as of the date
below and shall remain effective unless I am no longer required to complete said
forms or until my revocation in writing of this Limited Power of Attorney.
Signature
/s/ DAVE JONES
Dave Jones
Type or Print Name
Dated: June 4, 2013
Witness:
/s/ Maria Jacome /s/ HENRI GONZALES
Name: Maria Jacome Name: Henri Gonzales
Type or Print Name
Dated: June 4, 2013