0001209191-13-024068.txt : 20130503 0001209191-13-024068.hdr.sgml : 20130503 20130503214520 ACCESSION NUMBER: 0001209191-13-024068 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130501 FILED AS OF DATE: 20130503 DATE AS OF CHANGE: 20130503 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wallace Bruce CENTRAL INDEX KEY: 0001518729 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15637 FILM NUMBER: 13814353 MAIL ADDRESS: STREET 1: 3005 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SVB FINANCIAL GROUP CENTRAL INDEX KEY: 0000719739 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 942856336 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3003 TASMAN DR CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4086547400 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES DATE OF NAME CHANGE: 19920703 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2013-05-01 0 0000719739 SVB FINANCIAL GROUP SIVB 0001518729 Wallace Bruce SVB FINANCIAL GROUP 3005 TASMAN DRIVE SANTA CLARA CA 95054 0 1 0 0 Chief Operating Officer Common Stock 2013-05-01 4 M 0 400 0.00 A 3812 D Common Stock 2013-05-01 4 F 0 151 69.25 D 3661 D Common Stock 2013-05-01 4 M 0 525 19.48 A 4186 D Common Stock 2013-05-01 4 S 0 525 69.72 D 3661 D Common Stock 2013-05-01 4 M 0 1025 49.18 A 4686 D Common Stock 2013-05-01 4 S 0 1025 69.7573 D 3661 D Common Stock 2013-05-01 4 M 0 500 42.97 A 4161 D Common Stock 2013-05-01 4 S 0 315 69.72 D 3846 D Stock Option 19.48 2013-05-01 4 M 0 525 19.48 D 2010-04-28 2016-04-28 Common Stock 525 525 D Stock Option 42.97 2013-05-01 4 M 0 500 42.97 D 2009-04-07 2015-04-07 Common Stock 500 500 D Stock Option 49.18 2013-05-01 4 M 0 1025 49.18 D 2011-04-30 2017-04-30 Common Stock 1025 2025 D Restricted Stock Unit 0.00 2013-05-01 4 M 0 400 0.00 D 2013-05-01 2019-05-01 Common Stock 400 1200 D Shares withheld by Issuer for payment of tax liability incurred upon vesting of restricted stock units. A tranche of previously reported restricted stock units vested on 5/1/2013. Denise West, Attorney-in-Fact for Bruce Wallace 2013-05-03