0001209191-13-024068.txt : 20130503
0001209191-13-024068.hdr.sgml : 20130503
20130503214520
ACCESSION NUMBER: 0001209191-13-024068
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130501
FILED AS OF DATE: 20130503
DATE AS OF CHANGE: 20130503
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Wallace Bruce
CENTRAL INDEX KEY: 0001518729
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-15637
FILM NUMBER: 13814353
MAIL ADDRESS:
STREET 1: 3005 TASMAN DRIVE
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SVB FINANCIAL GROUP
CENTRAL INDEX KEY: 0000719739
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 942856336
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3003 TASMAN DR
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
BUSINESS PHONE: 4086547400
MAIL ADDRESS:
STREET 1: 3003 TASMAN DRIVE
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
FORMER COMPANY:
FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES
DATE OF NAME CHANGE: 19920703
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2013-05-01
0
0000719739
SVB FINANCIAL GROUP
SIVB
0001518729
Wallace Bruce
SVB FINANCIAL GROUP
3005 TASMAN DRIVE
SANTA CLARA
CA
95054
0
1
0
0
Chief Operating Officer
Common Stock
2013-05-01
4
M
0
400
0.00
A
3812
D
Common Stock
2013-05-01
4
F
0
151
69.25
D
3661
D
Common Stock
2013-05-01
4
M
0
525
19.48
A
4186
D
Common Stock
2013-05-01
4
S
0
525
69.72
D
3661
D
Common Stock
2013-05-01
4
M
0
1025
49.18
A
4686
D
Common Stock
2013-05-01
4
S
0
1025
69.7573
D
3661
D
Common Stock
2013-05-01
4
M
0
500
42.97
A
4161
D
Common Stock
2013-05-01
4
S
0
315
69.72
D
3846
D
Stock Option
19.48
2013-05-01
4
M
0
525
19.48
D
2010-04-28
2016-04-28
Common Stock
525
525
D
Stock Option
42.97
2013-05-01
4
M
0
500
42.97
D
2009-04-07
2015-04-07
Common Stock
500
500
D
Stock Option
49.18
2013-05-01
4
M
0
1025
49.18
D
2011-04-30
2017-04-30
Common Stock
1025
2025
D
Restricted Stock Unit
0.00
2013-05-01
4
M
0
400
0.00
D
2013-05-01
2019-05-01
Common Stock
400
1200
D
Shares withheld by Issuer for payment of tax liability incurred upon vesting of restricted stock units.
A tranche of previously reported restricted stock units vested on 5/1/2013.
Denise West, Attorney-in-Fact for Bruce Wallace
2013-05-03