0001209191-13-023332.txt : 20130501
0001209191-13-023332.hdr.sgml : 20130501
20130501161822
ACCESSION NUMBER: 0001209191-13-023332
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20130425
FILED AS OF DATE: 20130501
DATE AS OF CHANGE: 20130501
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cox Philip C
CENTRAL INDEX KEY: 0001575523
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-15637
FILM NUMBER: 13803426
MAIL ADDRESS:
STREET 1: ORCHARD HOUSE 40 BARRINGTON ROAD
STREET 2: FOXTON CAMBRIDGE
CITY: LONDON
STATE: X0
ZIP: CB22 6SL
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SVB FINANCIAL GROUP
CENTRAL INDEX KEY: 0000719739
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 942856336
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3003 TASMAN DR
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
BUSINESS PHONE: 4086547400
MAIL ADDRESS:
STREET 1: 3003 TASMAN DRIVE
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
FORMER COMPANY:
FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES
DATE OF NAME CHANGE: 19920703
3
1
doc3.xml
FORM 3 SUBMISSION
X0206
3
2013-04-25
0
0000719739
SVB FINANCIAL GROUP
SIVB
0001575523
Cox Philip C
SVB FINANCIAL GROUP
3005 TASMAN DRIVE
SANTA CLARA
CA
95054
0
1
0
0
Head EMEA India & President,UK
Common Stock
50
D
Restricted Stock Unit
0.00
2013-05-01
2019-05-01
Common Stock
1630
D
Restricted Stock Unit
0.00
2011-04-30
2017-04-30
Common Stock
450
D
Restricted Stock Unit
0.00
2012-04-27
2018-04-27
Common Stock
1125
D
Stock Option
60.37
2012-04-27
2018-04-27
Common Stock
3000
D
Stock Option
49.18
2011-04-30
2017-04-30
Common Stock
1650
D
Stock Option
38.21
2010-09-08
2016-09-08
Common Stock
1000
D
Stock Option
64.37
2013-05-01
2019-05-01
Common Stock
3250
D
Vesting schedule over four years with equal percentage vesting each year of 25%. There are no vested shares held at filing date.
Vesting schedule over four years with equal percentage vesting each year of 25%. There are options exercisable for 750 shares at filing date.
Vesting schedule over four years with equal percentage vesting each year of 25%. There are options exercisable for 550 shares at filing date and previously vested options of 550 shares have been exercised.
Vesting schedule over four years with equal percentage vesting each year of 25%. No options exercisable at filing date and all previously vested options for 3,000 shares have been exercised.
Vesting schedule over four years with equal percentage vesting each year of 25%. There are no options exercisable at filing date.
Kamran Husain, Attorney-in-Fact for Philip Cox
2013-05-01
EX-24.3_470026
2
poa.txt
POA DOCUMENT
LIMITED POWER OF ATTORNEY - SECURITIES LAW COMPLIANCE
I, as an officer or director of SVB Financial Group and subsidiaries, appoint
Kamran Husain, Annie Loo, Denise West and Wei Sun, each of them, my true and
lawful attorney-in-fact and agent to complete and execute Forms 144, Forms 3, 4
and 5 and other forms as the attorney determines in his or her discretion are
required or advisable pursuant to Rule 144 under the Securities Act of 1933 (as
amended), Section 16 of the Securities Exchange Act of 1934 (as amended) or the
Securities and Exchange Commission's rules and regulations, or any successor
laws or regulations, as a consequence of my ownership, acquisition or
disposition of securities of SVB Financial Group, and to do all acts necessary
in order to file such forms with the Securities and Exchange Commission, any
securities exchange or national association, and other person or agency as the
attorney deems appropriate. I ratify and confirm all that the attorneys-in-act
and agents do or cause to be done.
This Limited Power of Attorney is executed in Santa Clara, CA as of the date
below and shall remain effective unless I am no longer required to complete said
forms or until my revocation in writing of this Limited Power of Attorney.
Signature
/s/ PHILIP C. COX
Philip C. Cox
Type or Print Name
Dated: April 17, 2013
Witness:
/s/ CRYSTAL GARCIA /s/ KRISTI GILBAUGH
Name: Crystal Garcia Name: Kristi Gilbaugh
Type or Print Name
Dated: April 17, 2013