0001209191-13-023332.txt : 20130501 0001209191-13-023332.hdr.sgml : 20130501 20130501161822 ACCESSION NUMBER: 0001209191-13-023332 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130425 FILED AS OF DATE: 20130501 DATE AS OF CHANGE: 20130501 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cox Philip C CENTRAL INDEX KEY: 0001575523 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15637 FILM NUMBER: 13803426 MAIL ADDRESS: STREET 1: ORCHARD HOUSE 40 BARRINGTON ROAD STREET 2: FOXTON CAMBRIDGE CITY: LONDON STATE: X0 ZIP: CB22 6SL ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SVB FINANCIAL GROUP CENTRAL INDEX KEY: 0000719739 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 942856336 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3003 TASMAN DR CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4086547400 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES DATE OF NAME CHANGE: 19920703 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2013-04-25 0 0000719739 SVB FINANCIAL GROUP SIVB 0001575523 Cox Philip C SVB FINANCIAL GROUP 3005 TASMAN DRIVE SANTA CLARA CA 95054 0 1 0 0 Head EMEA India & President,UK Common Stock 50 D Restricted Stock Unit 0.00 2013-05-01 2019-05-01 Common Stock 1630 D Restricted Stock Unit 0.00 2011-04-30 2017-04-30 Common Stock 450 D Restricted Stock Unit 0.00 2012-04-27 2018-04-27 Common Stock 1125 D Stock Option 60.37 2012-04-27 2018-04-27 Common Stock 3000 D Stock Option 49.18 2011-04-30 2017-04-30 Common Stock 1650 D Stock Option 38.21 2010-09-08 2016-09-08 Common Stock 1000 D Stock Option 64.37 2013-05-01 2019-05-01 Common Stock 3250 D Vesting schedule over four years with equal percentage vesting each year of 25%. There are no vested shares held at filing date. Vesting schedule over four years with equal percentage vesting each year of 25%. There are options exercisable for 750 shares at filing date. Vesting schedule over four years with equal percentage vesting each year of 25%. There are options exercisable for 550 shares at filing date and previously vested options of 550 shares have been exercised. Vesting schedule over four years with equal percentage vesting each year of 25%. No options exercisable at filing date and all previously vested options for 3,000 shares have been exercised. Vesting schedule over four years with equal percentage vesting each year of 25%. There are no options exercisable at filing date. Kamran Husain, Attorney-in-Fact for Philip Cox 2013-05-01 EX-24.3_470026 2 poa.txt POA DOCUMENT LIMITED POWER OF ATTORNEY - SECURITIES LAW COMPLIANCE I, as an officer or director of SVB Financial Group and subsidiaries, appoint Kamran Husain, Annie Loo, Denise West and Wei Sun, each of them, my true and lawful attorney-in-fact and agent to complete and execute Forms 144, Forms 3, 4 and 5 and other forms as the attorney determines in his or her discretion are required or advisable pursuant to Rule 144 under the Securities Act of 1933 (as amended), Section 16 of the Securities Exchange Act of 1934 (as amended) or the Securities and Exchange Commission's rules and regulations, or any successor laws or regulations, as a consequence of my ownership, acquisition or disposition of securities of SVB Financial Group, and to do all acts necessary in order to file such forms with the Securities and Exchange Commission, any securities exchange or national association, and other person or agency as the attorney deems appropriate. I ratify and confirm all that the attorneys-in-act and agents do or cause to be done. This Limited Power of Attorney is executed in Santa Clara, CA as of the date below and shall remain effective unless I am no longer required to complete said forms or until my revocation in writing of this Limited Power of Attorney. Signature /s/ PHILIP C. COX Philip C. Cox Type or Print Name Dated: April 17, 2013 Witness: /s/ CRYSTAL GARCIA /s/ KRISTI GILBAUGH Name: Crystal Garcia Name: Kristi Gilbaugh Type or Print Name Dated: April 17, 2013