0001209191-13-015675.txt : 20130311
0001209191-13-015675.hdr.sgml : 20130311
20130311180827
ACCESSION NUMBER: 0001209191-13-015675
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130308
FILED AS OF DATE: 20130311
DATE AS OF CHANGE: 20130311
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KELLOGG HARRY W JR
CENTRAL INDEX KEY: 0001245211
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-15637
FILM NUMBER: 13682066
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SVB FINANCIAL GROUP
CENTRAL INDEX KEY: 0000719739
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 942856336
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3003 TASMAN DR
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
BUSINESS PHONE: 4086547400
MAIL ADDRESS:
STREET 1: 3003 TASMAN DRIVE
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
FORMER COMPANY:
FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES
DATE OF NAME CHANGE: 19920703
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2013-03-08
0
0000719739
SVB FINANCIAL GROUP
SIVB
0001245211
KELLOGG HARRY W JR
SVB FINANCIAL GROUP
3005 TASMAN DRIVE
SANTA CLARA
CA
95054
0
1
0
0
Vice Chairman
Common Stock
2013-03-08
4
M
0
700
52.72
A
9387
D
Common Stock
2013-03-08
4
S
0
700
68.35
D
8687
D
Stock Option
52.72
2013-03-08
4
M
0
700
52.72
D
2008-05-22
2014-05-22
Common Stock
700
550
D
The exercise and sale of the stock option in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective November 6, 2012.
Denise West, Attorney-In-Fact for Harry Kellogg
2013-03-11