0001209191-13-001492.txt : 20130103 0001209191-13-001492.hdr.sgml : 20130103 20130103182425 ACCESSION NUMBER: 0001209191-13-001492 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130103 DATE AS OF CHANGE: 20130103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KELLOGG HARRY W JR CENTRAL INDEX KEY: 0001245211 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15637 FILM NUMBER: 13508896 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SVB FINANCIAL GROUP CENTRAL INDEX KEY: 0000719739 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 942856336 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3003 TASMAN DR CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4086547400 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES DATE OF NAME CHANGE: 19920703 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2012-12-31 0 0000719739 SVB FINANCIAL GROUP SIVB 0001245211 KELLOGG HARRY W JR SVB FINANCIAL GROUP 3005 TASMAN DRIVE SANTA CLARA CA 95054 0 1 0 0 Vice Chairman Common Stock 2012-12-31 4 M 0 3889 0.00 A 10503 D Common Stock 2012-12-31 4 F 0 1816 47.575 D 8687 D Performance Stock Unit 0.00 2012-12-31 4 M 0 3889 0.00 D 2012-12-31 2017-07-27 Common Stock 3889 0 D Previously reported performance-based restricted stock units fully vested on 12/31/2012 Shares withheld by Issuer for payment of tax liability incurred upon vesting of performance-based restricted stock units. Denise West, Attorney-in-Fact for Harry Kellogg 2012-01-03