0001209191-12-051097.txt : 20121031 0001209191-12-051097.hdr.sgml : 20121031 20121031175557 ACCESSION NUMBER: 0001209191-12-051097 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121027 FILED AS OF DATE: 20121031 DATE AS OF CHANGE: 20121031 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Parsons Joan CENTRAL INDEX KEY: 0001518728 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15637 FILM NUMBER: 121171723 MAIL ADDRESS: STREET 1: 3005 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SVB FINANCIAL GROUP CENTRAL INDEX KEY: 0000719739 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 942856336 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3003 TASMAN DR CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4086547400 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES DATE OF NAME CHANGE: 19920703 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2012-10-27 0 0000719739 SVB FINANCIAL GROUP SIVB 0001518728 Parsons Joan SVB FINANCIAL GROUP 3005 TASMAN DRIVE SANTA CLARA CA 95054 0 1 0 0 Head of US Bankiing Common Stock 2012-10-27 4 M 0 250 0.00 A 34858 D Common Stock 2012-10-27 4 F 0 105 56.59 D 34753 D Restricted Stock Unit 0.00 2012-10-27 4 M 0 250 0.00 D 2010-10-27 2016-10-27 Common Stock 250 250 D A tranche of previously reported restricted stock units vested on 10/27/2012. The release of 250 total shares was finalized, with 105 shares withheld for tax purposes, as of 10/31/2012. (NASDAQ was closed on 10/29/2012 and 10/30/2012.) The remaining 145 shares were distribued to the reporting person. Annie Loo, Attorney-in-Fact for Joan Parsons 2012-10-31