0000950170-24-124560.txt : 20241112 0000950170-24-124560.hdr.sgml : 20241112 20241112071511 ACCESSION NUMBER: 0000950170-24-124560 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20241107 FILED AS OF DATE: 20241112 DATE AS OF CHANGE: 20241112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Matthews Beverly Kay CENTRAL INDEX KEY: 0001776401 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39154 FILM NUMBER: 241443246 MAIL ADDRESS: STREET 1: C/O COHERENT, INC. STREET 2: 5100 PATRICK HENRY DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SVB FINANCIAL GROUP CENTRAL INDEX KEY: 0000719739 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] ORGANIZATION NAME: 02 Finance IRS NUMBER: 911962278 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2770 SAND HILL ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650-567-6900 MAIL ADDRESS: STREET 1: 2770 SAND HILL ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 FORMER COMPANY: FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES DATE OF NAME CHANGE: 19920703 4 1 ownership.xml 4 X0508 4 2024-11-07 true 0000719739 SVB FINANCIAL GROUP SIVBQ 0001776401 Matthews Beverly Kay 3003 TASMAN DRIVE SANTA CLARA CA 95054 true false false false false Common Stock 2024-11-07 4 D false 2374 0 D 0 D Restricted Stock Unit 2024-11-07 4 D false 466 0 D 2023-04-20 2032-05-02 Common Stock 466 0 D On March 17, 2023, SVB Financial Group, a Delaware corporation (the "Issuer"), and certain of its subsidiaries (together with the Issuer, the "Company") commenced voluntary cases under chapter 11 of the United States Bankruptcy Code in the United State Bankruptcy Court for the Southern District of New York (the "Bankruptcy Court"). On August 2, 2024, the Bankruptcy Court entered an order (the "Confirmation Order") confirming the Debtor's Second Amended Plan of Reorganization Under Chapter 11 of the Bankruptcy Code (the "Plan"). On November 7, 2024 (the "Effective Date"), the Plan became effective in accordance with its terms and the Company emerged from chapter 11. The Plan was approved by the Issuer's Board of Directors. On the Effective Date, all outstanding shares of the Issuer's common stock and restricted stock units were cancelled and extinguished in accordance with the Plan approved by the Bankruptcy Court. Each restricted stock unit represented a contingent right to receive one share of the Issuer's common stock. /s/ Beverly K Matthews 2024-11-11