-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CkgoICBdpYntf9zXPeK2GzLHgHiPfeiM5Wx6OJdEHLWu8yWnNEauuISTVMGgTzba UUUK3bZ/aewyhMKN8sQNWg== 0000912057-02-035340.txt : 20020912 0000912057-02-035340.hdr.sgml : 20020912 20020912161757 ACCESSION NUMBER: 0000912057-02-035340 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020912 ITEM INFORMATION: FILED AS OF DATE: 20020912 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SILICON VALLEY BANCSHARES CENTRAL INDEX KEY: 0000719739 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 911962278 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-15637 FILM NUMBER: 02762670 BUSINESS ADDRESS: STREET 1: 3003 TASMAN DR STREET 2: M/S NC820 CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4086547400 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE, M/S NC820 CITY: SANTA CLARA STATE: CA ZIP: 95054 8-K 1 a2089162z8-k.htm 8-K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

 

FORM 8-K

 

 

CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d)

OF THE SECURITIES EXCHANGE ACT OF 1934

 

 

Date of Report (Date of earliest event reported):  September 12, 2002

 

 

 

Silicon Valley Bancshares

(Exact name of registrant as specified in its charter)

 

 

 

Delaware

 

 

(State or other jurisdiction

 

 

of incorporation)

 

 

 

 

 

 

91-1962278

 

 

(Commission File Number)

 

(I.R.S. Employer Identification No.)

 

 

 

3003 Tasman Drive

Santa Clara, CA 95054

(Address of principal executive offices, including zip code)

 

 

(408) 654-7400

(Telephone Number)

 

 

 

 

 

SILICON VALLEY BANCSHARES

FORM 8-K

September 12, 2002

 

 

Item 9:  Regulation FD Disclosure

 

In response to the SEC’s adoption of Rule 10b5-1, the Board of Directors of Silicon Valley Bancshares (the “Company”) approved amendments to its insider trading policy to permit is officers and directors subject to the Company’s insider trading guidelines to enter into written trading plans complying with SEC Rule 10b5-1.

 

John C. Dean, Chairman of the Board of the Company, has entered into such a Rule 10b5-1 compliant plan in order to sell up to 100,000 shares of the Company’s common stock.   The plan provides for sales at specified share amounts at specific market prices, subject to specified limitations.  Selling according to this plan will begin on September 13, 2002 and terminate on October 22, 2002, unless terminated sooner in accordance with its terms.  This plan was established during the Company’s trading “window”. In addition, Mr. Dean has informed the Company that he will publicly disclose any stock sales made under the Rule 10b5-1 plan as required by the securities laws.

 

Signature

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunder duly authorized.

 

 

 

SILICON VALLEY BANCSHARES

 

(Registrant)

 

 

 

 

By: /s/ LAUREN A. FRIEDMAN

 

Lauren A. Friedman

Chief Financial Officer

 

Date:  September 12, 2002

 

 

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