0000899243-22-036700.txt : 20221122 0000899243-22-036700.hdr.sgml : 20221122 20221122160536 ACCESSION NUMBER: 0000899243-22-036700 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221118 FILED AS OF DATE: 20221122 DATE AS OF CHANGE: 20221122 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SVB FINANCIAL GROUP CENTRAL INDEX KEY: 0000719739 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 033-80623 FILM NUMBER: 221410314 BUSINESS ADDRESS: STREET 1: 3003 TASMAN DR CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4086547400 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER NAME: FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SVB Innovation Credit Fund VIII, L.P. CENTRAL INDEX KEY: 0001754832 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 033-80623 FILM NUMBER: 221410312 BUSINESS ADDRESS: STREET 1: C/O SVB INNOVATION CREDIT PARTNERS VIII STREET 2: 2770 SAND HILL ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 415-546-8277 MAIL ADDRESS: STREET 1: C/O SVB INNOVATION CREDIT PARTNERS VIII STREET 2: 2770 SAND HILL ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 FORMER NAME: FORMER CONFORMED NAME: WestRiver Innovation Lending Fund VIII, L.P. DATE OF NAME CHANGE: 20181001 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SVB Innovation Credit Partners VIII, LLC CENTRAL INDEX KEY: 0001901811 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 033-80623 FILM NUMBER: 221410313 BUSINESS ADDRESS: STREET 1: 2770 SAND HILL ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: (650) 926-0418 MAIL ADDRESS: STREET 1: 2770 SAND HILL ROAD CITY: MENLO CITY STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Innovation Credit Fund VIII-A, L.P. CENTRAL INDEX KEY: 0001864344 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 033-80623 FILM NUMBER: 221410310 BUSINESS ADDRESS: STREET 1: 2770 SAND HILL ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650.926.0440 MAIL ADDRESS: STREET 1: 2770 SAND HILL ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SVB Innovation Credit Partners VIII-A, LLC CENTRAL INDEX KEY: 0001901800 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 033-80623 FILM NUMBER: 221410311 BUSINESS ADDRESS: STREET 1: 2770 SAND HILL ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: (650) 926-0418 MAIL ADDRESS: STREET 1: 2770 SAND HILL ROAD CITY: MENLO CITY STATE: CA ZIP: 94025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ACHIEVE LIFE SCIENCES, INC. CENTRAL INDEX KEY: 0000949858 STANDARD INDUSTRIAL CLASSIFICATION: IN VITRO & IN VIVO DIAGNOSTIC SUBSTANCES [2835] IRS NUMBER: 954343413 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 22722 29TH DR. SE STREET 2: SUITE 100 CITY: SEATTLE STATE: WA ZIP: 98021 BUSINESS PHONE: 425-686-1500 MAIL ADDRESS: STREET 1: 22722 29TH DR. SE STREET 2: SUITE 100 CITY: SEATTLE STATE: WA ZIP: 98021 FORMER COMPANY: FORMER CONFORMED NAME: ONCOGENEX PHARMACEUTICALS, INC. DATE OF NAME CHANGE: 20080821 FORMER COMPANY: FORMER CONFORMED NAME: SONUS PHARMACEUTICALS INC DATE OF NAME CHANGE: 19950825 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-11-18 1 0000949858 ACHIEVE LIFE SCIENCES, INC. ACHV 0000719739 SVB FINANCIAL GROUP 3003 TASMAN DRIVE SANTA CLARA CA 95054 0 0 1 0 0001901811 SVB Innovation Credit Partners VIII, LLC 2770 SAND HILL ROAD MENLO PARK CA 94025 0 0 1 0 0001754832 SVB Innovation Credit Fund VIII, L.P. 2770 SAND HILL ROAD MENLO PARK CA 94025 0 0 1 0 0001901800 SVB Innovation Credit Partners VIII-A, LLC 2770 SAND HILL ROAD MENLO PARK CA 94025 0 0 1 0 0001864344 Innovation Credit Fund VIII-A, L.P. 2770 SAND HILL ROAD MENLO PARK CA 94025 0 0 1 0 This Form 4 is being filed by SVB Financial Group ("SVB Financial"), SVB Innovation Credit Fund VIII, L.P. ("Fund VIII"), SVB Innovation Credit Partners VIII, LLC ("Fund VIII GP" and, together with Fund VIII, the "Fund VIII Entities"), Innovation Credit Fund VIII-A, L.P. ("Fund VIII-A") and SVB Innovation Credit Partners VIII-A, LLC ("Fund VIII-A GP" and, together with Fund VIII-A, the "Fund VIII-A Entities"). SVB Financial, the Fund VIII Entities and the Fund VIII-A Entities are referred to herein, collectively, as the "Reporting Persons". The Reporting Persons are no longer ten percent owners as a result of the Issuer's issuance of 8,186,282 shares of common stock as reported in the Issuer's Current Report on Form 8-K filed with the Securities and Exchange Commission on November 18, 2022. As a result, the Reporting Persons no longer are greater than ten percent beneficial owners of the Issuer's common stock and thus are no longer subject to Section 16. /s/ Karen Hon, Chief Accounting Officer, SVB Financial Group 2022-11-22 /s/ Andrew Olson, Chief Financial Officer of SVB Innovation Credit Partners VIII, LLC 2022-11-22 /s/ Andrew Olson, Chief Financial Officer of SVB Innovation Credit Partners VIII, LLC, general partner of SVB Innovation Credit Fund VIII, L.P. 2022-11-22 /s/ Andrew Olson, Chief Financial Officer of SVB Innovation Credit Partners VIII-A, LLC 2022-11-22 /s/ Andrew Olson, Chief Financial Officer of SVB Innovation Credit Partners VIII-A, LLC, general partner of Innovation Credit Fund VIII-A, L.P. 2022-11-22