-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WsNJ06BEFTjOHc5LShRP+eo5kvsPx+XfccFJjmTAPfDFi+RUcvWmVaa9k+5XHzMv sIpVZgl9BUn6DV9e0HSe4g== 0000950172-97-000948.txt : 19971017 0000950172-97-000948.hdr.sgml : 19971017 ACCESSION NUMBER: 0000950172-97-000948 CONFORMED SUBMISSION TYPE: SC 14D1/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 19971016 SROS: NONE GROUP MEMBERS: UNITED STATES SURGICAL CORP GROUP MEMBERS: USS ACQUISITION CORP. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CIRCON CORP CENTRAL INDEX KEY: 0000719727 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 953079904 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-36096 FILM NUMBER: 97697010 BUSINESS ADDRESS: STREET 1: 6500 HOLLISTER AVE CITY: SANTA BARBARA STATE: CA ZIP: 93111 BUSINESS PHONE: 8059670404 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CIRCON CORP CENTRAL INDEX KEY: 0000719727 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 953079904 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 14D1/A SEC ACT: SEC FILE NUMBER: 005-36096 FILM NUMBER: 97697011 BUSINESS ADDRESS: STREET 1: 6500 HOLLISTER AVE CITY: SANTA BARBARA STATE: CA ZIP: 93111 BUSINESS PHONE: 8059670404 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: UNITED STATES SURGICAL CORP CENTRAL INDEX KEY: 0000101788 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 132518270 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 14D1/A BUSINESS ADDRESS: STREET 1: 150 GLOVER AVE CITY: NORWALK STATE: CT ZIP: 06856 BUSINESS PHONE: 2038451000 MAIL ADDRESS: STREET 1: 150 GLOVER AVENUE CITY: NORWALK STATE: CT ZIP: 06856 FORMER COMPANY: FORMER CONFORMED NAME: AUTO SUTURE SURGICAL CORP DATE OF NAME CHANGE: 19700507 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: UNITED STATES SURGICAL CORP CENTRAL INDEX KEY: 0000101788 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 132518270 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 14D1/A BUSINESS ADDRESS: STREET 1: 150 GLOVER AVE CITY: NORWALK STATE: CT ZIP: 06856 BUSINESS PHONE: 2038451000 MAIL ADDRESS: STREET 1: 150 GLOVER AVENUE CITY: NORWALK STATE: CT ZIP: 06856 FORMER COMPANY: FORMER CONFORMED NAME: AUTO SUTURE SURGICAL CORP DATE OF NAME CHANGE: 19700507 SC 14D1/A 1 SCHEDULE 14D1 AMENDMENT NO. 4 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14D-1 AMENDMENT NO. 4 TENDER OFFER STATEMENT PURSUANT TO SECTION 14(D)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 AND SCHEDULE 13D AMENDMENT NO. 20 UNDER THE SECURITIES EXCHANGE ACT OF 1934 CIRCON CORPORATION (NAME OF SUBJECT COMPANY) USS ACQUISITION CORP. UNITED STATES SURGICAL CORPORATION (BIDDERS) COMMON STOCK, PAR VALUE $0.01 PER SHARE (TITLE OF CLASS OF SECURITIES) 172736 10 0 (CUSIP NUMBER OF CLASS OF SECURITIES) THOMAS R. BREMER USS ACQUISITION CORP. C/O UNITED STATES SURGICAL CORPORATION 150 GLOVER AVENUE NORWALK, CONNECTICUT 06856 TELEPHONE: (203) 845-1000 (NAME, ADDRESS AND TELEPHONE NUMBER OF PERSON AUTHORIZED TO RECEIVE NOTICES AND COMMUNICATIONS ON BEHALF OF BIDDERS) with a copy to: PAUL T. SCHNELL, ESQ. SKADDEN, ARPS, SLATE, MEAGHER & FLOM LLP 919 THIRD AVENUE NEW YORK, NEW YORK 10022 TELEPHONE: (212) 735-3000 United States Surgical Corporation, a Delaware corporation ("Parent"), and USS Acquisition Corp., a Delaware corporation (the "Purchaser") and a wholly owned subsidiary of Parent, hereby further amend and supplement their Statement on Schedule 14D-1 (the "Schedule 14D-1"), filed with the Securities and Exchange Commission (the "Commission") on August 5, 1997, as amended by Amendment No. 1 dated August 12, 1997, Amendment No. 2 dated August 14, 1997 and Amendment No. 3 dated September 25, 1997, with respect to the Common Stock, par value $0.01 per share, of Circon Corporation, a Delaware corporation ("Circon" or the "Company"). This Amendment No. 4 to the Schedule 14D-1 also constitutes Amendment No. 20 to the Statement on Schedule 13D of the Purchaser and Parent filed on August 2, 1996, as amended. The item numbers and responses thereto below are in accordance with the requirements of Schedule 14D-1. Unless otherwise indicated herein, each capitalized term used but not defined herein shall have the meaning assigned to such term in the Schedule 14D-1 or in the Offer to Purchase referred to therein. ITEM 10. ADDITIONAL INFORMATION. Item 10(f) of the Schedule 14D-1 is hereby amended and supplemented by the following: On October 16, 1997, Parent issued a press release, a copy of which is attached hereto as Exhibit (a)(21) and is incorporated herein by reference, relating to the final certified voting results from the Company's October 6, 1997 stockholder's meeting, which were (i) that both of Parent's nominees were elected to the Company's Board of Directors and (ii) that shareholders approved Parent's resolution requesting that the Company's Board seek the prompt sale of the Company. ITEM 11. MATERIAL TO BE FILED AS EXHIBITS. Item 11 of the Schedule 14D-1 is hereby amended and supplemented by the following: (a)(21) Press Release. SIGNATURE After due inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: October 16, 1997 USS ACQUISITION CORP. By: /s/ THOMAS R. BREMER Name: Thomas R. Bremer Title: President UNITED STATES SURGICAL CORPORATION By: /s/ THOMAS R. BREMER Name: Thomas R. Bremer Title: Senior Vice President and General Counsel EXHIBIT INDEX EXHIBIT EXHIBIT NAME (a)(21) Press Release. EX-99 2 EXHIBIT (A)(21) - PRESS RELEASE Exhibit (a)(21) FOR IMMEDIATE RELEASE: October 16, 1997 INVESTOR CONTACT: U.S. SURGICAL HOME PAGE MEDIA CONTACT: Marianne Scipione http://www.ussurg.com Steve Rose Vice President Director Corporate Communications Media Relations (203) 845-1404 (203) 845-1732 marianne.scipione@ussurg.com steve.rose@ussurg.com UNITED STATES SURGICAL WINS CIRCON PROXY CONTEST BY DECISIVE MARGIN STOCKHOLDERS REMOVE CEO AUHLL FROM CIRCON BOARD, ELECT BOTH U.S. SURGICAL NOMINEES AND ADOPT RESOLUTION TO SELL CIRCON NORWALK, Conn. -- United States Surgical Corporation (NYSE:USS) announced today that both of its nominees were elected by a decisive margin to the Board of Directors of Circon Corporation (NASDAQ:CCON), according to the final certified results of the votes cast at Circon's October 6, 1997 stockholders' meeting. The tally also showed that Circon stockholders overwhelmingly approved USS' resolution requesting the Circon Board seek the prompt sale of the company. Without including shares owned by Circon insiders or by USS, independent shareholders supported USS' nominees and approved USS' `Maximize Value Resolution' by a margin of nearly 4-to-1. Total support for USS' nominees and approval of the `Maximize Value Resolution' constituted nearly 70% of all shares voting at the meeting. As a result, Chairman and Director, Richard A. Auhll, and Director, Paul W. Hartloff, Jr., were defeated and will be replaced on the Circon Board of Directors by Professor Charles M. Elson and Lt. Gen. Victor H. Krulak, USS' nominees. Leon C. Hirsch, chairman of USS, stated, "We are grateful for the overwhelming support of our fellow stockholders. Circon's stockholders have voted by a substantial majority to elect our nominees and approve our `Maximize Value Resolution'. By doing so, they are instructing the Circon Board to promptly take concrete action aimed at seeking the sale of Circon. We are appalled that just yesterday after Circon's Board conceded that Richard Auhll and Paul Hartloff were defeated, they also announced that they may defy shareholder wishes and reappoint Richard Auhll to the board at its next meeting. We are very hopeful that Circon's Board and management will begin carrying out its obligation to its shareholders." United States Surgical Corporation is a diversified surgical products company specializing in minimally invasive technologies that improve patient care and lower health care costs. -----END PRIVACY-ENHANCED MESSAGE-----