-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JRIONFT0PpJKtMOvVrfYFSBYM358UbC+PU858J4GYeuCJrzHXO4YxPV7LADU+mnx 7dg2Y61gsuLkQ3cXWQ7KwQ== 0000929638-09-000188.txt : 20090212 0000929638-09-000188.hdr.sgml : 20090212 20090212122847 ACCESSION NUMBER: 0000929638-09-000188 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20090212 DATE AS OF CHANGE: 20090212 GROUP MEMBERS: ABORN, FOSTER L. GROUP MEMBERS: RICE, JAMES F. GROUP MEMBERS: WHITE, JOHN F. GROUP MEMBERS: WOLFE, KENNETH L. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CARDIODYNAMICS INTERNATIONAL CORP CENTRAL INDEX KEY: 0000719722 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 953533362 STATE OF INCORPORATION: CA FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-37334 FILM NUMBER: 09593176 BUSINESS ADDRESS: STREET 1: 6175 NANCY RIDGE DRIVE STREET 2: SUITE 300 CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 6195350202 MAIL ADDRESS: STREET 1: 6175 NANCY RIDGE DRIVE STREET 2: STE 300 CITY: SAN DIEGO STATE: CA ZIP: 92121 FORMER COMPANY: FORMER CONFORMED NAME: BOMED MEDICAL MANUFACTURING LTD DATE OF NAME CHANGE: 19920703 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Kairos Partners III Limited Partnership CENTRAL INDEX KEY: 0001322608 IRS NUMBER: 522443665 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 600 LONGWATER DRIVE STREET 2: SUITE 204 CITY: NORWELL STATE: MA ZIP: 02061 BUSINESS PHONE: 781-635-1100 MAIL ADDRESS: STREET 1: 600 LONGWATER DRIVE STREET 2: SUITE 204 CITY: NORWELL STATE: MA ZIP: 02061 SC 13G/A 1 kairos13g_cardiodyn022009.htm SCHEDULE 13G AMENDMENT - CARDIODYNAMICS INTERNATIONAL CORPORATION

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

OMB APPROVAL

OMB Number:      3235-0145

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SCHEDULE 13G

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED

PURSUANT TO RULE 13D-2

(Amendment No. 2)*

 

CARDIODYNAMICS INTERNATIONAL CORPORATION

(Name of Issuer)

 

Common Stock, No Par Value

(Title of Class of Securities)

 

 

141597104

 

(CUSIP Number)

 

December 31, 2008

(Date of Event which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

o

Rule 13d-1(b)

x

Rule 13d-1(c)

o

Rule 13d-1(d)

______________________________________

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures previously provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 


CUSIP NO. 141597104

Schedule 13G

Page 2 of 7 Pages

 

 

 

1

Names of Reporting Persons.

John F. White

James F. Rice

Kenneth L. Wolfe

Foster L. Aborn

Kairos Partners III Limited Partnership

2

Check the Appropriate Box if a Member of a Group (See Instructions)

 

(a)         o

 

(b)         o

3

SEC Use Only

4

Citizenship or Place of Organization.

John F. White -- United States

James F. Rice -- United States

Kenneth L. Wolfe -- United States

Foster L. Aborn -- United States

Kairos Partners III Limited Partnership -- Delaware

 

 


CUSIP NO. 141597104

Schedule 13G

Page 3 of 7 Pages

 

 

 

Number

of Shares

Beneficially

Owned by

Each

Reporting

Person With

5  Sole Voting Power

John F. White -- 0 shares

James F. Rice -- 0 shares

Kenneth L. Wolfe -- 0 shares

Foster L. Aborn -- 0 shares

Kairos Partners III Limited Partnership -- 0 shares

6  Shared Voting Power

John F. White -- 216,142 shares

James F. Rice -- 216,142 shares

Kenneth L. Wolfe -- 216,142 shares

Foster L. Aborn -- 216,142 shares

Kairos Partners III Limited Partnership -- 216,142 shares

Refer to Item 4 below.

7  Sole Dispositive Power

John F. White -- 0 shares

James F. Rice -- 0 shares

Kenneth L. Wolfe -- 0 shares

Foster L. Aborn -- 0 shares

Kairos Partners III Limited Partnership -- 0 shares

8  Shared Dispositive Power

John F. White -- 216,142 shares

James F. Rice -- 216,142 shares

Kenneth L. Wolfe -- 216,142 shares

Foster L. Aborn -- 216,142 shares

Kairos Partners III Limited Partnership -- 216,142 shares

Refer to Item 4 below.

9

Aggregate Amount Beneficially Owned by Each Reporting Person

John F. White -- 216,142 shares

James F. Rice -- 216,142 shares

Kenneth L. Wolfe -- 216,142 shares

Foster L. Aborn -- 216,142 shares

Kairos Partners III Limited Partnership -- 216,142 shares

Refer to Item 4 below.

 

10

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o

Not applicable.

 

11

Percent of Class Represented by Amount in Row (9)*

John F. White -- 2.99%

James F. Rice -- 2.99%

Kenneth L. Wolfe -- 2.99%

Foster L. Aborn -- 2.99%

Kairos Partners III Limited Partnership -- 2.99%

Refer to Item 4 below.

 

12

Type of Reporting Person (See Instructions)

John F. White -- IN

James F. Rice -- IN

Kenneth L. Wolfe -- IN

Foster L. Aborn -- IN

Kairos Partners III Limited Partnership -- PN

 

 

*

All share numbers and ownership percentages reported herein are as of January 31, 2009.

* All percentage ownerships reported herein are based on 7,223,120 shares of common stock issued and outstanding as of October 8, 2008, as reported by Cardiodynamics International Corporation in its Quarterly Report on Form 10-Q for the quarterly period ended August 31, 2008, filed with the Securities and Exchange Commission on October 15, 2008.

Item 1.

(a)

Name of Issuer

 

Cardiodynamics International Corporation

(b)

Address of Issuer’s Principal Executive Offices

 

6175 Nancy Ridge Drive, San Diego, CA 92121

 

 


CUSIP NO. 141597104

Schedule 13G

Page 4 of 7 Pages

 

 

Item 2.

(a)

Name of Person Filing

 

John F. White

James F. Rice

Kenneth L. Wolfe

Foster L. Aborn

Kairos Partners III Limited Partnership

(b)

Address of Principal Business Office or, if none, Residence

 

The address of the principal business office of each of the Reporting Persons is 600 Longwater Drive, Suite 204, Norwell, MA 02061.

(c)

Citizenship

 

John F. White -- United States citizen

James F. Rice -- United States citizen

Kenneth L. Wolfe -- United States citizen

Foster L. Aborn -- United States citizen

Kairos Partners III Limited Partnership -- Delaware limited partnership

(d)

Title of Class of Securities

 

Common Stock, no par value

(e)

CUSIP Number

 

141597104

 

Item 3.

If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

(a)

o

Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).

(b)

o

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).

(c)

o

Insurance Company as defined in Section 3(a)(19) of the Act

(d)

o

Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8).

(e)

o

An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);

(f)

o

An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);

(g)

o

A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);

(h)

o

A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

(i)

o

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

(j)

o

A non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J);

 

 


CUSIP NO. 141597104

Schedule 13G

Page 5 of 7 Pages

 

 

 

(k)

o

Group, in accordance with §240.13d-1(b)(1)(ii)(J).

 

Item 4.

Ownership**

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

(a)

Amount Beneficially Owned

 

John F. White -- 216,142 shares

James F. Rice -- 216,142 shares

Kenneth L. Wolfe -- 216,142 shares

Foster L. Aborn -- 216,142 shares

Kairos Partners III Limited Partnership -- 216,142 shares

(b)

Percent of Class

 

John F. White -- 2.99%

James F. Rice -- 2.99%

Kenneth L. Wolfe -- 2.99%

Foster L. Aborn -- 2.99%

Kairos Partners III Limited Partnership -- 2.99%

(c)

Number of shares as to which such person has:

 

(i)

sole power to vote or to direct the vote

 

 

John F. White -- 0 shares

James F. Rice -- 0 shares

Kenneth L. Wolfe -- 0 shares

Foster L. Aborn -- 0 shares

Kairos Partners III Limited Partnership -- 0 shares

 

(ii)

shared power to vote or to direct the vote

 

 

John F. White -- 216,142 shares

James F. Rice -- 216,142 shares

Kenneth L. Wolfe -- 216,142 shares

Foster L. Aborn -- 216,142 shares

Kairos Partners III Limited Partnership -- 216,142 shares

 

(iii)

sole power to dispose or to direct the disposition of

 

 

John F. White -- 0 shares

James F. Rice -- 0 shares

Kenneth L. Wolfe -- 0 shares

Foster L. Aborn -- 0 shares

Kairos Partners III Limited Partnership -- 0 shares

 

(iv)

shared power to dispose or to direct the disposition of

 

 


CUSIP NO. 141597104

Schedule 13G

Page 6 of 7 Pages

 

 

 

 

 

John F. White -- 216,142 shares

James F. Rice -- 216,142 shares

Kenneth L. Wolfe -- 216,142 shares

Foster L. Aborn -- 216,142 shares

Kairos Partners III Limited Partnership -- 216,142 shares

**Shares reported herein as beneficially owned by Messrs. White, Rice, Wolfe and Aborn represent shares held by Kairos Partners III Limited Partnership (the “Partnership”). Each of Messrs. White, Rice, Wolfe and Aborn is a member of the investment committee of the Partnership. Such committee has voting and investment power over the shares reported herein.

Item 5.

Ownership of Five Percent or Less of a Class

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following x.

Not applicable.

Item 6.

Ownership of More than Five Percent on Behalf of Another Person

Not applicable.

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person

Not applicable.

Item 8.

Identification and Classification of Members of the Group

Not applicable.

Item 9.

Notice of Dissolution of Group

Not applicable.

Item 10.

Certification

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 


CUSIP NO. 141597104

Schedule 13G

Page 7 of 7 Pages

 

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Statement is true, complete and correct.

Date:

February 6, 2009

JOHN F. WHITE

/S/ John F. White

 

John F. White

JAMES F. RICE

/s/ James F. Rice

James F. Rice

KENNETH L. WOLFE

/s/ Kenneth L. Wolfe

Kenneth L. Wolfe

FOSTER L. ABORN

/s/ Foster L. Aborn

Foster L. Aborn

KAIROS PARTNERS III LIMITED PARTNERSHIP

By: KAIROS III LLC, its General Partner

By: KAIROS MASTER GP LLC, its Sole Member

 

 

By:/s/ John F. White

 

John F. White

 

Voting Member

 

 

 

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