-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VkHGjvOmL5+ouNIxT6vtW5atPFDYAgPW0df2TK7Jx0e7CwSiXc04tUkdR4rKD8FH 9ww56FesOfjuepYwp07ZUA== 0000719712-97-000013.txt : 19970311 0000719712-97-000013.hdr.sgml : 19970311 ACCESSION NUMBER: 0000719712-97-000013 CONFORMED SUBMISSION TYPE: NSAR-B/A PUBLIC DOCUMENT COUNT: 4 CONFORMED PERIOD OF REPORT: 19961130 FILED AS OF DATE: 19970310 SROS: NONE FILER: COMPANY DATA: COMPANY CONFORMED NAME: PUTNAM NEW YORK TAX EXEMPT INCOME TRUST CENTRAL INDEX KEY: 0000719712 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 042794490 STATE OF INCORPORATION: MA FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: NSAR-B/A SEC ACT: 1940 Act SEC FILE NUMBER: 811-03741 FILM NUMBER: 97553522 BUSINESS ADDRESS: STREET 1: ONE POST OFFICE SQ CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6172921000 FORMER COMPANY: FORMER CONFORMED NAME: PUTNAM NEW YORK TAX EXEMPT INCOME FUND DATE OF NAME CHANGE: 19920703 NSAR-B/A 1 N-SAR (3.0.A) PAGE 1 000 B000000 11/30/96 000 C000000 0000719712 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 Y 000 H000000 N 000 I000000 3.0.a 000 J000000 U 001 A000000 PUTNAM NEW YORK TAX EXEMPT INCOME TRUST 001 B000000 811-3741 001 C000000 6712921000 002 A000000 ONE POST OFFICE SQUARE 002 B000000 BOSTON 002 C000000 MA 002 D010000 02109 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 N 007 B000000 0 007 C010100 1 007 C010200 2 007 C010300 3 007 C010400 4 007 C010500 5 007 C010600 6 007 C010700 7 007 C010800 8 007 C010900 9 007 C011000 10 008 A000001 PUTNAM INVESTMENT MANAGEMENT, INC 008 B000001 A 008 C000001 801-3741 008 D010001 BOSTON 008 D020001 MA 008 D030001 02109 011 A000001 PUTNAM MUTUAL FUNDS CORP. 011 B000001 8-5088 011 C010001 BOSTON 011 C020001 MA 011 C030001 02109 012 A000001 PUTNAM INVESTOR SERVICES 012 B000001 84-401299 012 C010001 BOSTON 012 C020001 MA 012 C030001 02109 013 A000001 COOPERS & LYBRAND LLP 013 B010001 BOSTON 013 B020001 MA PAGE 2 013 B030001 02109 015 A000001 PUTNAM FUDICIARY TRUST CO. 015 B000001 C 015 C010001 BOSTON 015 C020001 MA 015 C030001 02109 015 E010001 X 018 000000 Y 019 A000000 Y 019 B000000 98 019 C000000 PUTNAMFUND 020 A000001 CANTOR, FIZGERALD & CO., INC. 020 C000001 116 020 A000002 PAINWEBBER INC. 020 B000002 13-2638166 020 C000002 32 020 A000003 MORGAN (J.P.) 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SECURITIES 022 B000008 13-3224016 022 C000008 53117 022 D000008 94927 022 A000009 BEAR STEARNS 022 B000009 13-4946705 022 C000009 76331 022 D000009 48786 022 A000010 GOLDMAN SACHS CO. 022 B000010 13-5108880 022 C000010 21837 022 D000010 100437 023 C000000 1147087 023 D000000 1366885 024 000000 N 025 D000001 0 025 D000002 0 025 D000003 0 025 D000004 0 025 D000005 0 025 D000006 0 025 D000007 0 025 D000008 0 026 A000000 Y 026 B000000 Y 026 C000000 Y 026 D000000 Y 026 E000000 N 026 F000000 N 026 G010000 Y 026 G020000 Y 026 H000000 N 027 000000 Y 028 A010000 42783 028 A020000 5158 028 A030000 0 028 A040000 7841 028 B010000 53912 028 B020000 6057 PAGE 4 028 B030000 0 028 B040000 12286 028 C010000 43565 028 C020000 5511 028 C030000 0 028 C040000 10703 028 D010000 45111 028 D020000 5695 028 D030000 0 028 D040000 8079 028 E010000 50805 028 E020000 5522 028 E030000 0 028 E040000 10222 028 F010000 13556 028 F020000 5090 028 F030000 0 028 F040000 6333 028 G010000 249732 028 G020000 33033 028 G030000 0 028 G040000 55464 028 H000000 249732 029 000000 Y 030 A000000 2031 030 B000000 4.75 030 C000000 3.25 031 A000000 137 031 B000000 0 032 000000 1894 033 000000 0 034 000000 Y 035 000000 267 036 A000000 Y 036 B000000 0 037 000000 N 038 000000 0 039 000000 N 040 000000 Y 041 000000 Y 042 A000000 0 042 B000000 0 042 C000000 100 042 D000000 0 042 E000000 0 042 F000000 0 042 G000000 0 042 H000000 0 043 000000 5674 044 000000 0 045 000000 Y PAGE 5 046 000000 N 047 000000 Y 048 000000 0.000 048 A010000 500000 048 A020000 0.600 048 B010000 500000 048 B020000 0.500 048 C010000 500000 048 C020000 0.450 048 D010000 0 048 D020000 0.000 048 E010000 0 048 E020000 0.000 048 F010000 0 048 F020000 0.000 048 G010000 0 048 G020000 0.000 048 H010000 0 048 H020000 0.000 048 I010000 0 048 I020000 0.000 048 J010000 0 048 J020000 0.000 048 K010000 1500000 048 K020000 0.400 049 000000 N 050 000000 N 051 000000 N 052 000000 N 053 A000000 N 054 A000000 Y 054 B000000 Y 054 C000000 Y 054 D000000 N 054 E000000 N 054 F000000 N 054 G000000 N 054 H000000 N 054 I000000 N 054 J000000 Y 054 K000000 N 054 L000000 Y 054 M000000 Y 054 N000000 N 054 O000000 Y 055 A000000 N 055 B000000 N 056 000000 N 057 000000 N 058 A000000 N 059 000000 Y PAGE 6 060 A000000 Y 060 B000000 Y 061 000000 500 062 A000000 Y 062 B000000 0.0 062 C000000 0.0 062 D000000 0.0 062 E000000 0.0 062 F000000 0.0 062 G000000 0.0 062 H000000 0.0 062 I000000 0.0 062 J000000 0.0 062 K000000 0.0 062 L000000 0.0 062 M000000 0.0 062 N000000 0.0 062 O000000 99.2 062 P000000 0.0 062 Q000000 0.0 062 R000000 0.0 063 A000000 0 063 B000000 11.6 066 A000000 N 067 000000 N 068 A000000 N 068 B000000 N 069 000000 N 070 A010000 N 070 A020000 N 070 B010000 N 070 B020000 N 070 C010000 Y 070 C020000 Y 070 D010000 N 070 D020000 N 070 E010000 N 070 E020000 N 070 F010000 N 070 F020000 N 070 G010000 Y 070 G020000 Y 070 H010000 N 070 H020000 N 070 I010000 N 070 I020000 N 070 J010000 Y 070 J020000 Y 070 K010000 Y 070 K020000 Y 070 L010000 N PAGE 7 070 L020000 N 070 M010000 N 070 M020000 N 070 N010000 N 070 N020000 N 070 O010000 N 070 O020000 N 070 P010000 N 070 P020000 N 070 Q010000 N 070 Q020000 N 070 R010000 N 070 R020000 N 071 A000000 1236027 071 B000000 1328615 071 C000000 2074032 071 D000000 60 072 A000000 12 072 B000000 132346 072 C000000 0 072 D000000 0 072 E000000 0 072 F000000 10241 072 G000000 23 072 H000000 0 072 I000000 1283 072 J000000 -666 072 K000000 464 072 L000000 104 072 M000000 67 072 N000000 3 072 O000000 0 072 P000000 0 072 Q000000 0 072 R000000 100 072 S000000 75 072 T000000 5674 072 U000000 0 072 V000000 0 072 W000000 195 072 X000000 17562 072 Y000000 0 072 Z000000 114783 072AA000000 28865 072BB000000 0 072CC010000 0 072CC020000 44401 072DD010000 104395 072DD020000 10534 072EE000000 0 073 A010000 0.4810 PAGE 8 073 A020000 0.4220 073 B000000 0.0000 073 C000000 0.0000 074 A000000 214 074 B000000 0 074 C000000 2085173 074 D000000 0 074 E000000 0 074 F000000 0 074 G000000 0 074 H000000 0 074 I000000 0 074 J000000 15440 074 K000000 0 074 L000000 38660 074 M000000 15 074 N000000 2139502 074 O000000 27892 074 P000000 3355 074 Q000000 0 074 R010000 0 074 R020000 0 074 R030000 0 074 R040000 5935 074 S000000 0 074 T000000 2102320 074 U010000 210172 074 U020000 25558 074 V010000 8.91 074 V020000 8.90 074 W000000 0.0000 074 X000000 50343 074 Y000000 19321 075 A000000 0 075 B000000 2123571 076 000000 0.00 077 A000000 N 080 A000000 FEDERAL INSURANCE COMPANY 080 B000000 NATIONAL UNION FIRE INSURANCE CO. 080 C000000 85000 081 A000000 Y 081 B000000 97 082 A000000 N 082 B000000 0 083 A000000 N 083 B000000 0 084 A000000 N 084 B000000 0 085 A000000 Y 085 B000000 N 086 A010000 0 PAGE 9 086 A020000 0 086 B010000 0 086 B020000 0 086 C010000 0 086 C020000 0 086 D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 SIGNATURE PAUL BUCUVALAS TITLE VICE PRESIDENT EX-27 2 WARNING: THE EDGAR SYSTEM ENCOUNTERED ERROR(S) WHILE PROCESSING THIS SCHEDULE.
6 FINANCIAL DATA SCHEDULE FOR FUND PUTNAM NEW YORK TAX EXEMPT INCOME FUND 3 CLASS A YEAR NOV-30-1996 NOV-30-1996 1,917,902,977 2,085,173,014 54,100,244 213,887 15,054 2,139,502,199 27,892,104 0 9,290,310 37,182,414 0 1,987,680,827 210,172,016 224,393,540 2,766,182 0 0 (55,035,593) 166,908,369 2,102,319,785 0 132,345,693 0 17,562,498 114,783,195 28,864,977 (44,401,444) 99,246,728 0 (104,395,042) 0 0 49,874,885 (71,315,173) 6,955,843 (126,904,478) 1,213,628 0 0 (81,776,593) 10,240,984 0 18,680,204 1,904,242 8.97 .48 (.06) (.48) 0 0 8.91 .81 0 0

EX-27 3 WARNING: THE EDGAR SYSTEM ENCOUNTERED ERROR(S) WHILE PROCESSING THIS SCHEDULE.
6 FINANCIAL DATA SCHEDULE FOR FUND PUTNAM NEW YORK TAX EXEMPT INCOME FUND 3 CLASS B YEAR NOV-30-1996 NOV-30-1996 1,917,902,977 2,085,173,014 54,100,244 213,887 15,054 2,139,502,199 27,892,104 0 9,290,310 37,182,414 0 1,987,680,827 25,557,648 24,080,694 2,766,182 0 0 (55,035,593) 166,908,369 2,102,319,785 0 132,345,693 0 17,562,498 114,783,195 28,864,977 (44,401,444) 99,246,728 0 (10,533,538) 0 0 4,772,161 (4,269,501) 780,326 (126,904,478) 1,213,628 0 0 (81,776,593) 10,240,984 0 18,680,204 218,364,124 8.95 .42 (.05) (.42) 0 0 8.90 1.46 0 0

EX-27 4
6 FINANCIAL DATA SCHEDULE FOR FUND PUTNAM NEW YORK TAX EXEMPT INCOME FUND 3 CLASS M YEAR NOV-30-1996 NOV-30-1996 1,917,902,977 2,085,173,014 54,100,244 213,887 15,054 2,139,502,199 27,892,104 0 9,290,310 37,182,414 0 1,987,680,827 142,064 65,568 2,766,182 0 0 (55,035,593) 166,908,369 2,102,319,785 0 132,345,693 0 17,562,498 114,783,195 28,864,977 (44,401,444) 99,246,728 0 (49,718) 0 0 89,297 (17,785) 4,984 (126,904,478) 1,213,628 0 0 (81,776,593) 10,240,984 0 18,680,204 965,411 8.97 .45 (.06) (.45) 0 0 8.91 1.11 0 0

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