-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: keymaster@town.hall.org Originator-Key-Asymmetric: MFkwCgYEVQgBAQICAgADSwAwSAJBALeWW4xDV4i7+b6+UyPn5RtObb1cJ7VkACDq pKb9/DClgTKIm08lCfoilvi9Wl4SODbR1+1waHhiGmeZO8OdgLUCAwEAAQ== MIC-Info: RSA-MD5,RSA, X2PZD9tW+gZLyFFI6kRw+5jKfV+I/QUFUgpklV0q1cHw5ARVOGkFZjvaL12zwKBI 8ZOzntehzcq2ibrMTmaVdQ== 0000932440-95-000008.txt : 19950216 0000932440-95-000008.hdr.sgml : 19950216 ACCESSION NUMBER: 0000932440-95-000008 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19950215 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: QUICK & REILLY GROUP INC /DE/ CENTRAL INDEX KEY: 0000719544 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 133082841 STATE OF INCORPORATION: DE FISCAL YEAR END: 0228 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-35030 FILM NUMBER: 95511580 BUSINESS ADDRESS: STREET 1: 230 SOUTH COUNTY RD CITY: PALM BEACH STATE: FL ZIP: 33480 BUSINESS PHONE: 4076558000 MAIL ADDRESS: STREET 1: 26 BROADWAY, 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10004 FORMER COMPANY: FORMER CONFORMED NAME: QUICK & REILLY GROUP INC /DE/ DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: QUICK & REILLY GROUP INC /VA/ DATE OF NAME CHANGE: 19600201 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: QUICK LESLIE C JR CENTRAL INDEX KEY: 0000902271 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 230 SOUTH COUNTY ROAD CITY: PALM BEACH STATE: FL ZIP: 33480 BUSINESS PHONE: 4076558000 MAIL ADDRESS: STREET 1: 230 SOUTH COUNTY ROAD CITY: PALM BEACH STATE: FL ZIP: 33480 SC 13G/A 1 AMENDMENT NO. 12 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 12)* The Quick & Reilly Group, Inc. (Name of Issuer) Common Stock, par value $.10 per share (Title of Class of Securities) 748376 10 0 (CUSIP Number) _________________________ Check the following box if a fee is being paid with this statement ___. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). _____________________ *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 6 pages SCHEDULE 13G CUSIP No. 748376 10 0 PAGE 2 OF 6 PAGES 1 NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Leslie C. Quick, Jr. 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ___ (b) ___ 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States of America 5 SOLE VOTING POWER 1,588,187 NUMBER OF SHARES BENEFICIALLY 6 SHARED VOTING POWER 328,133 OWNED BY EACH 7 SOLE DISPOSITIVE POWER 1,588,187 REPORTING PERSON WITH 8 SHARED DISPOSITIVE POWER 328,133 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,916,320 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW ___ (9) EXCLUDES CERTAIN SHARES* 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 17.3% 12 TYPE OF REPORTING PERSON* IN *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP No. 748376 10 0 Page 3 of 6 pages Item 1 (a) Name of Issuer The Quick & Reilly Group, Inc. (b) Address of Issuer's Principal Executive Offices 230 South County Road, Palm Beach, Florida 33480 Item 2 (a) Name of Person Filing See Item 1 of the second part of the cover page. (b) Address of Principal Business Office or, if none, Residence The Quick & Reilly Group, Inc. 230 South County Road Palm Beach, Florida 33480 (c) Citizenship See Item 4 of the second part of the cover page. (d) Title of Class of Securities Common Stock, par value $.10 per share. (e) CUSIP Number 748376 10 0 Item 3 If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b), check whether the person filing is a: (a) ___ Broker or dealer registered under Section 15 of the Act, (b) ___ Bank as defined in Section 3(a)(6) of the Act, (c) ___ Insurance Company as defined in Section 3(a)(19) of the Act, (d) ___ Investment Company registered under Section 8 of the Investment Company Act, (e) ___ Investment Advisor registered under Section 203 of the Investment Advisors Act of 1940, (f) ___ Employee Benefit Plan, Pension Fund which is CUSIP No. 748376 10 0 Page 4 of 6 pages subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see 13d-1(b)(1)(ii)(F), (g) ___ Parent Holding Company, in accordance with Rule 13d-1(b)ii)(G); see Item 7, (h) ___ Group, in accordance with Rule 13d- 1(b)(l)(ii)(H). Item 4 Ownership (a) Amount Beneficially Owned See Item 9 of the second part of the cover page. (b) Percent of Class See Item 11 of the second part of the cover page. (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: See Item 5 of the second part of the cover page. (ii) shared power to vote or to direct the vote: See Item 6 of the second part of the cover page. (iii) sole power to dispose or to direct the disposition of: See Item 7 of the second part of the cover page. (iv) shared power to dispose or to direct the disposition: of See Item 8 of the second part of the cover page. Item 5 Ownership of Five Percent or Less of a Class Not applicable. Item 6 Ownership of More than Five Percent on Behalf of Another Person Leslie C. Quick, Jr. is a co-trustee of the Quick & Reilly, Inc. Retirement Trust, the U.S. Clearing Corp. Retirement Trust, Leslie C. Quick, Jr. and Regina A. Quick Charitable Trust Foundation and the LCQ JR. CUSIP No. 748376 10 0 Page 5 of 6 pages Grantor Trust (collectively, the "Trusts") which have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, 165,466 , 41,343 , 54,604 , 66,740 , respectively, of the securities with respect to which this statement relates. Item 7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company Not applicable. Item 8 Identification and Classification of Members of the Group Not applicable. Item 9 Notice of Dissolution of Group Not applicable. Item 10 Certification Not applicable. CUSIP No. 748376 10 0 Page 6 of 6 pages After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. /s/Leslie C. Quick, Jr. 2/13/95 _______________________ __________ Leslie C. Quick, Jr. Date Leslie C. Quick, Jr. disclaims beneficial ownership of all securities owned or held by the Trusts. F:\01\MASSK\PUBL\54572.31 -----END PRIVACY-ENHANCED MESSAGE-----