-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RWoKwxIxbGx7FQv7/iBbFm9XLBe/tlfsgnFv2f8lJDyND/n7vPi7RkZR2mQD//ms UglSxznA8AJ2f2vhgVx8wQ== 0001104659-08-016068.txt : 20080307 0001104659-08-016068.hdr.sgml : 20080307 20080307112303 ACCESSION NUMBER: 0001104659-08-016068 CONFORMED SUBMISSION TYPE: 8-K/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080307 ITEM INFORMATION: Other Events FILED AS OF DATE: 20080307 DATE AS OF CHANGE: 20080307 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PHOTONIC PRODUCTS GROUP INC CENTRAL INDEX KEY: 0000719494 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 222003247 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-11668 FILM NUMBER: 08673117 BUSINESS ADDRESS: STREET 1: 181 LEGRAND AVE CITY: NORTHVALE STATE: NJ ZIP: 07647 BUSINESS PHONE: 2017671910 MAIL ADDRESS: STREET 1: 181 LEGRAND AVE CITY: NORTHVALE STATE: NJ ZIP: 07647 FORMER COMPANY: FORMER CONFORMED NAME: INRAD INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: INTERACTIVE RADIATION INC DATE OF NAME CHANGE: 19880804 8-K/A 1 a08-7596_28ka.htm 8-K/A

 

 

U.S. SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D. C. 20549

 

 

FORM 8-K/A

 

(AMENDMENT NO. 1)

 

CURRENT REPORT
Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934

 

Date of Report (date of earliest event reported):  March 7, 2008

 

Photonic Products Group, Inc.

(Exact name of registrant as specified in its charter)

 

New Jersey

 

000-11668

 

22-2003247

(State or other
jurisdiction of
incorporation)

 

(Commission
File Number)

 

(IRS Employer
Identification
Number)

 

181 Legrand Avenue, Northvale, New Jersey

 

07647

(Address of principal executive offices)

 

(Zip Code)

 

 

Registrant’s telephone number, including area code:  (201) 767-1910

 

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

o

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

 

 

o

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

 

 

o

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

 

 

o

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 

 

 


 

 

Explanatory Note

 

This report on Form 8-K/A hereby amends and restates, in its entirety, the Company’s report on Form 8-K originally filed with the Securities and Exchange Commission on March 6, 2008 to reflect a revision to paragraph 2 of Item 8.01 Other Events which incorrectly described the Company’s convertible notes as “Secured” rather than “Subordinated”.

 

Item 8.01. Other Events

 

1.  Repayment of Senior Secured Note

 

Photonic Products Group, Inc. (PPGI, the “Company”), announced that it will prepay its Senior Secured Promissory note dated to mature on December 31, 2008. This note was originally issued on June 30, 2003 and is held by Clarex Limited, a major investor in the Company.  Repayment of the $1,700,000 principal and accrued interest totaling $477,444 will be made on or about March 7, 2008. With the repayment of this secured note, the Company will have no other secured debt or borrowings secured by a general lien or security interest on its assets.

 

2.  Extension of Maturity Date on Outstanding Convertible Notes

 

The Company also announced that the maturity dates of the Company’s $1,000,000 and $1,500,000 Subordinated Convertible 6% Promissory Notes were extended by mutual agreement between the Company and the holder of the notes, Clarex Limited, from December 31, 2008 to April 1, 2009.

 

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.

 

 

Date:       March 7, 2008

 

 

 

By:

/s/ Daniel Lehrfeld

 

 

(Daniel Lehrfeld)

 

 

Chief Executive Officer

 

 

 

 

2

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