rrd44076_49687.html

-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Hgke+s+mbTPGDJ+R8qIGGRZcXRUDNfWCVhnCj1ai17SNWmj74AyBuq5jY67T0LEA VsD+Ja9Ld/zQkeDiG2jKEA== 0001181431-04-044956.txt : 20040927 0001181431-04-044956.hdr.sgml : 20040927 20040927141404 ACCESSION NUMBER: 0001181431-04-044956 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20040923 FILED AS OF DATE: 20040927 DATE AS OF CHANGE: 20040927 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HENDY CHRISTOPHER P CENTRAL INDEX KEY: 0001205696 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-11303 FILM NUMBER: 041046816 BUSINESS ADDRESS: STREET 1: 9468 MONTGOMERY ROAD CITY: CINCINNATI STATE: OH ZIP: 45245 BUSINESS PHONE: 5139849730 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SYNBIOTICS CORP CENTRAL INDEX KEY: 0000719483 STANDARD INDUSTRIAL CLASSIFICATION: IN VITRO & IN VIVO DIAGNOSTIC SUBSTANCES [2835] IRS NUMBER: 953737816 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11011 VIA FRONTERA CITY: SAN DIEGO STATE: CA ZIP: 92127 BUSINESS PHONE: 6194513771 4 1 rrd53091.xml FORM 4 X0202 4 2004-09-23 0 0000719483 SYNBIOTICS CORP SBIO 0001205696 HENDY CHRISTOPHER P 9468 MONTGOMERY ROAD CINCINNATI 45242 1 0 1 0 Common Stock 527549 D Common Stock 712866 I Redwood Holdings, LLC Series C Preferred Stock Common Stock 21796668 21796668 I Redwood West Coast, LLC Series C Preferred Stock 2004-09-23 4 P 0 100 1000 A Common Stock 778452 778452 I Redwood Holdings, LLC Common Stock Warrant .17 2004-09-23 4 J 0 250000 A 2004-09-23 2010-09-01 Common Stock 250000 250000 I Redwood Holdings, LLC Acquired pursuant to the election of Redwood West Coast, LLC in lieu of cash dividends on Synbiotics Corporation's Series C Preferred Stock held by Redwood West Coast, LLC, as permitted by the Certificate of Determination of the Series C Preferred Stock of Synbiotics Corporation. As required by its Operating Agreement, Redwood West Coast, LLC directed that the shares of Common Stock be issued directly to its members. Redwood Holdings, LLC received 712,866 shares of Common Stock of Synbiotics Corporation in these distributions. Redwood Holdings, LLC is the owner of record of 712,866 shares of Common Stock of Synbiotics Corporation. Mr. Hendy is a 24.9% owner of Redwood Holdings, LLC, which has sole voting and dispositive power with respect to the shares. Mr. Hendy disclaims beneficial ownership of the shares reflected above, except to the extent of his direct pecuniary interest in Redwood Holdings, LLC. See Exhibit 99 to this Form 4. On September 23, 2004, Redwood Holdings, LLC purchased 100 shares of Series C Convertible Preferred Stock of Synbiotics Corporation. Redwood Holdings, LLC is the beneficial owner of 100 shares of Series C Convertible Preferred Stock of Synbiotics Corporation. Mr. Hendy is a 24.9% owner of Redwood Holdings, LLC. In addition, Mr. Hendy serves on the Management Committee of Redwood Holdings, LLC, which has sole voting and dispositive power with respect to the shares. The shares are convertible into shares of common stock at any time into such number of shares of common stock by dividing each share of Series C Convertible Preferred Stock, valued at $1,000, by the conversion price - initially set at $0.12846. Mr. Hendy disclaims beneficial ownership of the shares reflected above, except to the extent of his direct pecuniary interest in Redwood Holdings, LLC. On September 23, 2004, in conjunction with a credit agreement, Remington Capital, LLC received a warrant to purchase 250,000 shares of Common Stock of Synbiotics Corporation with an exercise price of $0.17 per share. The warrant is exercisable at any time, in whole or in part, through September 1, 2010. Remington Capital, LLC is indirectly owned 100% by Redwood Holdings, LLC. Mr. Hendy is a 24.9% owner of Redwood Holdings, LLC. Mr. Hendy disclaims beneficial ownership of the shares reflected above, except to the extent of his direct pecuniary interest in Redwood Holdings, LLC. Christopher P. Hendy, by Keith A. Butler his attorney-in-fact 2004-09-27 EX-99.1 2 rrd44076_49687.htm EXHIBIT 99.1 rrd44076_49687.html

EXHIBIT 99.1

On October 31, 2002, Redwood West Coast, LLC exchanged 2,800 shares of Series B Convertible
Preferred Stock of Synbiotics Corporation for 2,800 shares of Series C Convertible Preferred Stock of
Synbiotics Corporation. Redwood West Coast, LLC is the beneficial owner of 2,800 shares of Series C
Convertible Preferred Stock of Synbiotics Corporation. Mr. Hendy is a 20.0338% owner of Redwood West
Coast, LLC - owning 19.0347% individually and 0.9991% through Redwood Holdings, LLC (Mr. Hendy is
a 24.9% owner of Redwood Holdings, LLC). In addition, Mr. Hendy serves on the Management
Committee of Redwood West Coast, LLC, which has sole voting and dispositive power with respect to the
shares. The shares are convertible into shares of common stock at any time into such number of shares
of common stock by dividing each share of Series C Convertible Preferred Stock, valued at $1,000, by
the conversion price - initially set at $0.12846 (these conversion features are identical to that of the Series
B Convertible Preferred Stock). Mr. Hendy disclaims beneficial ownership of the shares reflected above,
except to the extent of his direct and indirect pecuniary interest in Redwood West Coast, LLC.

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