0001437749-22-022152.txt : 20220912 0001437749-22-022152.hdr.sgml : 20220912 20220912060801 ACCESSION NUMBER: 0001437749-22-022152 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220908 FILED AS OF DATE: 20220912 DATE AS OF CHANGE: 20220912 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HENCKELS LUTZ P CENTRAL INDEX KEY: 0001157358 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14605 FILM NUMBER: 221237321 MAIL ADDRESS: STREET 1: C/O LECROY CORP STREET 2: 700 CHESTNUT RIDGE ROAD CITY: CHESTNUT RIDGE STATE: NY ZIP: 10977 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GIGA TRONICS INC CENTRAL INDEX KEY: 0000719274 STANDARD INDUSTRIAL CLASSIFICATION: INSTRUMENTS FOR MEAS & TESTING OF ELECTRICITY & ELEC SIGNALS [3825] IRS NUMBER: 942656341 STATE OF INCORPORATION: CA FISCAL YEAR END: 0326 BUSINESS ADDRESS: STREET 1: 5990 GLEASON DR CITY: DUBLIN STATE: CA ZIP: 94568 BUSINESS PHONE: 9253294650 MAIL ADDRESS: STREET 1: 5990 GLEASON DR CITY: DUBLIN STATE: CA ZIP: 94568 4 1 rdgdoc.xml FORM 4 X0306 4 2022-09-08 0000719274 GIGA TRONICS INC GIGA 0001157358 HENCKELS LUTZ P 5990 GLEASON DRIVE DUBLIN CA 94568 1 COO, CFO, EVP Series B Convertible Voting Perpetual Preferred Shares 34.65 2022-09-08 4 D 0 697.40 231 D Common Stock 4649.30 0 D Series C Convertible Voting Perpetual Preferred Shares 21.90 2022-09-08 4 D 0 236 146 D Common Stock 1706.60 0 D Series D Convertible Voting Perpetual Preferred Shares 21.45 2022-09-08 4 D 0 353 143 D Common Stock 2353.30 0 D Each share of preferred stock is convertible at any time upon request into shares of common stock on a 1:6.67 basis. Such preferred stock has no expiration date. The Issuer agreed to repurchase all shares of its outstanding preferred stock upon the closing of the transactions contemplated by the Share Exchange Agreement dated as of December 27, 2021 by and among the Issuer, BitNile Holdings, Inc. and Gresham Worldwide, Inc., which closing occurred on September 8, 2022. /s/ Lutz P. Henckels 2022-09-12