0001437749-20-020496.txt : 20200930
0001437749-20-020496.hdr.sgml : 20200930
20200930184715
ACCESSION NUMBER: 0001437749-20-020496
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200924
FILED AS OF DATE: 20200930
DATE AS OF CHANGE: 20200930
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Vickers Thomas E
CENTRAL INDEX KEY: 0001558977
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14605
FILM NUMBER: 201213737
MAIL ADDRESS:
STREET 1: 2101 WEST COMMERCIAL BLVD
STREET 2: SUITE 3500
CITY: FORT LAUDERDALE
STATE: FL
ZIP: 33309
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GIGA TRONICS INC
CENTRAL INDEX KEY: 0000719274
STANDARD INDUSTRIAL CLASSIFICATION: INSTRUMENTS FOR MEAS & TESTING OF ELECTRICITY & ELEC SIGNALS [3825]
IRS NUMBER: 942656341
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0328
BUSINESS ADDRESS:
STREET 1: 5990 GLEASON DR
CITY: DUBLIN
STATE: CA
ZIP: 94568
BUSINESS PHONE: 9253294650
MAIL ADDRESS:
STREET 1: 5990 GLEASON DR
CITY: DUBLIN
STATE: CA
ZIP: 94568
3
1
rdgdoc.xml
FORM 3
X0206
3
2020-09-24
0
0000719274
GIGA TRONICS INC
GIGA
0001558977
Vickers Thomas E
PO BOX 1715
BOCA RATON
FL
33429
1
Common Stock
15497
D
Series B Convertible Voting Perpetual Preferred Shares
2020-08-27
Common Stock
2114
D
Series C Convertible Voting Perpetual Preferred Shares
2020-08-27
Common Stock
787
D
Series D Convertible Voting Perpetual Preferred Shares
2020-08-27
Common Stock
1174
D
On August 27, 2020, the Reporting Person acquired 2,163 shares of Common Stock, 317 Series B Convertible Voting Perpetual Preferred Shares of the Issuer, 118 Series C Convertible Voting Perpetual Preferred Shares of the Issuer and 176 Series D Convertible Voting Perpetual Preferred Shares of the Issuer. Each share of preferred stock is convertible at any time upon request into shares of common stock on a 1:6.67 basis. Such preferred stock has no expiration date.
/s/ Thomas E Vickers
2020-09-30