0001437749-20-020496.txt : 20200930 0001437749-20-020496.hdr.sgml : 20200930 20200930184715 ACCESSION NUMBER: 0001437749-20-020496 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200924 FILED AS OF DATE: 20200930 DATE AS OF CHANGE: 20200930 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Vickers Thomas E CENTRAL INDEX KEY: 0001558977 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14605 FILM NUMBER: 201213737 MAIL ADDRESS: STREET 1: 2101 WEST COMMERCIAL BLVD STREET 2: SUITE 3500 CITY: FORT LAUDERDALE STATE: FL ZIP: 33309 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GIGA TRONICS INC CENTRAL INDEX KEY: 0000719274 STANDARD INDUSTRIAL CLASSIFICATION: INSTRUMENTS FOR MEAS & TESTING OF ELECTRICITY & ELEC SIGNALS [3825] IRS NUMBER: 942656341 STATE OF INCORPORATION: CA FISCAL YEAR END: 0328 BUSINESS ADDRESS: STREET 1: 5990 GLEASON DR CITY: DUBLIN STATE: CA ZIP: 94568 BUSINESS PHONE: 9253294650 MAIL ADDRESS: STREET 1: 5990 GLEASON DR CITY: DUBLIN STATE: CA ZIP: 94568 3 1 rdgdoc.xml FORM 3 X0206 3 2020-09-24 0 0000719274 GIGA TRONICS INC GIGA 0001558977 Vickers Thomas E PO BOX 1715 BOCA RATON FL 33429 1 Common Stock 15497 D Series B Convertible Voting Perpetual Preferred Shares 2020-08-27 Common Stock 2114 D Series C Convertible Voting Perpetual Preferred Shares 2020-08-27 Common Stock 787 D Series D Convertible Voting Perpetual Preferred Shares 2020-08-27 Common Stock 1174 D On August 27, 2020, the Reporting Person acquired 2,163 shares of Common Stock, 317 Series B Convertible Voting Perpetual Preferred Shares of the Issuer, 118 Series C Convertible Voting Perpetual Preferred Shares of the Issuer and 176 Series D Convertible Voting Perpetual Preferred Shares of the Issuer. Each share of preferred stock is convertible at any time upon request into shares of common stock on a 1:6.67 basis. Such preferred stock has no expiration date. /s/ Thomas E Vickers 2020-09-30