0001437749-20-019162.txt : 20200901 0001437749-20-019162.hdr.sgml : 20200901 20200901202619 ACCESSION NUMBER: 0001437749-20-019162 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200827 FILED AS OF DATE: 20200901 DATE AS OF CHANGE: 20200901 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WIT CORNELIS F CENTRAL INDEX KEY: 0001238906 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14605 FILM NUMBER: 201155502 MAIL ADDRESS: STREET 1: 2101 WEST COMMERCIAL BLVD. STREET 2: SUITE 3500 CITY: FORT LAUDERDALE STATE: FL ZIP: 33309 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GIGA TRONICS INC CENTRAL INDEX KEY: 0000719274 STANDARD INDUSTRIAL CLASSIFICATION: INSTRUMENTS FOR MEAS & TESTING OF ELECTRICITY & ELEC SIGNALS [3825] IRS NUMBER: 942656341 STATE OF INCORPORATION: CA FISCAL YEAR END: 0328 BUSINESS ADDRESS: STREET 1: 5990 GLEASON DR CITY: DUBLIN STATE: CA ZIP: 94568 BUSINESS PHONE: 9253294650 MAIL ADDRESS: STREET 1: 5990 GLEASON DR CITY: DUBLIN STATE: CA ZIP: 94568 3 1 rdgdoc.xml FORM 3 X0206 3 2020-08-27 0 0000719274 GIGA TRONICS INC GIGA 0001238906 WIT CORNELIS F 2101 WEST COMMERCIAL BLVD SUITE 3500 FORT LAUDERDALE FL 33309 1 Common Stock 309561 I By self as Trustee for the Cornelis F. Wit Revocable Trust Series B Convertible Voting Perpetual Preferred Shares 2020-08-27 Common Stock 54873 I By self as Trustee for the Cornelis F. Wit Revocable Trust Series C Convertible Voting Perpetual Preferred Shares 2020-08-27 Common Stock 20473 I By self as Trustee for the Cornelis F. Wit Revocable Trust Series D Convertible Voting Perpetual Preferred Shares 2020-08-27 Common Stock 30553 I By self as Trustee for the Cornelis F. Wit Revocable Trust On August 27, 2020, the Reporting Person acquired 56,227 shares of Common Stock, 8,231 Series B Convertible Voting Perpetual Preferred Shares of the Issuer, 3,071 Series C Convertible Voting Perpetual Preferred Shares of the Issuer and 4,583 Series D Convertible Voting Perpetual Preferred Shares of the Issuer. Each share of preferred stock is convertible at any time upon request into shares of common stock on a 1:6.67 basis. Such preferred stock has no expiration date. /s/ Cornelis F. Wit 2020-09-01