0001437749-20-019029.txt : 20200831
0001437749-20-019029.hdr.sgml : 20200831
20200831163125
ACCESSION NUMBER: 0001437749-20-019029
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200827
FILED AS OF DATE: 20200831
DATE AS OF CHANGE: 20200831
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HENCKELS LUTZ P
CENTRAL INDEX KEY: 0001157358
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14605
FILM NUMBER: 201151859
MAIL ADDRESS:
STREET 1: C/O LECROY CORP
STREET 2: 700 CHESTNUT RIDGE ROAD
CITY: CHESTNUT RIDGE
STATE: NY
ZIP: 10977
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GIGA TRONICS INC
CENTRAL INDEX KEY: 0000719274
STANDARD INDUSTRIAL CLASSIFICATION: INSTRUMENTS FOR MEAS & TESTING OF ELECTRICITY & ELEC SIGNALS [3825]
IRS NUMBER: 942656341
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0328
BUSINESS ADDRESS:
STREET 1: 5990 GLEASON DR
CITY: DUBLIN
STATE: CA
ZIP: 94568
BUSINESS PHONE: 9253294650
MAIL ADDRESS:
STREET 1: 5990 GLEASON DR
CITY: DUBLIN
STATE: CA
ZIP: 94568
4
1
rdgdoc.xml
FORM 4
X0306
4
2020-08-27
0000719274
GIGA TRONICS INC
GIGA
0001157358
HENCKELS LUTZ P
5990 GLEASON DRIVE
DUBLIN
CA
94568
1
1
Interim Chief Fin. Officer
Common Stock
2020-08-27
4
P
0
4325
3.86
A
29718
D
Series B Convertible Voting Perpetual Preferred Shares
2020-08-27
4
P
0
633
81.77
A
Common Stock
4220
697
D
Series C Convertible Voting Perpetual Preferred Shares
2020-08-27
4
P
0
236
54.26
A
Common Stock
1573
236
D
Series D Voting Perpetual Preferred Shares
2020-08-27
4
P
0
353
53.15
A
Common Stock
2353
353
D
Each share of preferred stock is convertible at any time upon request into shares of common stock on a 1:6.67 basis. Such preferred stock has no expiration date.
/s/ Lutz P. Henckels
2020-08-27