0001437749-20-019029.txt : 20200831 0001437749-20-019029.hdr.sgml : 20200831 20200831163125 ACCESSION NUMBER: 0001437749-20-019029 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200827 FILED AS OF DATE: 20200831 DATE AS OF CHANGE: 20200831 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HENCKELS LUTZ P CENTRAL INDEX KEY: 0001157358 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14605 FILM NUMBER: 201151859 MAIL ADDRESS: STREET 1: C/O LECROY CORP STREET 2: 700 CHESTNUT RIDGE ROAD CITY: CHESTNUT RIDGE STATE: NY ZIP: 10977 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GIGA TRONICS INC CENTRAL INDEX KEY: 0000719274 STANDARD INDUSTRIAL CLASSIFICATION: INSTRUMENTS FOR MEAS & TESTING OF ELECTRICITY & ELEC SIGNALS [3825] IRS NUMBER: 942656341 STATE OF INCORPORATION: CA FISCAL YEAR END: 0328 BUSINESS ADDRESS: STREET 1: 5990 GLEASON DR CITY: DUBLIN STATE: CA ZIP: 94568 BUSINESS PHONE: 9253294650 MAIL ADDRESS: STREET 1: 5990 GLEASON DR CITY: DUBLIN STATE: CA ZIP: 94568 4 1 rdgdoc.xml FORM 4 X0306 4 2020-08-27 0000719274 GIGA TRONICS INC GIGA 0001157358 HENCKELS LUTZ P 5990 GLEASON DRIVE DUBLIN CA 94568 1 1 Interim Chief Fin. Officer Common Stock 2020-08-27 4 P 0 4325 3.86 A 29718 D Series B Convertible Voting Perpetual Preferred Shares 2020-08-27 4 P 0 633 81.77 A Common Stock 4220 697 D Series C Convertible Voting Perpetual Preferred Shares 2020-08-27 4 P 0 236 54.26 A Common Stock 1573 236 D Series D Voting Perpetual Preferred Shares 2020-08-27 4 P 0 353 53.15 A Common Stock 2353 353 D Each share of preferred stock is convertible at any time upon request into shares of common stock on a 1:6.67 basis. Such preferred stock has no expiration date. /s/ Lutz P. Henckels 2020-08-27