0001437749-19-022536.txt : 20191112 0001437749-19-022536.hdr.sgml : 20191112 20191112183317 ACCESSION NUMBER: 0001437749-19-022536 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191108 FILED AS OF DATE: 20191112 DATE AS OF CHANGE: 20191112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HENCKELS LUTZ P CENTRAL INDEX KEY: 0001157358 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14605 FILM NUMBER: 191211256 MAIL ADDRESS: STREET 1: C/O LECROY CORP STREET 2: 700 CHESTNUT RIDGE ROAD CITY: CHESTNUT RIDGE STATE: NY ZIP: 10977 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GIGA TRONICS INC CENTRAL INDEX KEY: 0000719274 STANDARD INDUSTRIAL CLASSIFICATION: INSTRUMENTS FOR MEAS & TESTING OF ELECTRICITY & ELEC SIGNALS [3825] IRS NUMBER: 942656341 STATE OF INCORPORATION: CA FISCAL YEAR END: 0328 BUSINESS ADDRESS: STREET 1: 5990 GLEASON DR CITY: DUBLIN STATE: CA ZIP: 94568 BUSINESS PHONE: 9253294650 MAIL ADDRESS: STREET 1: 5990 GLEASON DR CITY: DUBLIN STATE: CA ZIP: 94568 4 1 rdgdoc.xml FORM 4 X0306 4 2019-11-08 0000719274 GIGA TRONICS INC GIGA 0001157358 HENCKELS LUTZ P 5990 GLEASON DRIVE DUBLIN CA 94568 1 1 Interim Chief Fin. Officer Common Stock 2019-11-08 4 A 0 333918 0.30 A 380900 D Series E Preferred Shares 0.25 2019-11-08 4 D 0 2200 45.53 D Common Stock 220000 0 D Reflects board-approved exchange of Series E shares for shares of common stock. Disposition price of the Series E shares reflects the market price of the shares of common stock received in the exchange. NA /s/ Lutz P. Henckels 2019-11-12