0001437749-18-007670.txt : 20180425 0001437749-18-007670.hdr.sgml : 20180425 20180425133519 ACCESSION NUMBER: 0001437749-18-007670 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20180425 DATE AS OF CHANGE: 20180425 EFFECTIVENESS DATE: 20180425 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GIGA TRONICS INC CENTRAL INDEX KEY: 0000719274 STANDARD INDUSTRIAL CLASSIFICATION: INSTRUMENTS FOR MEAS & TESTING OF ELECTRICITY & ELEC SIGNALS [3825] IRS NUMBER: 942656341 STATE OF INCORPORATION: CA FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-310947 FILM NUMBER: 18773704 BUSINESS ADDRESS: STREET 1: 5990 GLEASON DR CITY: DUBLIN STATE: CA ZIP: 94568 BUSINESS PHONE: 9253294650 MAIL ADDRESS: STREET 1: 5990 GLEASON DR CITY: DUBLIN STATE: CA ZIP: 94568 D 1 primary_doc.xml X0708 D LIVE 0000719274 GIGA TRONICS INC 5990 Gleason Drive Dublin CA CALIFORNIA 94568 (925) 328-4650 CALIFORNIA None None Corporation true William J. Thompson 5990 Gleason Drive Dublin CA CALIFORNIA 94568 Executive Officer Director Gordon L. Almquist 5990 Gleason Drive Dublin CA CALIFORNIA 94568 Director John R. Regazzi 5990 Gleason Drive Dublin CA CALIFORNIA 94568 Executive Officer Director Jamie R. Weston 5990 Gleason Drive Dublin CA CALIFORNIA 94568 Director Lutz P. Henckels 5990 Gleason Drive Dublin CA CALIFORNIA 94568 Executive Officer Director Other Technology $5,000,001 - $25,000,000 06b false 2018-03-28 false true true true false 0 Emerging Growth Equities, Ltd. None None None Parkview Tower 1150 First Avenue, Suite 450 King of Prussia PA PENNSYLVANIA 19406 CA CALIFORNIA PA PENNSYLVANIA false 1632000 1377000 255000 $132,000 from the Total Offering Amount and Total Amount Sold is through issuance of an option to purchase 400,000 shares of Common Stock at $0.33 per share. false 14 55000 0 0 false GIGA TRONICS INC /s/ John Regazzi John R. Regazzi Chief Executive Officer 2018-04-23