0001437749-18-006131.txt : 20180403 0001437749-18-006131.hdr.sgml : 20180403 20180403091349 ACCESSION NUMBER: 0001437749-18-006131 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170803 FILED AS OF DATE: 20180403 DATE AS OF CHANGE: 20180403 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Almquist Gordon CENTRAL INDEX KEY: 0001553002 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14605 FILM NUMBER: 18731501 MAIL ADDRESS: STREET 1: 4650 NORRIS CANYON ROAD CITY: SAN RAMON STATE: CA ZIP: 94583 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GIGA TRONICS INC CENTRAL INDEX KEY: 0000719274 STANDARD INDUSTRIAL CLASSIFICATION: INSTRUMENTS FOR MEAS & TESTING OF ELECTRICITY & ELEC SIGNALS [3825] IRS NUMBER: 942656341 STATE OF INCORPORATION: CA FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 5990 GLEASON DR CITY: DUBLIN STATE: CA ZIP: 94568 BUSINESS PHONE: 9253294650 MAIL ADDRESS: STREET 1: 5990 GLEASON DR CITY: DUBLIN STATE: CA ZIP: 94568 4 1 rdgdoc.xml FORM 4 X0306 4 2017-08-03 0000719274 GIGA TRONICS INC GIGA 0001553002 Almquist Gordon 5990 GLEASON DRIVE DUBLIN CA 94568 1 Common Stock- Restricted Share Award Agreement 2017-08-03 4 A 0 26000 0 A 155500 D Non-Qualified Stock Option 0.85 2017-08-03 4 A 0 11000 0 A 2018-08-03 2027-08-03 Common Stock 11000 71500 D Series E Senior Convertible Voting Perpetual Preferred Stock 2018-03-26 4 A 0 300 25 A 2018-03-26 Common Stock 30000 300 D Restricted stock vests on the following schedule: At March 31, 2018, subject to Grantee's Continuous service with the Company, 100% of the Shares shall vest and become free of any restriction.. Each Series E Share is initially convertible 1 into 100 shares of the Company's common stock. Options vest on the following schedule: 20% of the Shares vest at the first anniversary from the date of grant and 20% of the Shares on each successive anniversary thereafter. Not applicable. /s/ Gordon L. Almquist 2018-04-02