0001437749-18-006131.txt : 20180403
0001437749-18-006131.hdr.sgml : 20180403
20180403091349
ACCESSION NUMBER: 0001437749-18-006131
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170803
FILED AS OF DATE: 20180403
DATE AS OF CHANGE: 20180403
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Almquist Gordon
CENTRAL INDEX KEY: 0001553002
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14605
FILM NUMBER: 18731501
MAIL ADDRESS:
STREET 1: 4650 NORRIS CANYON ROAD
CITY: SAN RAMON
STATE: CA
ZIP: 94583
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GIGA TRONICS INC
CENTRAL INDEX KEY: 0000719274
STANDARD INDUSTRIAL CLASSIFICATION: INSTRUMENTS FOR MEAS & TESTING OF ELECTRICITY & ELEC SIGNALS [3825]
IRS NUMBER: 942656341
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 5990 GLEASON DR
CITY: DUBLIN
STATE: CA
ZIP: 94568
BUSINESS PHONE: 9253294650
MAIL ADDRESS:
STREET 1: 5990 GLEASON DR
CITY: DUBLIN
STATE: CA
ZIP: 94568
4
1
rdgdoc.xml
FORM 4
X0306
4
2017-08-03
0000719274
GIGA TRONICS INC
GIGA
0001553002
Almquist Gordon
5990 GLEASON DRIVE
DUBLIN
CA
94568
1
Common Stock- Restricted Share Award Agreement
2017-08-03
4
A
0
26000
0
A
155500
D
Non-Qualified Stock Option
0.85
2017-08-03
4
A
0
11000
0
A
2018-08-03
2027-08-03
Common Stock
11000
71500
D
Series E Senior Convertible Voting Perpetual Preferred Stock
2018-03-26
4
A
0
300
25
A
2018-03-26
Common Stock
30000
300
D
Restricted stock vests on the following schedule: At March 31, 2018, subject to Grantee's Continuous service with the Company, 100% of the Shares shall vest and become free of any restriction..
Each Series E Share is initially convertible 1 into 100 shares of the Company's common stock.
Options vest on the following schedule: 20% of the Shares vest at the first anniversary from the date of grant and 20% of the Shares on each successive anniversary thereafter.
Not applicable.
/s/ Gordon L. Almquist
2018-04-02