0001437749-18-000443.txt : 20180109 0001437749-18-000443.hdr.sgml : 20180109 20180109123816 ACCESSION NUMBER: 0001437749-18-000443 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180102 FILED AS OF DATE: 20180109 DATE AS OF CHANGE: 20180109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HENCKELS LUTZ P CENTRAL INDEX KEY: 0001157358 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14605 FILM NUMBER: 18518479 MAIL ADDRESS: STREET 1: C/O LECROY CORP STREET 2: 700 CHESTNUT RIDGE ROAD CITY: CHESTNUT RIDGE STATE: NY ZIP: 10977 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GIGA TRONICS INC CENTRAL INDEX KEY: 0000719274 STANDARD INDUSTRIAL CLASSIFICATION: INSTRUMENTS FOR MEAS & TESTING OF ELECTRICITY & ELEC SIGNALS [3825] IRS NUMBER: 942656341 STATE OF INCORPORATION: CA FISCAL YEAR END: 0330 BUSINESS ADDRESS: STREET 1: 5990 GLEASON DR CITY: DUBLIN STATE: CA ZIP: 94568 BUSINESS PHONE: 9253294650 MAIL ADDRESS: STREET 1: 5990 GLEASON DR CITY: DUBLIN STATE: CA ZIP: 94568 4 1 rdgdoc.xml FORM 4 X0306 4 2018-01-02 0000719274 GIGA TRONICS INC GIGA 0001157358 HENCKELS LUTZ P 5990 GLEASON DRIVE DUBLIN CA 94568 1 RSUs 2018-01-02 4 A 0 75000 A Common Stock 75000 75000 D Each RSU represents a contingent right to receive one share of Giga-tronics' common stock. The reporting person received RSUs for certain consulting services. The RSUs is subject to a monthly vesting over 12 months. Not applicable. Reported ownership excludes shares of preferred stock and common stock owned by Alara Capital AVI II as to which the reporting person disclaims beneficial ownership. /s/ Lutz P. Henckels 2018-01-09