0001437749-17-011816.txt : 20170626 0001437749-17-011816.hdr.sgml : 20170626 20170626160812 ACCESSION NUMBER: 0001437749-17-011816 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170616 FILED AS OF DATE: 20170626 DATE AS OF CHANGE: 20170626 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GIGA TRONICS INC CENTRAL INDEX KEY: 0000719274 STANDARD INDUSTRIAL CLASSIFICATION: INSTRUMENTS FOR MEAS & TESTING OF ELECTRICITY & ELEC SIGNALS [3825] IRS NUMBER: 942656341 STATE OF INCORPORATION: CA FISCAL YEAR END: 0330 BUSINESS ADDRESS: STREET 1: 4650 NORRIS CANYON ROAD CITY: SAN RAMON STATE: CA ZIP: 94583 BUSINESS PHONE: 9253284650 MAIL ADDRESS: STREET 1: 4650 NORRIS CANYON ROAD CITY: SAN RAMON STATE: CA ZIP: 94583 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NAIR SURESH SUKUMAR CENTRAL INDEX KEY: 0001710195 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14605 FILM NUMBER: 17929968 MAIL ADDRESS: STREET 1: 5990 GLEASON DRIVE CITY: DUBLIN STATE: CA ZIP: 94568 3 1 rdgdoc.xml FORM 3 X0206 3 2017-06-16 0 0000719274 GIGA TRONICS INC GIGA 0001710195 NAIR SURESH SUKUMAR 5990 GLEASON DRIVE DUBLIN CA 94568 1 CEO/VP of Operations Stock Option 1.2600 2026-04-27 Common stock 50000 D Restricted Share Award 2019-06-16 Common stock 75000 D The reporting person was granted 75,000 restricted share awards which has a two year cliff vest or is immediately vesting upon a change in control. This stock option vests annually over five years beginning April 27, 2016 ("the Vesting Start Date"). The Stock Option is completely vested on the fifth anniversary of the vesting start date. Each restricted stock award represents the contingent right to receive one share of common stock upon vesting of the unit. /s/ Suresh Nair 2017-06-26