0001437749-16-024558.txt : 20160202 0001437749-16-024558.hdr.sgml : 20160202 20160202201335 ACCESSION NUMBER: 0001437749-16-024558 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160129 FILED AS OF DATE: 20160202 DATE AS OF CHANGE: 20160202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GIGA TRONICS INC CENTRAL INDEX KEY: 0000719274 STANDARD INDUSTRIAL CLASSIFICATION: INSTRUMENTS FOR MEAS & TESTING OF ELECTRICITY & ELEC SIGNALS [3825] IRS NUMBER: 942656341 STATE OF INCORPORATION: CA FISCAL YEAR END: 0330 BUSINESS ADDRESS: STREET 1: 4650 NORRIS CANYON ROAD CITY: SAN RAMON STATE: CA ZIP: 94583 BUSINESS PHONE: 9253284650 MAIL ADDRESS: STREET 1: 4650 NORRIS CANYON ROAD CITY: SAN RAMON STATE: CA ZIP: 94583 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Regazzi John R CENTRAL INDEX KEY: 0001338364 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14605 FILM NUMBER: 161382795 MAIL ADDRESS: STREET 1: 200 MAUI CT CITY: SAN RAMON STATE: CA ZIP: 94582 4 1 rdgdoc.xml FORM 4 X0306 4 2016-01-29 0000719274 GIGA TRONICS INC GIGA 0001338364 Regazzi John R 4650 NORRIS CANYON ROAD SAN RAMON CA 94583 1 1 Chief Executive Officer Common Stock 2016-01-29 4 P 0 80400 1.15 A 147400 D Warrants 1.15 2016-01-29 4 P 0 60300 0.125 A 2016-01-29 2021-01-29 Common Stock 60300 60300 D The securities were purchased in a private placement. The shares are held by the reporting person through his individual retirement account. /s/ John R. Regazzi 2016-02-02