0001437749-15-010484.txt : 20150518
0001437749-15-010484.hdr.sgml : 20150518
20150518125311
ACCESSION NUMBER: 0001437749-15-010484
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150514
FILED AS OF DATE: 20150518
DATE AS OF CHANGE: 20150518
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GIGA TRONICS INC
CENTRAL INDEX KEY: 0000719274
STANDARD INDUSTRIAL CLASSIFICATION: INSTRUMENTS FOR MEAS & TESTING OF ELECTRICITY & ELEC SIGNALS [3825]
IRS NUMBER: 942656341
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0330
BUSINESS ADDRESS:
STREET 1: 4650 NORRIS CANYON ROAD
CITY: SAN RAMON
STATE: CA
ZIP: 94583
BUSINESS PHONE: 9253284650
MAIL ADDRESS:
STREET 1: 4650 NORRIS CANYON ROAD
CITY: SAN RAMON
STATE: CA
ZIP: 94583
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ALARA CAPITAL AVI II, LLC
CENTRAL INDEX KEY: 0001532208
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14605
FILM NUMBER: 15872510
BUSINESS ADDRESS:
STREET 1: 1045 FIRST AVENUE
CITY: KING OF PRUSSIA
STATE: PA
ZIP: 19046
BUSINESS PHONE: 610-233-1014
MAIL ADDRESS:
STREET 1: 1045 FIRST AVENUE
CITY: KING OF PRUSSIA
STATE: PA
ZIP: 19046
4
1
rdgdoc.xml
FORM 4
X0306
4
2015-05-14
0000719274
GIGA TRONICS INC
GIGA
0001532208
ALARA CAPITAL AVI II, LLC
555 E. LANCASTER AVENUE
SUITE 520
RADNOR
PA
19087
1
1
Common Stock
2015-05-14
4
X
0
7216
1.43
A
1010034
D
Warrant to Purchase Common Stock (right to buy)
1.43
2015-05-14
4
X
0
14587
0
D
2013-07-08
2016-01-08
Common Stock (GIGA)
14587
0
D
Represents cashless net exercise of in-the-money warrants exempt from Section 16(b) pursuant to Rule 16b-6(b).
/s/ Darren C. Wallis, Managing Member, Alara Capital AVI II, LLC
2015-05-18