0001437749-14-015757.txt : 20140818 0001437749-14-015757.hdr.sgml : 20140818 20140818170821 ACCESSION NUMBER: 0001437749-14-015757 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140801 FILED AS OF DATE: 20140818 DATE AS OF CHANGE: 20140818 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GIGA TRONICS INC CENTRAL INDEX KEY: 0000719274 STANDARD INDUSTRIAL CLASSIFICATION: INSTRUMENTS FOR MEAS & TESTING OF ELECTRICITY & ELEC SIGNALS [3825] IRS NUMBER: 942656341 STATE OF INCORPORATION: CA FISCAL YEAR END: 0330 BUSINESS ADDRESS: STREET 1: 4650 NORRIS CANYON ROAD CITY: SAN RAMON STATE: CA ZIP: 94583 BUSINESS PHONE: 9253284650 MAIL ADDRESS: STREET 1: 4650 NORRIS CANYON ROAD CITY: SAN RAMON STATE: CA ZIP: 94583 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lance Steve CENTRAL INDEX KEY: 0001577604 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14605 FILM NUMBER: 141049845 MAIL ADDRESS: STREET 1: 4650 NORRIS CANYON ROAD CITY: SAN RAMON STATE: CA ZIP: 94583 4 1 rdgdoc.xml FORM 4 X0306 4 2014-08-01 0000719274 GIGA TRONICS INC GIGA 0001577604 Lance Steve 4650 NORRIS CANYON ROAD SAN RAMON CA 94583 1 Chief Financial Officer Non-Qualified Stock Option (Right to buy) 2.08 2014-08-01 4 A 0 65500 0 A 2015-08-01 2024-08-01 Common Stock 65500 165500 D Incentive Stock Option (Right to buy) 2.08 2014-08-01 4 A 0 9500 0 A 2015-08-01 2024-08-01 Common Stock 9500 175000 D The option becomes exercisable in five equal installments of 20% annually beginning August 1, 2015 until fully vested and will expire on August 1, 2024. /s/ Steven D. Lance 2014-08-18