0001437749-14-015237.txt : 20140813 0001437749-14-015237.hdr.sgml : 20140813 20140813122244 ACCESSION NUMBER: 0001437749-14-015237 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140808 FILED AS OF DATE: 20140813 DATE AS OF CHANGE: 20140813 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GIGA TRONICS INC CENTRAL INDEX KEY: 0000719274 STANDARD INDUSTRIAL CLASSIFICATION: INSTRUMENTS FOR MEAS & TESTING OF ELECTRICITY & ELEC SIGNALS [3825] IRS NUMBER: 942656341 STATE OF INCORPORATION: CA FISCAL YEAR END: 0330 BUSINESS ADDRESS: STREET 1: 4650 NORRIS CANYON ROAD CITY: SAN RAMON STATE: CA ZIP: 94583 BUSINESS PHONE: 9253284650 MAIL ADDRESS: STREET 1: 4650 NORRIS CANYON ROAD CITY: SAN RAMON STATE: CA ZIP: 94583 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GARRETTSON GARRETT A CENTRAL INDEX KEY: 0001256164 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14605 FILM NUMBER: 141036501 4 1 rdgdoc.xml FORM 4 X0306 4 2014-08-08 0000719274 GIGA TRONICS INC GIGA 0001256164 GARRETTSON GARRETT A 4650 NORRIS CANYON ROAD SAN RAMON CA 94583 1 Common Stock 2014-08-08 4 M 0 15000 1.95 A 85500 D Common Stock 2014-08-08 4 S 0 14530 2.06 D 70970 D Employee stock option (right to buy) 1.95 2014-08-08 4 M 0 15000 0 D 2014-08-18 Common 15000 70000 D Represents exercises of exempt option. The option was granted on August 18, 2009 and was fully exercisable on August 08, 2014. The option is set to expire on August 18, 2014. The sale of the related shares covered the cost of exercising the option. /s/ Garrett A. Garrettson by Steven D. Lance, attorney in fact 2014-08-12