0001437749-14-001154.txt : 20140129 0001437749-14-001154.hdr.sgml : 20140129 20140128190856 ACCESSION NUMBER: 0001437749-14-001154 CONFORMED SUBMISSION TYPE: DEFA14A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20140129 DATE AS OF CHANGE: 20140128 EFFECTIVENESS DATE: 20140129 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GIGA TRONICS INC CENTRAL INDEX KEY: 0000719274 STANDARD INDUSTRIAL CLASSIFICATION: INSTRUMENTS FOR MEAS & TESTING OF ELECTRICITY & ELEC SIGNALS [3825] IRS NUMBER: 942656341 STATE OF INCORPORATION: CA FISCAL YEAR END: 0330 FILING VALUES: FORM TYPE: DEFA14A SEC ACT: 1934 Act SEC FILE NUMBER: 001-14605 FILM NUMBER: 14554519 BUSINESS ADDRESS: STREET 1: 4650 NORRIS CANYON ROAD CITY: SAN RAMON STATE: CA ZIP: 94583 BUSINESS PHONE: 9253284650 MAIL ADDRESS: STREET 1: 4650 NORRIS CANYON ROAD CITY: SAN RAMON STATE: CA ZIP: 94583 DEFA14A 1 giga20140128_defa14a.htm FORM DEFA14A giga20140128_defa14a.htm

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

_____________________

 

 

SCHEDULE 14A

 

 

Proxy Statement Pursuant to Section 14(a) of the

Securities Exchange Act of 1934

 

 

Filed by the Registrant [X]

Filed by a Party other than the Registrant [   ]

 

Check the appropriate box:

 

[   ]

Preliminary Proxy Statement

[   ]

Definitive Proxy Statement

[   ]

Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))

[X]

Definitive Additional Materials

[   ]

Soliciting Material Pursuant to Sec. 240.14a-11(c) or sec. 240.14a-12

 

GIGA-TRONICS INCORPORATED

(Name of Registrant as Specified In Its Charter)

 

N/A

(Name of Person(s) Filing Proxy Statement, if other than the Registrant)

 

 

 

Payment of Filing Fee (Check the appropriate box):

   

[X]

Fee not required.

[   ]

Fee computed on table below per Exchange Act Rules 14a-6(i)(1) and 0-11.

 

(1)

Title of each class of securities to which transaction applies:

 

(2)

Aggregate number of securities to which transaction applies:

 

(3)

Per unit price or other underlying value of transaction computed pursuant to Exchange Act Rule 0-11 (set forth the amount on which the filing fee is calculated and state how it was determined):

 

(4)

Proposed maximum aggregate value of transaction:

 

(5)

Total fee paid:

     

[   ]

Fee paid previously with preliminary materials.

[   ]

Check box if any part of the fee is offset as provided by Exchange Act Rule 0-11(a)(2) and identify the filing for which the offsetting fee was paid previously. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing. 

 

(1)

Amount Previously Paid:

 

(2)

Form, Schedule or Registration Statement No.:

 

(3)

Filing Party:

 

(4)

Date Filed: 

 

 
 

 

 

 

4650 Norris Canyon Road
San Ramon, California 94583

January 29, 2014

 

 

Dear Fellow Shareholders,

 

You recently received proxy materials in connection with the Special Meeting of Shareholders to be held on Thursday, February 13, 2014, at 9:30 a.m. (PT) and according to our latest records, your PROXY VOTE for this meeting HAS NOT YET BEEN RECEIVED.

 

Regardless of the number of shares you own, it is important that they be represented at the special shareholders meeting. Your vote matters to us and we need your support.

 

Please vote your shares now so that your vote can be counted without delay. Voting is easy. You may utilize one of the options below to ensure that your vote is promptly recorded in time for the special shareholders meeting:

 

 

VOTE BY TOUCHTONE PHONE: You may cast your vote by calling the toll-free number on the enclosed proxy card. Follow the instructions on your proxy card to cast your ballot.

 

 

VOTE THROUGH THE INTERNET: You may cast your vote by logging into the Internet address located on the enclosed proxy card and follow the instructions on the website.

 

 

VOTE BY MAIL: You may cast your vote by mail by signing, dating and mailing the enclosed proxy card in the postage-prepaid return envelope provided.

 

 

 

 

YOUR PARTICIPATION IS IMPORTANT - PLEASE VOTE TODAY!

 

If you have any questions with regards to voting your shares, you may call our proxy solicitor

Eagle Rock Proxy Advisors LLC. Toll free at (888) 859-9089.

 

 

 

 

We appreciate your support.

 

 

IF YOU HAVE RECENTLY MAILED YOUR PROXY OR CAST YOUR VOTE BY PHONE OR OVER THE INTERNET, PLEASE ACCEPT OUR THANKS AND DISREGARD THIS REQUEST.

 

 

GRAPHIC 2 giga20140128_defa14aimg001.gif begin 644 giga20140128_defa14aimg001.gif M1TE&.#EA/P%1`/<`````````,P``9@``F0``S```_P`K```K,P`K9@`KF0`K MS``K_P!5``!5,P!59@!5F0!5S`!5_P"```"`,P"`9@"`F0"`S`"`_P"J``"J M,P"J9@"JF0"JS`"J_P#5``#5,P#59@#5F0#5S`#5_P#_``#_,P#_9@#_F0#_ MS`#__S,``#,`,S,`9C,`F3,`S#,`_S,K`#,K,S,K9C,KF3,KS#,K_S-5`#-5 M,S-59C-5F3-5S#-5_S.``#.`,S.`9C.`F3.`S#.`_S.J`#.J,S.J9C.JF3.J MS#.J_S/5`#/5,S/59C/5F3/5S#/5_S/_`#/_,S/_9C/_F3/_S#/__V8``&8` M,V8`9F8`F68`S&8`_V8K`&8K,V8K9F8KF68KS&8K_V95`&95,V959F95F695 MS&95_V:``&:`,V:`9F:`F6:`S&:`_V:J`&:J,V:J9F:JF6:JS&:J_V;5`&;5 M,V;59F;5F6;5S&;5_V;_`&;_,V;_9F;_F6;_S&;__YD``)D`,YD`9ID`F9D` MS)D`_YDK`)DK,YDK9IDKF9DKS)DK_YE5`)E5,YE59IE5F9E5S)E5_YF``)F` M,YF`9IF`F9F`S)F`_YFJ`)FJ,YFJ9IFJF9FJS)FJ_YG5`)G5,YG59IG5F9G5 MS)G5_YG_`)G_,YG_9IG_F9G_S)G__\P``,P`,\P`9LP`F/($.*'$F2F,1)F29-TJ0R929B M)&/*G$FSILV;.&\J/'?Y<-2UF5KD)E8%?J@\RYL^>CT(BE86G9XF") MRSZK7LT:I.2J0R\*3JF)7NO;N',7U.<0Y=6,Q,"FUDV\N&>6<95%VRBXZG+C MT*/W[6W68]Q,MJ5KWZ[5Y,K#&WL/_^=.OCS.V2]!8LX$S;S[]S%I__9H4E,] M^/CSAT>I/.1L_0`&B-!.FLSW$8$")B@@;Y,,\UQ(RZ2GX(3XD?;@@!AA!AZ% M'&JW4W45U:/,?17MM&&'*!)7#TOCE7AB00VUF.*,N=6G45T5.;09C3RNILPR M^A"X(W`7&E2@>C\FN8R23"ZYY(\")2GEDCTB-65=5'YF%X[[./3B92/N,R1! M('(D&!R4P*&F&FNV"0>;;ZYYUEQQQJF)C%7:E%B=;-[965UTC8>9@1F59I!= M>,JVYAMJ3`+5HXY&"BD<:<`QG":4:E+I)&IH`MF#B=[&6Z9I--5I>X_95:`R M8\Y5)$&;I?^VV86AG2C8F!@EQJ:CFK!9J:]O,AHLFYW:%DVO;R*K%V""S>7L M7%P2!TJ:%O3< MCA?64^3%^VA,$*K^+KS/>/44W/&#T>@3L,<"T0.JIOFJL6DH!!&,%CV"?7<0 M;YF,*]#`%O'&*HQ?)G1FQ+Z"$NI"!#49K<@#X9H1N%(CY'.73E&:K!K@[>CS MCF-N=C5&5?OGI)+9630NP^HB[+9%>RW96Y@'F43R15YOZZ>8^]3_]>#8!@M4 M#*EO9M)I3:F5K+'&+@MT;C3+*'YPK",G[/+BT`"96FHF0SV0KEN_2U%J(SZ7 M[KF:[_-#0494X[P`4M`[!R&B_C M\NB5+_VQ=]H:26CGRQEK\4":#$/0DEZ%@^3:%YAMJS@M3/:!8WX\$.++Y&?`P\E-5`@_3D/4-I%D& MG-?G(!C!9WVK8":A3=G(E0F.-4PA5S/1`_?",,0PC43'VE_X#'<8E3V'1.`2 MS*\J5:G1T>E7^@(6IF(VK(I)+$XX)%8._W]UEA>"3TW4,MS^@`4'4*@N?,3J MWPYSJ)<]T7!86@/6%9?5-R!B<5A4K%3%NLC#7SEQ3W&B8A2C6+&CJ>F*9<17 MIA+"$.3L[5MB`H6!QN4M910#1QX4R%R&TRU8'01_PAJ?\Z*VK2]VZCZ]$I:P M@$6L3!2.AYXZEA`IF<4XP85-7^J5X?C'PU+:)WY:V]02E=BGQ+QK5U@LI2<[ M1;K\:2U9O_+D*^%PE3V5T3++B%?6M!@^&LZE@#$;9A8G^49+(80>O7F#)L:4 M,I;5D9H?6Q@:*3:?/E8'2A\ZU*48[FJ*/$>SG!U2K%,'+9>J3JHU2K31EM321$E;FJE. M#?!)?W0BUCH5K(7A:QD6NN!+`F=31U7(GB%E&(#:FHJQV@0B%$Q M30^AUX]&$R^MS0=X:TP614::14,!+PV?G&=[O,H_,?;ME:24IO.4$<5X<>UD M]UF<0M(%D=$M,CM*BRI3X'4\K,5S'`N@PG12E9NQSNYS#54'WYJ:K+ M\67ADF6D2;UK&2D4;J4,A*F-4BPU[JJH/V'B6W_RJB+WNF>^*$:Q!)JN(.L1 M3LU$-IQR%2EL@MS?^-20N)]ACRZ[$XC]^$9&]_I3;EMK$T]'4TMY$DNFE(TD M)ENT$YZFJ8:JH^#\_,G77CFQ@=#:Z3`M>977VM:?T@UMI90HTGZ%EID.[=LG M&ZNF%NG*PO=L\"CSA5YA%9:N*B.N0""&14Y=\P4:79):_ADU&%\ MJ2]J#3:*<)"D%MF4M4REJY,#Y&AAK:RP.W-TE'O+K$+5:\SA+@.60_[SUN1Y M&--.+(HPR?"O\(G*IE37F91K66CA`N,^58N44%DK?E$"E.@Q>(19O@^ZEGK@ M1^W/F29L6X3*M%_7!L[1OL5GYTPJOC<4(V'))I:F/^S/LV0GO8R]TYGX6EUY M^5.^PK)/6"W(9XO*M""H"BFL9>UE!=LU9LAB=-_ZJEYBA'?(<%7RM";EJ,%& M-DUV7H8_*2E:IA'DPE=DE&[_'TWH.P[D.L@9CL/\!4.Z*=G8C$Q,$'EIX&,' MYRP.VUZQ\:?$B:6A=;7EJS--RT->+\,[7WI:#OU2^B;TRFV)'DV322GVX M8L9;TG*(H2\L7D5A]ZGY)PVG4USMJ:%XEC@J\V?=?XI1#0:G)9HHTAC"/ M9)I>Y%7YJG,?V1F2KJ0):L?=)WWXSEIMMF?A35<>YO6%5=5`:.$.9T>VL6U> M9%AE=V>KQ&Y0`S'1]@9'IV5`E%YV5DYA)DTV!EAM@BRAIG:/,DU6M(&T9&SK MHF0B-B^+TG9%%#7(`10/H6"=0SI@E5E*UB(JJU&FTU7!`\GK392Z$QFX$J)*1J?),XKT(B`X,Q]U$PLR$K%Q2&8B(QR!); MT%(7`01S"_U")[;#4D MGF9;02AR9R)/,"8F#Q(K"OAH]94Y]/!ROE9_VL:)MW1T'?-#%\9\7H4LZ6%: MU(:)B6-X+&,:/>1/>8A?R`%Q_7%],,AKJ;$Z#"8VU=0>0/,S91=XX.<@'B-] M!9-D77*)S;1N`\%`F,_5%)[,X/IY"6>+S*(S7,6'E:I;T M6Z8U+$JT.=@&)[RB3@P90!2A#.M4('K4D\UR4C]D:_%#&2FQ$M;C90P3/`MS M@^G#-Q[#B.1G.B2",P^A@S5S,':G<;C4*Z8R9%DC*8<#3345+%=Q+[:D:&]" M+"B51I0@DPI72I-D3!&S+(NC>O#228CU@/7(0PYU@AQ)<]'(:OB70Y`E<^G7 M2>A'66K$<8JY=IJ0;C"Y26NT5LC"3&K)*$^68JA7)/5P'67Q';8!@VF36=6D M,"E)B`,1FEY6A0"S&0PS;/;&-X_#-ZDF0W)42K]"20^I=80F4ILP*_>246_) M/S"72-^E_V5;I7QN%3HQ]7^?`YQ`&7J7Y$S8MD26`8:Y%C_2]&G$J6CAPTVD MHRQXU2FSDC#W$HV>=2S(\E:>TC9T8H\.13B>XDK\AR^8B9P`CS11!A# M<5]FIF!VIWI8UCA=9C$PF#/3Y#$ZJ#`NU#?NTRP-$5$-(1@-U"Q04BN(HD?& M`8A<@NB4MFB[* MH*(1-4!G@2H%UB]+PJ.(`F@1,WAQZ,96 M'8%W@;HS(-$VKW)]0[D24;$JX/1!TF=VU\>:4J8[H0D\*V%O8N-"ZL(N?VJ' M'6=W%[KKWHP;UH]R]$>33EF M`X,J#..LO-8>M`JDC3<>U&J#J:::2=->:*IFN$]>1M5I5 MCN.N<`JN#"J@E5-:G96"$D$,*N4RLHJ:_E*GSQ&:Q[-E=H<>Z2J)659@+W@Z M:`J&=:DX8/.7KJIE5_)3FI!$#^B"O&;_+&U3@"74,@I3CJZY5'CZ02`H93"T MA9+&CDNE./6:KEIV=Z_:K<0%,-(:AJGVKF-VIY5SAT\)-`Z:J^H2H^!:A0># MIL[YI[U#CW.J*G@A%&^05Z"J#,48K(2HB"Y##]`04$_B482866&E,^`:AM9S M91:N?XV6ZYAT-R+O->JN;<;X>NI26 ML[BRN;(!^)X5A"F9Z(L\^+?^HKX.`[]ZIV39V+(OJ(Z$^#AVRZ\.C([GVV46 MW#@A5UPI3V`BR4X,NS;RJY8^R:B#L5.K/#`)S!C%S!>:C'2SNO)G2^%'<0@#.5ONB^XY@=LT.G.[N93UFN MAJR4>$NXDX M=D=Q`>MZ#/N%128++BST=-CB]HKREAJ%?6'I8JL]!\,N>ZTUL=,HM4BPK_KR7I]PO(:V?6ZSSS;U!Z]@YWM91R;MN=[C0Y]9BZ[ MRV/+T8_,K.ELS"`[_[^7G6;R)[UINLYI%J6:G<)X!\4NQ-R._*U![;UM0]FX M:K?%];O*G,K.BLZ%-V;TV\"RLL3O?-=EO=>XBR68^];'O=/QS"`/,;$J:]SH MF,?_JK)1?;7$U]E&1#S#^JUW'=J[0"]K3G*S(Z1+EG:[("C*IG+D\_L+9`;^#]ZII_<=;..`& M+;.X:JT/"K_97:]7QJKWQ6KS,:O^L M4M>:Z>*R&=QX:>V:QWW:^ILRJ3/;MX.^@<.G;-XVQGK$8![==;DERBRTE(TY M2*RCM%$=Z^K@6S@<4`S@C=S@D&V_),[FYL%&%FD<.1.YC7GAWC?CLZ5?X<)N+:@^V"ADZYLX$2Q4"M59W.-=[2W;CD M`8XJ')OE*3S)&;S#KZY9Q//EL\[FC+S7#7U]S-,X@DW9Y6VINHS&9P90R1[N M]FY@>8W4X3J;#LZ['=G@P(WBQ-V--"CP6KW=M#[_[NNNU39CM#,K\(5'Z]>7 MW9,>/URR["\+V.7K'?8TJM-;A75)MJ9<[ZDLO5?MLE^>K*KYY6[^R)]>FK_[ MHZ1IS'2^X9E.@Q:-Z0Z=JM"[Z0--\Z0#R]#+\D8/Q5%]S'Q+@[;]N&!^%B;/ MFM_:.-)7FD7/LK<^K#RKK$LECZ-N]8FX(]S"I_'<.SOO96OJ&^3\ZC]=[B94 MLN3>Y2#_Y$O?C52O]E$=\&;.\^CJLHQ']?";IXQ/TX\<[].KVGY/[3U8Q'2#PX9GS*\E,UZ1_/MR=.W4W-[XH#L484]DS^K9*_]2`+O4;K M,JNEYX4WZJ5/BCU!%Z5/__0NZ_=XK_;$$Z.[[_FA?]5EGV2LOM]@?CG?_>D2K*X@_KL/_N$N/>H.O^&2F#A9C='1S\;(_^1X[_[[ M.\+'/]??C+?[+>+*[_PH4'H]$SF&D2G$F9E-53 M&$U?O8?['D;;1Z_C08P&$2[;IP_EQH3[,"XD6/(EPY;U-G;42%(C1X@?8;I4 M6%#G3)4I]Q'L:/.@P90+,_:$&/1I08)+=4*\RG`G-*`<0^*$&LVF28]*4Z(4 M:1/DRZ)%"8ID:?:FVI]'J;K\VO#D6;X\Q;9=6M`NSY`>P]8E.%C?7[$[M];3 ME/])DS*('.62I$HLDT3)B;$B'/D5J,N_)F M+FIVJLZVA/]B7FQS(6"^Q(6/1"B:(\O$13_+).Y\K>.Q*)\?5#>V.[FF:?.*8R'^[E+XP(;&*FDAZ7PB2H++-DR)/PHXFWI:3B2OI M5`OOO.ZZHBDHJVP#KZNM&*QJKZ2^6ZHZV]YC3SFN="JO0=KL`LND[&["C;&% MQA/O-X38BE"DNU9CBJ:8%H-(0:%`BXJV#I,;+*>-@G..K`+QZE`TD2J#AIC( M++*.M2&C<=*_-"2:##X"'9LKQ`5G*G'`M8K2428N+2/_$J7LBB.L0^A,I)&N M%X-Z;R:%/K3MI];.>Y"V/NUZ\#RI:`L*J1:'6U/&[68J4*]$'<,JK\5&>TG* MI)@:3\?SEC1,J]26HE*3B@1Z"#N5G.PO$THR&<:JLU`T[3L[&13S)I;NNZO% MKYX+\S;M5,1)U[0&K>G`!16%5*S"UIL16:5@14Z]MDB+M%!*=Z()V:_B.U#& M2AD,BLRTU%/RO7$+4I$K&8OTLJP@(2)2K*GX6Q5+909Z$DN)WA"HT_9L]`U+4I3XA+!/@WDL[CUH/S,7)%@3RS"XT+[$CZ82"6;I*4BI5>^S ME1[%JS?JXEW(S(21#5E.%5GFOPLNV&Q#&:+$%-)83OCL4N:_S:[<3%11WZAH MU37)"C3!MWY5:]V%B94UW-BB[C0K%3OUJ:@^1[YP1:XC'?="TR!L5-HM$>8Z MMULW3.](#;=\]N2:H<;Q5ZC@JQ7-G$N#3UE0CXNYW(+*AFC<"I4%JDI5.:LH M:A..[*8.IKFO6;]&.Z,S1,]/&;OLZO*)]3$#0Y#Y3 M.VG)TJCDNW+Z.;_$UQHT]X]39Y!EE34O:^"WMY2T_ZZ,/-HV5KJURHO&2&D* M[JY"A:;DC573$-J^J$@S:DV6%GUN4M28*JG,H/A\M2G%CB2/0!%S1XG8T&0J MB.>KO75,4\+&-#;AI#"^(PQT[`8O>9FE(\VQSOP"V)Z^$`LP3"*<963%'<&T M+R:"\=9Y0&@QQJ5'1D'R%5WBYQ23H`IR^])$ELJ"(Z;<1#2)84KNO*(AC["$ M4H)YSZY>IRCH3>=\^EG6WB2%I!D%*V_R62+6,&Z]25O2EJ6_.K'.]?ER"/W MBDP,)4.,'.F,-$-:"6%(%O^4DL@H,2WCRB,C*9J-L`9ZC,R>(3='1>C93TTO M^H@>"\F7PMQ)/OG+#^>*A!(VO@DM)B$/SS#E,?F\Q5.&B9V.''2>ULPE=RKC MW$=Z\J+L!4M*BF%<2S8D'Z)$4%*-*0PJ.\62[-WP=0RZI%<*PA(UXG`Y.J1> MP+37,IJDK&5&Y-R'7`-$>.FEE/E!R%ZX@I=$PK*6G>R?%9L"&E[F+D<[`64> M7S2C&KK++BI)#N/VDK(9\:\E3+S6&7^V$B/-T4&]09O&A+)-QBFR)#@LS23G MN$]Q!LXKKWR>?(Z93VH*YWF<@F5E?C@DT8RQA\JZ4PXK*A9)_"/V)K/:) MRDD%"JDXQ&%1&&>HVW@.BH*!:US?^M9YJA&N=MUF7`4S.R#JU:YXU6M<`0O8 MO!H%+X$%4F#E"KVX)D<^R>&G8B7+6'3I-;%^O2QB%9O9R4)6LY,%K6!#.]J1 M[C6PA#5L@"KD%PZJD9%S?,Q.QX705AJE(]NQ#IDXY[1R:3(OR-'@-K-B'66M MUB<]3*-9O-*E5YH*)4\[3O-FR2*2/4VF;!F*V[(CT^?DY:*689_!O*A=[WKE 5@^$!9>%N%*7C\(IFN6TNH`H2$``[ ` end