0001437749-12-010346.txt : 20121016 0001437749-12-010346.hdr.sgml : 20121016 20121016171359 ACCESSION NUMBER: 0001437749-12-010346 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20120915 ITEM INFORMATION: Results of Operations and Financial Condition ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20121016 DATE AS OF CHANGE: 20121016 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GIGA TRONICS INC CENTRAL INDEX KEY: 0000719274 STANDARD INDUSTRIAL CLASSIFICATION: INSTRUMENTS FOR MEAS & TESTING OF ELECTRICITY & ELEC SIGNALS [3825] IRS NUMBER: 942656341 STATE OF INCORPORATION: CA FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-12719 FILM NUMBER: 121146798 BUSINESS ADDRESS: STREET 1: 4650 NORRIS CANYON ROAD CITY: SAN RAMON STATE: CA ZIP: 94583 BUSINESS PHONE: 9253284650 MAIL ADDRESS: STREET 1: 4650 NORRIS CANYON ROAD CITY: SAN RAMON STATE: CA ZIP: 94583 8-K 1 giga_8k-091512.htm FORM 8-K giga_8k-091512.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.  20549

 
FORM 8-K
 

CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported):  September 15, 2012

     
GIGA-TRONICS INCORPORATED
(Exact name of registrant as specified in its charter)
 
California
  
0-12719
  
94-2656341
(State or other jurisdiction of incorporation)
  
Commission File No.
  
(IRS Employer Identification Number)
 
 
4650 Norris Canyon Road, San Ramon, CA  94583
  
 
(Address of principal executive offices, including zip code)
  
     
 
(925) 328-4650
  
 
(Registrant’s telephone number, including area code)
  

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

[ ]  
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

[ ]  
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

[ ]  
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

[ ]  
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 
 
 
 
Item 2.02 Results of Operations and Financial Condition.

On October 16, 2012, Giga-tronics Incorporated reported reaching agreement with Silicon Valley Bank on terms for a new credit facility.  With an effective date of October 12, 2012 the new agreement increased the bank commitment from $1.5 million to $2.0 million. The maturity date of this agreement is October 12, 2013.  A copy of the press release is attached as Exhibit 99.1 to this Form 8-K and is incorporated herein by reference.

 
Item 9.01 Financial Statements and Exhibits.

(d) Exhibits.

Exhibit No.
Description
(d)  Exhibit 99.1
Press Release dated October 16, 2012


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 
GIGA-TRONICS INCORPORATED
Date:  October 16, 2012
  
 
By:  /s/ Frank D. Romejko
 
Frank D. Romejko
 
Vice President of  Finance,
Interim Chief Financial Officer

EX-99.1 2 ex99-1.htm EXHIBIT 99.1 ex99-1.htm
EXHIBIT 99.1
 
   
NEWS RELEASE  
For Release on October 16, 2012  Contact:  Frank D. Romejko
4:00 PM (ET)         (925) 302-1014 Vice President of Finance / Interim Chief Financial Officer
 
 
Giga-tronics Reports Second Amended and Re-stated Loan and Security Agreement
Credit Facility Agreement Signed October 12, 2012


San Ramon, CA – October 16, 2012 – Giga-tronics Incorporated (Nasdaq: GIGA) and Silicon Valley Bank have agreed to terms for a new credit facility.  With an effective date of October 12, 2012 the new agreement increased the bank commitment from $1.5 million to $2.0 million. The maturity date of this agreement is October 12, 2013.