0001437749-11-009628.txt : 20111219 0001437749-11-009628.hdr.sgml : 20111219 20111219185833 ACCESSION NUMBER: 0001437749-11-009628 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20111215 FILED AS OF DATE: 20111219 DATE AS OF CHANGE: 20111219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LUM JEFFREY T CENTRAL INDEX KEY: 0001201171 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-12719 FILM NUMBER: 111270375 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GIGA TRONICS INC CENTRAL INDEX KEY: 0000719274 STANDARD INDUSTRIAL CLASSIFICATION: INSTRUMENTS FOR MEAS & TESTING OF ELECTRICITY & ELEC SIGNALS [3825] IRS NUMBER: 942656341 STATE OF INCORPORATION: CA FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 4650 NORRIS CANYON ROAD CITY: SAN RAMON STATE: CA ZIP: 94583 BUSINESS PHONE: 9253284650 MAIL ADDRESS: STREET 1: 4650 NORRIS CANYON ROAD CITY: SAN RAMON STATE: CA ZIP: 94583 4 1 rdgdoc.xml FORM 4 LUM 12-15-11 X0304 4 2011-12-15 0000719274 GIGA TRONICS INC GIGA 0001201171 LUM JEFFREY T 4650 NORRIS CANYON ROAD SAN RAMON CA 94583 1 Chief Technology Officer Employee Stock Option (right to buy) 1.64 2011-12-15 4 A 0 15000 0 A common stock 15000 15000 D This Option Award becomes exercisable in five equal annual increments of 3,000 shares beginning 12/15/2012 and will expire on 12/15/2021. /s/ Jeffrey T. Lum 2011-12-19 EX-24 2 jefflum2012.txt POWER OF ATTORNEY The undersigned hereby constitutes and appoints each John R. Regazzi, Patrick J. Lawlor and Frank D. Romejko , either one acting alone, the undersigned's true and lawful attorney-in-fact, with full power of substitution, to: (1) execute for and on behalf of the undersigned, in the undersigned's capacity as an Officer and/or Director of Giga-tronics Incorporated (the "Company"), Forms 3, 4, and 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934 and the rules thereunder; (2) take any action for and on behalf of the undersigned that may bE necessary or convenient to complete and execute any such Form 3, 4, or 5 and timely file such form with the U.S. Securities and Exchange Commission and any stock exchange or similar authority; and (3) take any other action in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact's discretion. The undersigned hereby ratifies and confirms all that such attorney-in- fact, or such attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be done by virtue of this Power of Attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned's responsibilities to comply with Section 16 of the Securities Exchange Act of 1934. This Power of Attorney shall remain in full force and effect from the below execution date through December 31, 2012 or until the undersigned is no longer required to file Forms 3, 4, and 5 with respect to the undersigned's holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact. The undersigned has executed this Power of Attorney as of December 16, 2008. /s/ Jeffrey T. Lum Jeffrey T. Lum Print Name (Footnote Continued from Previous Page.) (Footnote Continued on Next Page.) ***No Trailer - DO NOT delete*** 1 Power of Attorney.doc