-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UrZwUbYMb6TJ/9J0jMiK2kwCYj4whB128vsZiM5H+nTYxdgLE8I5d/1cMvdkitSr 6CnG/MudrEUrOzobnxrV3w== /in/edgar/work/0000930413-00-001415/0000930413-00-001415.txt : 20001116 0000930413-00-001415.hdr.sgml : 20001116 ACCESSION NUMBER: 0000930413-00-001415 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000930 FILED AS OF DATE: 20001115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CONSECO INC CENTRAL INDEX KEY: 0000719241 STANDARD INDUSTRIAL CLASSIFICATION: [6321 ] IRS NUMBER: 351468632 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-04816 FILM NUMBER: 770045 BUSINESS ADDRESS: STREET 1: 11825 N PENNSYLVANIA ST CITY: CARMEL STATE: IN ZIP: 46032 BUSINESS PHONE: 3178176100 MAIL ADDRESS: STREET 1: 11825 N PENNSYLVANIA ST CITY: CARMEL STATE: IN ZIP: 46032 FORMER COMPANY: FORMER CONFORMED NAME: SECURITY NATIONAL OF INDIANA CORP DATE OF NAME CHANGE: 19840207 13F-HR 1 0001.txt QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 13F Form 13F COVER PAGE Check here if Amendment: [ ] Amendment Number : ----------------- This Amendment (Check only One): [ ] is a restatement. [ ] adds new holdings entries. Name: Conseco, Inc. Address: 11825 N. Pennsylvania Street Carmel, IN 46032 Form 13F File Number: 28-4816 The institutional investment manager filing this report and the person by whom is is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables are considered intetral parts of this form. Person signing this Report on behalf of Reporting Manager: Name: Maxwell E. Bublitz Title: Senior Vice President, Investments Phone: 317/817-3607 Signature, Place and date of signing: /s/ Maxwell E. Bublitz Carmel, IN Nov. 14, 2000 - -------------------------- ---------------------- -------------------------- [Signature] [City, State] [Date] Report Type (check only one): [x] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report) [ ] 13F NOTICE: (Check here is no holdings reported are in this report, and all holdings are reported by other reporting manager(s)) [ ] 13F COMBINATION REPORT: (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s)) 13F SUMMARY REPORT Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 328 Form 13F Information Table Value Total: $2,529 (in thousands) Page 1 List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are not entries in this list, state "None"and omit the column headings and list entries.] No. Form 13F File Number: Name 1. N/A Conseco Capital Management, Inc. Page 2 FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE ADC Telecommunication C/S 000886101 494 18,360 SH N/A DEFINED 1 18,360 AT&T Corp. - Liberty Media - Cl A C/S 001957208 24,365 1,353,620 SH N/A DEFINED 1 1,353,620 AT&T Corp. - Liberty Media - Cl A C/S 001957208 8,163 453,500 SH N/A OTHER 1 453,500 AT&T Canada Inc. C/S 00207Q202 5,987 196,280 SH N/A DEFINED 1 196,280 AT&T Canada Inc. C/S 00207Q202 9,640 316,080 SH N/A OTHER 1 316,080 Abbott Laboratories C/S 002824100 578 12,150 SH N/A DEFINED 1 12,150 Abbott Laboratories C/S 002824100 659 13,850 SH N/A OTHER 1 13,850 Adaptec Inc. C/S 00651F108 13,681 684,060 SH N/A DEFINED 1 684,060 Adaptec Inc. C/S 00651F108 10,299 514,940 SH N/A OTHER 1 514,940 Adelphia Comm 5.5% CVT P/S 006848402 3,674 36,600 SH N/A DEFINED 1 36,600 Allergan Inc. C/S 018490102 26,075 308,810 SH N/A DEFINED 1 308,810 Allergan Inc. C/S 018490102 16,417 194,430 SH N/A OTHER 1 194,430 Altera Corp. C/S 021441100 839 17,580 SH N/A DEFINED 1 17,580 Ambac Financial C/S 023139108 4,843 66,110 SH N/A DEFINED 1 66,110 Ambac Financial C/S 023139108 7,638 104,270 SH N/A OTHER 1 104,270 America Online Inc. C/S 02364J104 2,565 47,730 SH N/A DEFINED 1 47,730 America Online Inc. C/S 02364J104 2,943 54,750 SH N/A OTHER 1 54,750 American Financial Group C/S 025932104 23,264 1,003,000 SH N/A DEFINED 1 1,003,000 American Indeminity Finl. Corp. C/S 026759100 407 23,600 SH N/A OTHER 1 23,600 American Tower Corp. C/S 029912201 5,703 151,330 SH N/A DEFINED 1 151,330 American Tower Corp. C/S 029912201 8,985 238,400 SH N/A OTHER 1 238,400 Amerus Life Holdings, Inc. C/S 030732101 2,597 100,860 SH N/A DEFINED 1 100,860 Amgen Inc. C/S 031162100 594 8,500 SH N/A DEFINED 1 8,500 Anadarko Petroleum Corp. C/S 032511107 617 9,290 SH N/A DEFINED 1 9,290 Anadarko Petroleum Corp. C/S 032511107 720 10,840 SH N/A OTHER 1 10,840 Analog Devices C/S 032654105 17,297 209,500 SH N/A DEFINED 1 209,500 Analog Devices C/S 032654105 4,460 54,020 SH N/A OTHER 1 54,020 Anixter International Inc. C/S 035290105 631 21,676 SH N/A DEFINED 1 21,676 Apollo Group C/S 037604105 6,272 157,300 SH N/A DEFINED 1 157,300 Apollo Group C/S 037604105 9,790 245,510 SH N/A OTHER 1 245,510 Applied Materials Inc. C/S 038222105 510 8,600 SH N/A DEFINED 1 8,600 Applied Materials Inc. C/S 038222105 581 9,800 SH N/A OTHER 1 9,800 Applied Micro Circuits Corp. C/S 03822W109 499 2,410 SH N/A DEFINED 1 2,410 Ariba Inc. C/S 04033V104 632 4,410 SH N/A DEFINED 1 4,410 Art Technology Group Inc. C/S 04289L107 13,859 146,270 SH N/A DEFINED 1 146,270 Art Technology Group Inc. C/S 04289L107 20,521 216,580 SH N/A OTHER 1 216,580 BJ Services Co. C/S 055482103 6,762 110,620 SH N/A DEFINED 1 110,620 BJ Services Co. C/S 055482103 10,301 168,520 SH N/A OTHER 1 168,520 Atmel Corp. C/S 049513104 4,874 320,940 SH N/A DEFINED 1 320,940 Atmel Corp. C/S 049513104 7,697 506,830 SH N/A OTHER 1 506,830 Automatic Data Processing C/S 053015103 401 6,000 SH N/A DEFINED 1 6,000 Avantgo Inc. C/S 05349M100 771 38,530 SH N/A DEFINED 1 38,530 Avantgo Inc. C/S 05349M100 229 11,470 SH N/A OTHER 1 11,470 Bristol-Myers Squibb C/S 110122108 1,188 20,800 SH N/A DEFINED 1 20,800 Bristol-Myers Squibb C/S 110122108 1,363 23,860 SH N/A OTHER 1 23,860 C-MAC Industries Inc. C/S 125920108 247 4,300 SH N/A DEFINED 1 4,300 Bank of New York Inc. C/S 064057102 946 16,870 SH N/A DEFINED 1 16,870 Bank of New York Inc. C/S 064057102 1,079 19,240 SH N/A OTHER 1 19,240 Biogen Inc. C/S 090597105 747 12,250 SH N/A DEFINED 1 12,250 Biogen Inc. C/S 090597105 871 14,280 SH N/A OTHER 1 14,280 Cleco Corporation C/S 12561W105 2,945 63,000 SH N/A DEFINED 1 63,000 Chase Manhattan Corp. C/S 16161A108 817 17,680 SH N/A DEFINED 1 17,680 Chase Manhattan Corp. C/S 16161A108 961 20,810 SH N/A OTHER 1 20,810 Ciena Corp. C/S 171779101 513 4,180 SH N/A DEFINED 1 4,180 Circuit City Stores C/S 172737108 4,986 216,770 SH N/A DEFINED 1 216,770 Circuit City Stores C/S 172737108 7,947 345,500 SH N/A OTHER 1 345,500 Cisco Systems Inc. C/S 17275R102 5,728 103,680 SH N/A DEFINED 1 103,680 Cisco Systems Inc. C/S 17275R102 3,800 68,780 SH N/A OTHER 1 68,780 Coca Cola Company C/S 191216100 1,440 26,130 SH N/A DEFINED 1 26,130 Coca Cola Company C/S 191216100 1,620 29,390 SH N/A OTHER 1 29,390 Commerce One Inc. C/S 200693109 405 5,160 SH N/A DEFINED 1 5,160 Commodore Applied Tech Wrts 202630117 11 60,000 SH N/A DEFINED 1 60,000 Comverse Technology Inc. C/S 205862402 2,700 25,000 SH N/A DEFINED 1 25,000 Conagra Inc. C/S 205887102 3,085 153,788 SH N/A DEFINED 1 153,788 Conexant Systems Inc. C/S 207142100 3,520 84,060 SH N/A DEFINED 1 84,060 Conexant Systems Inc. C/S 207142100 4,801 114,650 SH N/A OTHER 1 114,650 Cooper Cameron Corp. C/S 216640102 19,467 264,180 SH N/A DEFINED 1 264,180 Cooper Cameron Corp. C/S 216640102 7,247 98,350 SH N/A OTHER 1 98,350 Copper Mtn Networks C/S 217510106 494 13,170 SH N/A DEFINED 1 13,170 Corvis Corporation C/S 221009103 284 4,650 SH N/A DEFINED 1 4,650 Crossworlds Software Inc. C/S 22769P109 1,021 51,710 SH N/A DEFINED 1 51,710 Crossworlds Software Inc. C/S 22769P109 1,497 75,790 SH N/A OTHER 1 75,790 Crown Castle Intl Corp. C/S 228227104 13,029 419,440 SH N/A DEFINED 1 419,440 Crown Castle Intl Corp. C/S 228227104 20,346 655,005 SH N/A OTHER 1 655,005 Dell Computer C/S 247025109 1,057 34,320 SH N/A DEFINED 1 34,320 Dell Computer C/S 247025109 466 15,120 SH N/A OTHER 1 15,120 Digex Inc. C/S 253756100 6,204 132,350 SH N/A DEFINED 1 132,350 Digex Inc. C/S 253756100 9,851 210,150 SH N/A OTHER 1 210,150 Du Pont E I De Nemours & Co C/S 263534109 831 20,060 SH N/A DEFINED 1 20,060 Du Pont E I De Nemours & Co C/S 263534109 921 22,230 SH N/A OTHER 1 22,230 Duke Energy Group C/S 264399106 3,417 39,850 SH N/A DEFINED 1 39,850 Duke Energy Group C/S 264399106 5,405 63,030 SH N/A OTHER 1 63,030 EMC Corp. C/S 268648102 1,323 13,350 SH N/A DEFINED 1 13,350 EMC Corp. C/S 268648102 1,650 16,650 SH N/A OTHER 1 16,650 Ensco International Inc. C/S 26874Q100 1,353 35,376 SH N/A DEFINED 1 35,376 Ensco International Inc. C/S 26874Q100 1,653 43,215 SH N/A OTHER 1 43,215 E.Piphany Inc C/S 26881V100 315 4,090 SH N/A DEFINED 1 4,090 Echostar Communications - A C/S 278762109 74,011 1,403,060 SH N/A DEFINED 1 1,403,060 Echostar Communications - A C/S 278762109 54,325 1,029,850 SH N/A OTHER 1 1,029,850 Eden Bioscience Corp. C/S 279445100 1,401 42,460 SH N/A DEFINED 1 42,460 Eden Bioscience Corp. C/S 279445100 1,878 56,900 SH N/A OTHER 1 56,900 El Paso Energy C/S 283905107 13,492 218,940 SH N/A DEFINED 1 218,940 El Paso Energy C/S 283905107 20,829 338,000 SH N/A OTHER 1 338,000 Electronic Arts Inc. C/S 285512109 33,495 678,380 SH N/A DEFINED 1 678,380 Electronic Arts Inc. C/S 285512109 20,359 412,340 SH N/A OTHER 1 412,340 Emerson Electric Co. C/S 291011104 824 12,300 SH N/A DEFINED 1 12,300 Emerson Electric Co. C/S 291011104 991 14,790 SH N/A OTHER 1 14,790 Enron Corporation C/S 293561106 3,809 43,470 SH N/A DEFINED 1 43,470 Enron Corporation C/S 293561106 1,375 15,690 SH N/A OTHER 1 15,690 Exide Corp. C/S 302051107 96 10,600 SH N/A DEFINED 1 10,600 Exxon Mobil Corp. C/S 30231G102 2,890 32,430 SH N/A DEFINED 1 32,430 Exxon Mobil Corp. C/S 30231G102 3,150 35,340 SH N/A OTHER 1 35,340 FPL Group Inc. C/S 302571104 4,837 73,570 SH N/A DEFINED 1 73,570 FPL Group Inc. C/S 302571104 7,610 115,740 SH N/A OTHER 1 115,740 Federal Home Loan Mortgage Co. C/S 313400301 1,328 24,560 SH N/A DEFINED 1 24,560 Federal Home Loan Mortgage Co. C/S 313400301 1,580 29,230 SH N/A OTHER 1 29,230 Federal National Mortgage Assoc. C/S 313586109 660 9,230 SH N/A DEFINED 1 9,230 Federal National Mortgage Assoc. C/S 313586109 800 11,190 SH N/A OTHER 1 11,190 First Data Corp. C/S 319963104 729 18,650 SH N/A DEFINED 1 18,650 First Data Corp. C/S 319963104 955 24,450 SH N/A OTHER 1 24,450 Forest Labs C/S 345838106 7,519 65,560 SH N/A DEFINED 1 65,560 Forest Labs C/S 345838106 10,899 95,030 SH N/A OTHER 1 95,030 Gateway Inc. C/S 367626108 590 12,620 SH N/A DEFINED 1 12,620 Gateway Inc. C/S 367626108 711 15,210 SH N/A OTHER 1 15,210 Gemstar Intl. Group LTD C/S 36866W106 81,340 932,930 SH N/A DEFINED 1 932,930 Gemstar Intl. Group LTD C/S 36866W106 55,576 637,430 SH N/A OTHER 1 637,430 Genecor International Inc. C/S 368709101 2,568 86,670 SH N/A DEFINED 1 86,670 Genecor International Inc. C/S 368709101 3,555 119,990 SH N/A OTHER 1 119,990 General Electric Co. C/S 369604103 2,079 36,040 SH N/A DEFINED 1 36,040 General Electric Co. C/S 369604103 2,270 39,350 SH N/A OTHER 1 39,350 General Motors - Class H C/S 370442832 21,486 577,890 SH N/A DEFINED 1 577,890 General Motors - Class H C/S 370442832 5,907 158,870 SH N/A OTHER 1 158,870 Genetex C/S 371901109 2,535 101,390 SH N/A DEFINED 1 101,390 Genetex C/S 371901109 3,957 158,260 SH N/A OTHER 1 158,260 Gilead Sciences Inc. C/S 375558103 645 5,880 SH N/A OTHER 1 5,880 Goldman Sachs Group Inc. C/S 38141G104 547 4,800 SH N/A DEFINED 1 4,800 Goldman Sachs Group Inc. C/S 38141G104 636 5,580 SH N/A OTHER 1 5,580 Greater China Fund, Inc. C/S 39167B102 132 15,000 SH N/A DEFINED 1 15,000 Guidant Corp. C/S 401698105 1,805 25,530 SH N/A DEFINED 1 25,530 Guidant Corp. C/S 401698105 1,796 25,410 SH N/A OTHER 1 25,410 The Healthcare Corp. C/S 404119109 717 19,300 SH N/A DEFINED 1 19,300 The Healthcare Corp. C/S 404119109 890 23,970 SH N/A OTHER 1 23,970 Helmerich & Payne C/S 423452101 8,552 236,720 SH N/A DEFINED 1 236,720 Helmerich & Payne C/S 423452101 13,691 378,980 SH N/A OTHER 1 378,980 Hispanic Broadcasting Corp. C/S 43357B104 4,455 159,820 SH N/A DEFINED 1 159,820 Hispanic Broadcasting Corp. C/S 43357B104 6,980 250,410 SH N/A OTHER 1 250,410 Home Depot Inc. C/S 437076102 1,173 22,110 SH N/A DEFINED 1 22,110 Home Depot Inc. C/S 437076102 1,257 23,680 SH N/A OTHER 1 23,680 Igo Corporation C/S 449592104 456 165,885 SH N/A DEFINED 1 165,885 Immunex Corp. C/S 452528102 649 14,930 SH N/A DEFINED 1 14,930 Integrated Device Tech Inc. C/S 458118106 62,482 690,410 SH N/A DEFINED 1 690,410 Integrated Device Tech Inc. C/S 458118106 39,528 436,770 SH N/A OTHER 1 436,770 Intel Corp. C/S 458140100 4,694 112,944 SH N/A OTHER 1 112,944 Intermedia Communications C/S 458801107 508 17,224 SH N/A DEFINED 1 17,224 IBM C/S 459200101 1,045 9,290 SH N/A DEFINED 1 9,290 IBM C/S 459200101 1,194 10,610 SH N/A OTHER 1 10,610 Interpublic Group Cos. C/S 460690100 701 20,590 SH N/A DEFINED 1 20,590 Interpublic Group Cos. C/S 460690100 863 25,340 SH N/A OTHER 1 25,340 Intersil Holding Corp. C/S 46069S109 10,032 201,150 SH N/A DEFINED 1 201,150 Intersil Holding Corp. C/S 46069S109 16,158 323,960 SH N/A OTHER 1 323,960 Intuit C/S 461202103 7,074 124,110 SH N/A DEFINED 1 124,110 Intuit C/S 461202103 11,041 193,710 SH N/A OTHER 1 193,710 Invitrogen Corp. C/S 46185R100 7,625 107,200 SH N/A DEFINED 1 107,200 Invitrogen Corp. C/S 46185R100 10,711 150,600 SH N/A OTHER 1 150,600 I2 Technologies Inc. C/S 465754109 499 2,670 SH N/A DEFINED 1 2,670 JDS Uniphase Corp. C/S 46612J101 1,310 13,840 SH N/A DEFINED 1 13,840 JDS Uniphase Corp. C/S 46612J101 874 9,230 SH N/A OTHER 1 9,230 Jefferson Pilot Corp. C/S 475070108 2,864 42,200 SH N/A DEFINED 1 42,200 Jefferson Pilot Corp. C/S 475070108 4,600 67,770 SH N/A OTHER 1 67,770 Juniper Networks C/S 48203R104 17,561 80,210 SH N/A DEFINED 1 80,210 Juniper Networks C/S 48203R104 2,566 11,720 SH N/A OTHER 1 11,720 Kinder Morgan Inc. C/S 49455P101 7,537 184,100 SH N/A DEFINED 1 184,100 Kinder Morgan Inc. C/S 49455P101 11,765 287,380 SH N/A OTHER 1 287,380 Koor Industries - ADR C/S 500507108 289 14,735 SH N/A DEFINED 1 14,735 Estee Lauder Companies C/S 518439104 742 20,250 SH N/A DEFINED 1 20,250 Estee Lauder Companies C/S 518439104 890 24,300 SH N/A OTHER 1 24,300 Level 3 Communications C/S 52729N100 785 10,180 SH N/A DEFINED 1 10,180 Level 3 Communications C/S 52729N100 1,025 13,290 SH N/A OTHER 1 13,290 Lexicon Genetics Inc. C/S 528872104 767 10,180 SH N/A DEFINED 1 10,180 Liberty Digital Inc. C/S 530436104 2,962 146,260 SH N/A DEFINED 1 146,260 Liberty Digital Inc. C/S 530436104 4,726 233,360 SH N/A OTHER 1 233,360 Liberty Satellite & Tech C/S 531182103 4,377 411,915 SH N/A DEFINED 1 411,915 Liberty Satellite & Tech C/S 531182103 2,825 265,875 SH N/A OTHER 1 265,875 Lowes Companies C/S 548661107 5,644 125,770 SH N/A DEFINED 1 125,770 Lowes Companies C/S 548661107 8,705 193,990 SH N/A OTHER 1 193,990 MRV Communications Inc. C/S 553477100 3,493 77,090 SH N/A DEFINED 1 77,090 MRV Communications Inc. C/S 553477100 5,480 120,940 SH N/A OTHER 1 120,940 Macrovision Corp. C/S 555904101 5,206 64,270 SH N/A DEFINED 1 64,270 Macrovision Corp. C/S 555904101 8,268 102,070 SH N/A OTHER 1 102,070 Marshall & Isley Corp. C/S 571834100 2,927 58,390 SH N/A DEFINED 1 58,390 Marshall & Isley Corp. C/S 571834100 4,592 91,620 SH N/A OTHER 1 91,620 McDonalds Corp. C/S 580135101 625 20,690 SH N/A DEFINED 1 20,690 McDonalds Corp. C/S 580135101 676 22,390 SH N/A OTHER 1 22,390 McLeodusa Inc. - Cl A C/S 582266102 11,424 798,152 SH N/A DEFINED 1 798,152 McLeodusa Inc. - Cl A C/S 582266102 15,638 1,092,620 SH N/A OTHER 1 1,092,620 Medarex Inc. C/S 583916101 568 4,840 SH N/A DEFINED 1 4,840 Microsoft Corp. C/S 594918104 1,184 19,630 SH N/A DEFINED 1 19,630 Microsoft Corp. C/S 594918104 1,413 23,420 SH N/A OTHER 1 23,420 Millenium Pharmaceuticals C/S 599902103 8,016 54,880 SH N/A DEFINED 1 54,880 Millenium Pharmaceuticals C/S 599902103 12,234 83,760 SH N/A OTHER 1 83,760 Morgan Stanley Dean Witter C/S 617446448 542 5,930 SH N/A DEFINED 1 5,930 Morgan Stanley Dean Witter C/S 617446448 623 6,810 SH N/A OTHER 1 6,810 Morgan Stanley Asia Pacific C/S 61744U106 222 23,500 SH N/A DEFINED 1 23,500 Motient C/S 619908106 1,927 136,390 SH N/A DEFINED 1 136,390 Motient C/S 619908106 2,805 198,610 SH N/A OTHER 1 198,610 Motorola Inc. C/S 620076109 409 14,470 SH N/A DEFINED 1 14,470 Motorola Inc. C/S 620076109 459 16,250 SH N/A OTHER 1 16,250 NTL Inc. C/S 629407107 5,784 124,900 SH N/A DEFINED 1 124,900 NTL Inc. C/S 629407107 9,276 200,300 SH N/A OTHER 1 200,300 Nabors Industries Inc. C/S 629568106 41,281 787,800 SH N/A DEFINED 1 787,800 Nabors Industries Inc. C/S 629568106 22,250 424,610 SH N/A OTHER 1 424,610 National Commerce Bancorp C/S 635449101 4,488 225,080 SH N/A DEFINED 1 225,080 National Commerce Bancorp C/S 635449101 7,060 354,110 SH N/A OTHER 1 354,110 National Discount Brokers C/S 635646102 2,249 72,700 SH N/A DEFINED 1 72,700 National Discount Brokers C/S 635646102 3,453 111,600 SH N/A OTHER 1 111,600 Neopharm Inc. C/S 640919106 3,911 99,000 SH N/A DEFINED 1 99,000 Netiq Corp. C/S 64115P102 7,744 117,890 SH N/A DEFINED 1 117,890 Netiq Corp. C/S 64115P102 12,812 195,040 SH N/A OTHER 1 195,040 Network Plus Corp. C/S 64122D506 1,114 129,160 SH N/A DEFINED 1 129,160 Network Plus Corp. C/S 64122D506 1,780 206,370 SH N/A OTHER 1 206,370 New Era of Networks Inc. C/S 644312100 716 29,420 SH N/A DEFINED 1 29,420 News Corp. C/S 652487703 1,160 20,700 SH N/A DEFINED 1 20,700 News Corp. C/S 652487703 1,371 24,450 SH N/A OTHER 1 24,450 Nextlink Communications C/S 65333H707 49,508 1,406,970 SH N/A DEFINED 1 1,406,970 Nextlink Communications C/S 65333H707 49,523 1,407,410 SH N/A OTHER 1 1,407,410 Noble Drilling C/S 655042109 3,871 77,030 SH N/A DEFINED 1 77,030 Noble Drilling C/S 655042109 6,036 120,120 SH N/A OTHER 1 120,120 Nortel Networks Corp. C/S 656568102 20,690 347,360 SH N/A DEFINED 1 347,360 Nortel Networks Corp. C/S 656568102 5,807 97,500 SH N/A OTHER 1 97,500 Novellus Systems Inc. C/S 670008101 731 15,710 SH N/A DEFINED 1 15,710 Novellus Systems Inc. C/S 670008101 939 20,170 SH N/A OTHER 1 20,170 Oakwood Homes Corp. C/S 674098108 32 21,000 SH N/A DEFINED 1 21,000 Omnipoint Corp. C/S 68212D607 3,388 20,300 SH N/A DEFINED 1 20,300 Optimal Robotics Corp. C/S 68388R208 5,610 139,370 SH N/A DEFINED 1 139,370 Optimal Robotics Corp. C/S 68388R208 8,935 221,990 SH N/A OTHER 1 221,990 Oracle Corporation C/S 68389X105 2,429 30,850 SH N/A DEFINED 1 30,850 Oracle Corporation C/S 68389X105 1,237 15,710 SH N/A OTHER 1 15,710 Outback Steakhouse Inc. C/S 689899102 3,634 133,980 SH N/A DEFINED 1 133,980 Outback Steakhouse Inc. C/S 689899102 5,746 211,820 SH N/A OTHER 1 211,820 PE Corp - PE Biosystems C/S 69332S102 9,689 83,170 SH N/A DEFINED 1 83,170 PE Corp - PE Biosystems C/S 69332S102 13,596 116,700 SH N/A OTHER 1 116,700 PMC - Sierra Inc. C/S 69344F106 336 1,560 SH N/A DEFINED 1 1,560 PNC Bank C/S 693475105 7,598 116,890 SH N/A DEFINED 1 116,890 PNC Bank C/S 693475105 11,781 181,250 SH N/A OTHER 1 181,250 Pacific Enterprises $4.36 P/S 694232307 620 10,000 SH N/A DEFINED 1 10,000 Perkinelmer Inc. C/S 714046109 369 3,540 SH N/A DEFINED 1 3,540 Pharmacia Corporation C/S 71713U102 1,138 18,900 SH N/A DEFINED 1 18,900 Pharmacia Corporation C/S 71713U102 1,434 23,830 SH N/A OTHER 1 23,830 Phillips Petroleum C/S 718507106 836 13,330 SH N/A DEFINED 1 13,330 Phillips Petroleum C/S 718507106 959 15,290 SH N/A OTHER 1 15,290 Portal Software Inc. C/S 736126103 1,153 28,820 SH N/A DEFINED 1 28,820 Portal Software Inc. C/S 736126103 1,437 35,920 SH N/A OTHER 1 35,920 Proton Energy Systems C/S 74371K101 100 3,500 SH N/A DEFINED 1 3,500 Proton Energy Systems C/S 74371K101 186 6,500 SH N/A OTHER 1 6,500 Providian Financial Corp. C/S 74406A102 11,430 90,000 SH N/A DEFINED 1 90,000 Providian Financial Corp. C/S 74406A102 19,568 154,080 SH N/A OTHER 1 154,080 Qualcomm Inc. C/S 747525103 745 10,450 SH N/A DEFINED 1 10,450 Qwest Communications Intl C/S 749121109 1,176 24,476 SH N/A DEFINED 1 24,476 R&B Falcon Corp. C/S 74912E101 35,704 1,280,850 SH N/A DEFINED 1 1,280,850 R&B Falcon Corp. C/S 74912E101 21,124 757,810 SH N/A OTHER 1 757,810 Radioshack Corp. C/S 750438103 5,959 92,210 SH N/A DEFINED 1 92,210 Radioshack Corp. C/S 750438103 9,306 144,000 SH N/A OTHER 1 144,000 Read-Rite Corp. C/S 755246105 789 70,100 SH N/A OTHER 1 70,100 Redback Networks Inc. C/S 757209101 781 4,760 SH N/A DEFINED 1 4,760 Renal Care Group Inc. C/S 759930100 368 19,770 SH N/A DEFINED 1 19,770 Research In Motion C/S 760975102 40,568 411,600 SH N/A DEFINED 1 411,600 Research In Motion C/S 760975102 17,608 178,645 SH N/A OTHER 1 178,645 Rowan Companies Inc. C/S 779382100 14,780 509,650 SH N/A DEFINED 1 509,650 Rowan Companies Inc. C/S 779382100 9,376 308,690 SH N/A OTHER 1 308,690 SDL Inc. C/S 784076101 801 2,590 SH N/A DEFINED 1 2,590 S&P 500 Depository Receipt Units 78462F103 42,235 294,065 SH N/A DEFINED 1 294,065 St. Paul Companies C/S 792860108 565 11,450 SH N/A OTHER 1 11,450 St. Paul Companies C/S 792860108 647 13,120 SH N/A DEFINED 1 13,120 Sanmina Corp. C/S 800907107 556 5,940 SH N/A DEFINED 1 5,940 Sealed Air Corp. P/S 81211K209 270 6,000 SH N/A DEFINED 1 6,000 Serona SA - ADR C/S 81752M101 1,014 33,520 SH N/A DEFINED 1 33,520 Serona SA - ADR C/S 81752M101 935 30,910 SH N/A OTHER 1 30,910 Siebel Sys Inc. C/S 826170102 3,491 31,360 SH N/A DEFINED 1 31,360 Siebel Sys Inc. C/S 826170102 1,369 12,300 SH N/A OTHER 1 12,300 Smartserv Online Inc. C/S 83169M203 1,083 30,303 SH N/A DEFINED 1 30,303 Software Com Inc. C/S 83402P104 38,167 210,360 SH N/A DEFINED 1 210,360 Software Com Inc. C/S 83402P104 29,015 159,920 SH N/A OTHER 1 159,920 Solectron Corp. C/S 834182107 12,509 271,200 SH N/A DEFINED 1 271,200 Solectron Corp. C/S 834182107 7,188 155,840 SH N/A OTHER 1 155,840 Southern Energy Inc. C/S 842816100 2,744 87,460 SH N/A DEFINED 1 87,460 Southern Energy Inc. C/S 842816100 3,609 115,040 SH N/A OTHER 1 115,040 Starwood Hotel & Resort C/S 85590A203 5,778 184,910 SH N/A DEFINED 1 184,910 Starwood Hotel & Resort C/S 85590A203 9,242 295,740 SH N/A OTHER 1 295,740 Sun Microsystems Inc. C/S 866810104 1,256 10,760 SH N/A DEFINED 1 10,760 Sycamore Networks Inc. C/S 871206108 11,609 107,490 SH N/A DEFINED 1 107,490 Sycamore Networks Inc. C/S 871206108 16,049 148,600 SH N/A OTHER 1 148,600 TCI Pacific Comm 5.0% Call CVT P/S 872294202 2,880 16,000 SH N/A DEFINED 1 16,000 Target Corp. C/S 87612E106 10,136 395,560 SH N/A DEFINED 1 395,560 Target Corp. C/S 87612E106 15,566 607,440 SH N/A OTHER 1 607,440 Techne C/S 878377100 11,023 98,420 SH N/A DEFINED 1 98,420 Techne C/S 878377100 4,066 36,300 SH N/A OTHER 1 36,300 Telecorp PCS Inc. C/S 879299105 10,768 566,740 SH N/A DEFINED 1 566,740 Telecorp PCS Inc. C/S 879299105 8,520 448,410 SH N/A OTHER 1 448,410 Telecommunications Systems C/S 87929J103 3,781 197,720 SH N/A DEFINED 1 197,720 Telecommunications Systems C/S 87929J103 5,902 308,620 SH N/A OTHER 1 308,620 Tellabs Inc. C/S 879664100 1,073 22,480 SH N/A DEFINED 1 22,480 Tellabs Inc. C/S 879664100 1,289 27,000 SH N/A OTHER 1 27,000 Templeton China World Fund C/S 88018X102 231 30,000 SH N/A DEFINED 1 30,000 Tenet Healthcare Corp. C/S 88033G100 7,193 197,740 SH N/A DEFINED 1 197,740 Tenet Healthcare Corp. C/S 88033G100 11,481 315,630 SH N/A OTHER 1 315,630 Texas Instruments Inc. C/S 882508104 521 11,040 SH N/A DEFINED 1 11,040 Tidewater Inc. C/S 886423102 7,691 169,030 SH N/A DEFINED 1 169,030 Tidewater Inc. C/S 886423102 12,995 285,600 SH N/A OTHER 1 285,600 Transwitch Corp. C/S 894065101 9,514 123,260 SH N/A OTHER 1 123,260 Trump Hotels & Casino Resort C/S 898168109 5,025 2,010,000 SH N/A DEFINED 1 2,010,000 Tumbleweed Communications C/S 899690101 5,730 112,350 SH N/A DEFINED 1 112,350 Tumbleweed Communications C/S 899690101 9,227 180,930 SH N/A OTHER 1 180,930 US Bancorp C/S 902973106 705 31,000 SH N/A DEFINED 1 31,000 US Bancorp C/S 902973106 864 37,980 SH N/A OTHER 1 37,980 United Technologies Corp. C/S 913017109 1,234 17,820 SH N/A DEFINED 1 17,820 United Technologies Corp. C/S 913017109 1,432 20,680 SH N/A OTHER 1 20,680 United Global Com Inc. C/S 913247508 8,780 292,660 SH N/A DEFINED 1 292,660 United Global Com Inc. C/S 913247508 5,156 171,880 SH N/A OTHER 1 171,880 Univision Communications C/S 914906102 2,262 60,520 SH N/A DEFINED 1 60,520 Univision Communications C/S 914906102 3,541 94,740 SH N/A OTHER 1 94,740 Varian Semiconductor Equipment C/S 922207105 5,392 144,025 SH N/A DEFINED 1 144,025 Varian Semiconductor Equipment C/S 922207105 8,415 224,772 SH N/A OTHER 1 224,772 Veritas Software Corp. C/S 923436109 37,681 265,359 SH N/A DEFINED 1 265,359 Veritas Software Corp. C/S 923436109 21,435 150,948 SH N/A OTHER 1 150,948 Verisign Inc. C/S 92343E102 20,404 100,730 SH N/A DEFINED 1 100,730 Verisign Inc. C/S 92343E102 15,620 77,110 SH N/A OTHER 1 77,110 Verizon Communications C/S 92343V104 1,125 23,230 SH N/A DEFINED 1 23,230 Verizon Communications C/S 92343V104 1,355 27,980 SH N/A OTHER 1 27,980 Vertex Pharmaceuticals C/S 92532F100 518 6,130 SH N/A DEFINED 1 6,130 Vignette Corp. C/S 926734104 15,248 510,380 SH N/A DEFINED 1 510,380 Vignette Corp. C/S 926734104 7,475 250,200 SH N/A OTHER 1 250,200 VISX Inc. C/S 92844S105 5,115 189,900 SH N/A DEFINED 1 189,900 VISX Inc. C/S 92844S105 7,479 277,640 SH N/A OTHER 1 277,640 Vitesse Semiconductor Corp. C/S 928497106 14,038 157,840 SH N/A DEFINED 1 157,840 Vitesse Semiconductor Corp. C/S 928497106 21,397 240,590 SH N/A OTHER 1 240,590 Voicestream Wireless Corp. C/S 928615103 40,227 346,595 SH N/A DEFINED 1 346,595 Voicestream Wireless Corp. C/S 928615103 32,735 282,045 SH N/A OTHER 1 282,045 Weatherford International C/S 947074100 35,079 815,800 SH N/A DEFINED 1 815,800 Weatherford International C/S 947074100 17,298 402,290 SH N/A OTHER 1 402,290 Webmethods Inc. C/S 94768C108 8,431 73,230 SH N/A DEFINED 1 73,230 Webmethods Inc. C/S 94768C108 12,402 107,730 SH N/A OTHER 1 107,730 Weblink Wireless Inc. C/S 94769A101 2,493 324,299 SH N/A DEFINED 1 324,299 Wendy's Financing I 5.0% P/S 950588202 1,108 23,333 SH N/A DEFINED 1 23,333 Zions Bancorporation C/S 989701107 3,331 65,130 SH N/A DEFINED 1 65,130 Zions Bancorporation C/S 989701107 5,255 102,760 SH N/A OTHER 1 102,760 IPC Holdings Limited C/S G4933P101 555 30,000 SH N/A DEFINED 1 30,000 Santa Fe International Corp. C/S G7805C108 11,921 264,540 SH N/A DEFINED 1 264,540 Santa Fe International Corp. C/S G7805C108 19,151 424,980 SH N/A OTHER 1 424,980 Transocean Sedco Forex Inc. C/S G90078109 1,365 23,280 SH N/A DEFINED 1 23,280 Transocean Sedco Forex Inc. C/S G90078109 1,476 25,180 SH N/A OTHER 1 25,180 TOTAL 2,548,709
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