UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM
CURRENT REPORT
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1 933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).
Emerging growth company
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 2.02 Results of Operations and Financial Condition
On April 13, 2020, STAAR Surgical Company (the “Company”) published a press release reporting selected preliminary financial results for the quarter ended April 3, 2020, a copy of which is furnished as Exhibit 99.1 to this report and is incorporated herein by this reference. The financial information is unaudited and subject to adjustment in the final audited financial statements to be filed with the Company’s Quarterly Report on Form 10-Q. The Company expects to report its complete first quarter of 2020 financial results on its first-quarter earnings call, which it will hold later in the second quarter of 2020.
Item 7.01 Regulation FD Disclosure.
On April 13, 2020, STAAR Surgical Company (the “Company”) published a press release reporting selected preliminary financial results for the quarter ended April 3, 2020, and also providing a COVID-19 business update, a copy of which is furnished as Exhibit 99.1 to this report and is incorporated herein by this reference.
This information and the information contained in the press release shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that section. The information in Item 2.02 and 7.01 of this Current Report, and Exhibit 99.1 are not incorporated by reference into any filings of STAAR made under the Securities Act of 1933, as amended, whether made before or after the date of this Current Report, regardless of any general incorporation language in the filing unless specifically stated so therein.
Item 9.01 Financial Statements and Exhibits
Exhibit No. |
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Description |
99.1
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Press release of the Company dated April 13, 2020.
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104 |
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Cover Page Interactive Data File (embedded within the Inline XBRL document). |
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
STAAR Surgical Company |
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April 13, 2020 |
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/s/ Caren Mason |
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Caren Mason |
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President and Chief Executive Officer |